# Instrument Metadata # Output tuned for LLM consumption -- deterministic parse of the # EUR-Lex source, no LLM involved in generation. instrument_id: uniform-requirements celex: "32014R0241" eli: "http://data.europa.eu/eli/reg/2014/241/oj" full_title: Uniform Requirements Delegated Regulation short_title: Uniform Requirements instrument_type: delegated_regulation document_type: regulation normative_weight: binding jurisdiction: EU effective_period: from: "2014-03-27" to: null dates: adopted: "2014-01-07" entered_into_force: "2014-03-27" status: in_force legal_status: in_force structure_levels: - title - chapter - article total_articles: 69 total_recitals: 0 total_annexes: 0 definitions_article: null chunk_strategy: by_chapter chunks: - /uniform-requirements/chunks/uniform-requirements_t01_general.md - /uniform-requirements/chunks/uniform-requirements_t02_ch01_common_equity_tier_1_capital_and_eligibl.md - /uniform-requirements/chunks/uniform-requirements_t02_ch02_prudential_filters.md - /uniform-requirements/chunks/uniform-requirements_t02_ch03_deductions_from_common_equity_tier_1_ite.md - /uniform-requirements/chunks/uniform-requirements_t02_ch04_other_deductions_for_common_equity_tier_.md - /uniform-requirements/chunks/uniform-requirements_t03_ch01_form_and_nature_of_incentives_to_redeem.md - /uniform-requirements/chunks/uniform-requirements_t03_ch02_conversion_or_write_down_of_the_principa.md - /uniform-requirements/chunks/uniform-requirements_t03_ch03_features_of_instruments_that_could_hinde.md - /uniform-requirements/chunks/uniform-requirements_t03_ch04_use_of_special_purposes_entities_for_ind.md - /uniform-requirements/chunks/uniform-requirements_t04_ch01_indirect_holdings_arising_from_index_hol.md - /uniform-requirements/chunks/uniform-requirements_t04_ch02_permission_for_reducing_own_funds_and_el.md - /uniform-requirements/chunks/uniform-requirements_t04_ch03_temporary_waiver_from_deduction_from_own.md - /uniform-requirements/chunks/uniform-requirements_t05_minority_interest_and_additional_tier_1_.md - /uniform-requirements/chunks/uniform-requirements_t05_own_funds_based_on_fixed_overheads.md - /uniform-requirements/chunks/uniform-requirements_t06_specification_of_the_transitional_provis.md key_dates: - date: "2014-01-07" type: lifecycle context: "Adopted" - date: "2014-03-27" type: lifecycle context: "Entered into force" - date: "2017-12-31" type: deadline article: "7c" context: "…year periods; (b) for the period from the date of application of this Regulation until 31 December 2017 only: (i) in 2014, as the sum of…" generated_at: "2026-09-08T12:37:04.949Z" articles: - article_number: 1 article_title: Subject matter chunk_file: /uniform-requirements/chunks/uniform-requirements_t01_general.md path: "Title 1 > Article 1" applies_to_entities: - competent_authorities topics: - prudential - own_funds - competent_authorities - consolidation keywords: - API - POS - ITS contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: true internal_references: [] external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 1a article_title: "Application of this Regulation to entities subject to the minimum requirement for own funds and eligible liabilities, and to eligible liabilities referred to in Directive 2014/59/EU" chunk_file: /uniform-requirements/chunks/uniform-requirements_t01_general.md path: "Title 1 > Article 1a" applies_to_entities: [] topics: - prudential - own_funds keywords: - POS contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 8 - target: Article 9 - target: Article 20 external_references: - instrument_type: directive reference: "2014/59" - instrument_type: directive reference: "2014/59" recitals: [] - article_number: 2 article_title: Meaning of ‘foreseeable’ in foreseeable dividend for the purposes of Article 26(2)(b) of Regulation (EU) No 575/2013 chunk_file: /uniform-requirements/chunks/uniform-requirements_t02_ch01_common_equity_tier_1_capital_and_eligibl.md path: "Title 2 > Chapter 1 > Article 2" applies_to_entities: - competent_authorities topics: - prudential - own_funds - competent_authorities - governance keywords: - API - POS - ITS contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: directive reference: "2013/36/EU" - instrument_type: regulation reference: "575/2013" - instrument_type: directive reference: "2013/36/EU" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 3 article_title: Meaning of ‘foreseeable’ in foreseeable charge for the purposes of Article 26(2)(b) of Regulation (EU) No 575/2013 chunk_file: /uniform-requirements/chunks/uniform-requirements_t02_ch01_common_equity_tier_1_capital_and_eligibl.md path: "Title 2 > Chapter 1 > Article 3" applies_to_entities: - competent_authorities topics: - prudential - own_funds - competent_authorities - financial_statements keywords: - POS - ITS - reporting contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 4 article_title: Type of undertaking recognised under applicable national law as a cooperative society for the purposes of Article 27(1)(a)(ii) of Regulation (EU) No 575/2013 chunk_file: /uniform-requirements/chunks/uniform-requirements_t02_ch01_common_equity_tier_1_capital_and_eligibl.md path: "Title 2 > Chapter 1 > Article 4" applies_to_entities: - credit_institutions - competent_authorities topics: - prudential - own_funds - authorisation - capital_requirements keywords: - API - POS - RTS contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 5 article_title: Type of undertaking recognised under applicable national law as a savings institution for the purposes of Article 27(1)(a)(iii) of Regulation (EU) No 575/2013 chunk_file: /uniform-requirements/chunks/uniform-requirements_t02_ch01_common_equity_tier_1_capital_and_eligibl.md path: "Title 2 > Chapter 1 > Article 5" applies_to_entities: - competent_authorities topics: - prudential - own_funds keywords: - API - POS - ITS contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 6 article_title: Type of undertaking recognised under applicable national law as a mutual for the purposes of Article 27(1)(a)(i) of Regulation (EU) No 575/2013 chunk_file: /uniform-requirements/chunks/uniform-requirements_t02_ch01_common_equity_tier_1_capital_and_eligibl.md path: "Title 2 > Chapter 1 > Article 6" applies_to_entities: - credit_institutions - competent_authorities topics: - prudential - own_funds keywords: - API - POS - ITS contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 7 article_title: Type of undertaking recognised under applicable national law as a similar institution for the purposes of Article 27(1)(a)(iv) of Regulation (EU) No 575/2013 chunk_file: /uniform-requirements/chunks/uniform-requirements_t02_ch01_common_equity_tier_1_capital_and_eligibl.md path: "Title 2 > Chapter 1 > Article 7" applies_to_entities: - competent_authorities topics: - prudential - own_funds keywords: - API - POS - ITS contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 7a article_title: Multiple distributions constituting a disproportionate drag on own funds chunk_file: /uniform-requirements/chunks/uniform-requirements_t02_ch01_common_equity_tier_1_capital_and_eligibl.md path: "Title 2 > Chapter 1 > Article 7a" applies_to_entities: [] topics: - prudential - own_funds keywords: - API contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 7b article_title: Preferential distributions regarding preferential rights to payments of distributions chunk_file: /uniform-requirements/chunks/uniform-requirements_t02_ch01_common_equity_tier_1_capital_and_eligibl.md path: "Title 2 > Chapter 1 > Article 7b" applies_to_entities: - competent_authorities topics: - prudential - own_funds - financial_statements keywords: - API - POS - ITS contains: obligations: true prohibitions: false permissions: true definitions: true penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 7a - target: Article 7c external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 7c article_title: Calculation of the payout ratio for the purposes of point (b) of Article 7b(8) chunk_file: /uniform-requirements/chunks/uniform-requirements_t02_ch01_common_equity_tier_1_capital_and_eligibl.md path: "Title 2 > Chapter 1 > Article 7c" applies_to_entities: [] topics: - prudential - own_funds keywords: - POS - ITS - reporting contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 7b paragraph: "8" external_references: - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 7d article_title: Preferential distributions regarding the order of distribution payments chunk_file: /uniform-requirements/chunks/uniform-requirements_t02_ch01_common_equity_tier_1_capital_and_eligibl.md path: "Title 2 > Chapter 1 > Article 7d" applies_to_entities: [] topics: - prudential - own_funds keywords: - POS contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 7b paragraph: "7" external_references: - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 8 article_title: "Indirect funding of capital instruments for the purposes of Article 28(1), point (b), Article 52(1), point (c), and Article 63, point (c), and of liabilities for the purpose of Article 72b(2), point (c), of Regulation (EU) No 575/2013" chunk_file: /uniform-requirements/chunks/uniform-requirements_t02_ch01_common_equity_tier_1_capital_and_eligibl.md path: "Title 2 > Chapter 1 > Article 8" applies_to_entities: - competent_authorities topics: - prudential - own_funds keywords: - API - transaction - POS contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "1606/2002" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 9 article_title: "Applicable forms and nature of indirect funding of capital instruments for the purposes of Article 28(1), point (b), Article 52(1), point (c) and Article 63, point (c), and of liabilities for the purpose of Article 72b(2), point (c), of Regulation (EU) No 575/2013" chunk_file: /uniform-requirements/chunks/uniform-requirements_t02_ch01_common_equity_tier_1_capital_and_eligibl.md path: "Title 2 > Chapter 1 > Article 9" applies_to_entities: - competent_authorities topics: - prudential - own_funds - liability - credit_risk - financial_statements - consolidation keywords: - API - liability - supervision - transaction - transfer - POS - scheme - network contains: obligations: true prohibitions: true permissions: false definitions: true penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 36 paragraph: "1" - target: Article 8 - target: Article 8 paragraph: "3" external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: directive reference: "2002/87/EC" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 10 article_title: "Limitations on redemption of capital instruments issued by mutuals, savings institutions, cooperative societies and similar institutions for the purposes of Article 29(2)(b) of Regulation (EU) No 575/2013 and Article 78(3) of Regulation (EU) No 575/2013" chunk_file: /uniform-requirements/chunks/uniform-requirements_t02_ch01_common_equity_tier_1_capital_and_eligibl.md path: "Title 2 > Chapter 1 > Article 10" applies_to_entities: [] topics: - prudential - own_funds keywords: - API - POS contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: directive reference: "2013/36/EU" - instrument_type: directive reference: "2013/36/EU" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 11 article_title: "Limitations on redemption of capital instruments issued by mutuals, savings institutions, cooperative societies and similar institutions for the purposes of Article 29(2)(b) of Regulation (EU) No 575/2013 and Article 78(3) of Regulation (EU) No 575/2013" chunk_file: /uniform-requirements/chunks/uniform-requirements_t02_ch01_common_equity_tier_1_capital_and_eligibl.md path: "Title 2 > Chapter 1 > Article 11" applies_to_entities: - competent_authorities topics: - prudential - own_funds - competent_authorities keywords: - API - POS contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 10 external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 12 article_title: The concept of gain on sale for the purposes of Article 32(1)(a) of Regulation (EU) No 575/2013 chunk_file: /uniform-requirements/chunks/uniform-requirements_t02_ch02_prudential_filters.md path: "Title 2 > Chapter 2 > Article 12" applies_to_entities: [] topics: - prudential - own_funds - liability - securitisation - financial_statements keywords: - liability - transaction - POS contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 13 article_title: Deduction of losses for the current financial year for the purposes of Article 36(1)(a) of Regulation (EU) No 575/2013 chunk_file: /uniform-requirements/chunks/uniform-requirements_t02_ch03_deductions_from_common_equity_tier_1_ite.md path: "Title 2 > Chapter 3 > Article 13" applies_to_entities: - credit_institutions - financial_entities topics: - prudential - own_funds keywords: - API - POS - ITS contains: obligations: true prohibitions: false permissions: false definitions: true penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: regulation reference: "1606/2002" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 13a article_title: "Deduction of software assets that are classified as intangible assets for accounting purposes for the purposes of Article 36(1), point (b), of Regulation (EU) No 575/2013" chunk_file: /uniform-requirements/chunks/uniform-requirements_t02_ch03_deductions_from_common_equity_tier_1_ite.md path: "Title 2 > Chapter 3 > Article 13a" applies_to_entities: [] topics: - prudential - own_funds - financial_statements keywords: - SEPA - POS contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 14 article_title: Deductions of deferred tax assets that rely on future profitability for the purposes of Article 36(1)(c) of Regulation (EU) No 575/2013 chunk_file: /uniform-requirements/chunks/uniform-requirements_t02_ch03_deductions_from_common_equity_tier_1_ite.md path: "Title 2 > Chapter 3 > Article 14" applies_to_entities: [] topics: - prudential - own_funds - consolidation keywords: - SCA - SEPA - POS contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 15 article_title: Deduction of defined benefit pension fund assets for the purposes of Article 36(1)(e) of Regulation (EU) No 575/2013 and Article 41(1)(b) of Regulation (EU) No 575/2013 chunk_file: /uniform-requirements/chunks/uniform-requirements_t02_ch03_deductions_from_common_equity_tier_1_ite.md path: "Title 2 > Chapter 3 > Article 15" applies_to_entities: - competent_authorities topics: - prudential - own_funds - competent_authorities keywords: - POS - access contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 15a article_title: "Indirect holdings for the purposes of Article 36(1)(f),(h) and (i) of Regulation (EU) No 575/2013" chunk_file: /uniform-requirements/chunks/uniform-requirements_t02_ch03_deductions_from_common_equity_tier_1_ite.md path: "Title 2 > Chapter 3 > Article 15a" applies_to_entities: - member_states - competent_authorities topics: - prudential - own_funds - insurance - reinsurance - pensions - investment_funds keywords: - API - SEPA - POS - scheme - network - ITS contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 15c - target: Article 15d - target: Article 15e - target: Article 15i external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: directive reference: "2013/36/EU" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 15b article_title: "Synthetic holdings for the purposes of Article 36(1)(f),(h) and (i) of Regulation (EU) No 575/2013" chunk_file: /uniform-requirements/chunks/uniform-requirements_t02_ch03_deductions_from_common_equity_tier_1_ite.md path: "Title 2 > Chapter 3 > Article 15b" applies_to_entities: [] topics: - prudential - own_funds keywords: - API - POS - third party - ITS contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 15c article_title: "Calculation of indirect holdings for the purposes of points (f),(h) and (i) of Article 36(1) of Regulation (EU) No 575/2013" chunk_file: /uniform-requirements/chunks/uniform-requirements_t02_ch03_deductions_from_common_equity_tier_1_ite.md path: "Title 2 > Chapter 3 > Article 15c" applies_to_entities: - competent_authorities topics: - prudential - own_funds keywords: - POS contains: obligations: true prohibitions: true permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 15d - target: Article 15e - target: Article 15a paragraph: "1" external_references: - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 15d article_title: "Default approach for the calculation of indirect holdings for the purposes of points (f),(h) and (i) of Article 36(1) of Regulation (EU) No 575/2013" chunk_file: /uniform-requirements/chunks/uniform-requirements_t02_ch03_deductions_from_common_equity_tier_1_ite.md path: "Title 2 > Chapter 3 > Article 15d" applies_to_entities: [] topics: - prudential - own_funds keywords: - API - SEPA - POS contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 15e article_title: "Structure-based approach for the calculation of indirect holdings for the purposes of points (f), (h) and (i) of Article 36(1) of Regulation (EU) No 575/2013" chunk_file: /uniform-requirements/chunks/uniform-requirements_t02_ch03_deductions_from_common_equity_tier_1_ite.md path: "Title 2 > Chapter 3 > Article 15e" applies_to_entities: [] topics: - prudential - own_funds keywords: - API - SEPA - POS - ITS contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 15d paragraph: "3" - target: Article 15d external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 15f article_title: "Calculation of synthetic holdings for the purposes of points (f),(h) and (i) of Article 36(1) of Regulation (EU) No 575/2013" chunk_file: /uniform-requirements/chunks/uniform-requirements_t02_ch03_deductions_from_common_equity_tier_1_ite.md path: "Title 2 > Chapter 3 > Article 15f" applies_to_entities: [] topics: - prudential - own_funds - market_risk keywords: - POS contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 15g article_title: Calculation of significant investments for the purposes of Article 36(1)(i) of Regulation (EU) No 575/2013 chunk_file: /uniform-requirements/chunks/uniform-requirements_t02_ch03_deductions_from_common_equity_tier_1_ite.md path: "Title 2 > Chapter 3 > Article 15g" applies_to_entities: - competent_authorities topics: - prudential - own_funds keywords: - POS contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 15a paragraph: "1" external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 15h article_title: Holdings of Additional Tier 1 and Tier 2 chunk_file: /uniform-requirements/chunks/uniform-requirements_t02_ch03_deductions_from_common_equity_tier_1_ite.md path: "Title 2 > Chapter 3 > Article 15h" applies_to_entities: [] topics: - prudential - own_funds keywords: - POS contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 15i article_title: Order and maximum amount of deductions of indirect holdings of own funds instruments of financial sector entities chunk_file: /uniform-requirements/chunks/uniform-requirements_t02_ch03_deductions_from_common_equity_tier_1_ite.md path: "Title 2 > Chapter 3 > Article 15i" applies_to_entities: [] topics: - prudential - own_funds keywords: - API - ITS contains: obligations: true prohibitions: true permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: [] recitals: [] - article_number: 15j article_title: Goodwill chunk_file: /uniform-requirements/chunks/uniform-requirements_t02_ch03_deductions_from_common_equity_tier_1_ite.md path: "Title 2 > Chapter 3 > Article 15j" applies_to_entities: [] topics: - prudential - own_funds keywords: - SEPA contains: obligations: false prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 16 article_title: Deductions of foreseeable tax charges for the purposes of Article 36(1)(l) and Article 56(f) of Regulation (EU) No 575/2013 chunk_file: /uniform-requirements/chunks/uniform-requirements_t02_ch03_deductions_from_common_equity_tier_1_ite.md path: "Title 2 > Chapter 3 > Article 16" applies_to_entities: - competent_authorities topics: - prudential - own_funds - competent_authorities - financial_statements keywords: - API - transaction - POS - ITS contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: regulation reference: "1606/2002" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 17 article_title: Other deductions for capital instruments of financial institutions for the purposes of Article 36(3) of Regulation (EU) No 575/2013 chunk_file: /uniform-requirements/chunks/uniform-requirements_t02_ch04_other_deductions_for_common_equity_tier_.md path: "Title 2 > Chapter 4 > Article 17" applies_to_entities: - payment_institutions - competent_authorities - financial_entities topics: - prudential - own_funds - authorisation - investment_funds keywords: - API - electronic money - POS - ITS contains: obligations: true prohibitions: true permissions: false definitions: true penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: directive reference: "2009/110/EC" - instrument_type: directive reference: "2007/64/EC" - instrument_type: directive reference: "2011/61/EU" - instrument_type: directive reference: "2009/65/EC" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 18 article_title: Capital instruments of third country insurance and reinsurance undertakings for the purposes of Article 36(3) of Regulation (EU) No 575/2013 chunk_file: /uniform-requirements/chunks/uniform-requirements_t02_ch04_other_deductions_for_common_equity_tier_.md path: "Title 2 > Chapter 4 > Article 18" applies_to_entities: [] topics: - prudential - own_funds - authorisation - insurance - reinsurance keywords: - API - POS - ITS contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 44 - target: Article 58 external_references: - instrument_type: directive reference: "2009/138" - instrument_type: directive reference: "2009/138/EC" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 19 article_title: Capital instruments of undertakings excluded from the scope of Directive 2009/138/EC for the purposes of Article 36(3) of Regulation (EU) No 575/2013 chunk_file: /uniform-requirements/chunks/uniform-requirements_t02_ch04_other_deductions_for_common_equity_tier_.md path: "Title 2 > Chapter 4 > Article 19" applies_to_entities: [] topics: - prudential - own_funds keywords: - API - POS - ITS contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: directive reference: "2009/138/EC" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 20 article_title: "Form and nature of incentives to redeem for the purposes of Article 52(1), point (g), Article 63, point (h), Article 72b(2), point (g), and Article 72c(3) of Regulation (EU) No 575/2013" chunk_file: /uniform-requirements/chunks/uniform-requirements_t03_ch01_form_and_nature_of_incentives_to_redeem.md path: "Title 3 > Chapter 1 > Article 20" applies_to_entities: [] topics: - prudential - own_funds - liability keywords: - API - liability - POS contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 21 article_title: Nature of the write-up of the principal amount following a write-down for the purposes of Article 52(1)(n) and Article 52(2)(c)(ii) of Regulation (EU) No 575/2013 chunk_file: /uniform-requirements/chunks/uniform-requirements_t03_ch02_conversion_or_write_down_of_the_principa.md path: "Title 3 > Chapter 2 > Article 21" applies_to_entities: [] topics: - prudential - own_funds keywords: - API - POS - ITS contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: directive reference: "2013/36/EU" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 22 article_title: Procedures and timing for determining that a trigger event has occurred for the purposes of Article 52(1)(n) of Regulation (EU) No 575/2013 chunk_file: /uniform-requirements/chunks/uniform-requirements_t03_ch02_conversion_or_write_down_of_the_principa.md path: "Title 3 > Chapter 2 > Article 22" applies_to_entities: - competent_authorities topics: - prudential - own_funds - governance keywords: - POS contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 23 article_title: Features of instruments that could hinder recapitalisation for the purposes of Article 52(1)(o) of Regulation (EU) No 575/2013 chunk_file: /uniform-requirements/chunks/uniform-requirements_t03_ch03_features_of_instruments_that_could_hinde.md path: "Title 3 > Chapter 3 > Article 23" applies_to_entities: [] topics: - prudential - own_funds keywords: - API - POS contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 24 article_title: Use of special purposes entities for indirect issuance of own funds instruments for the purposes of Article 52(1)(p) and Article 63(n) of Regulation (EU) No 575/2013 chunk_file: /uniform-requirements/chunks/uniform-requirements_t03_ch04_use_of_special_purposes_entities_for_ind.md path: "Title 3 > Chapter 4 > Article 24" applies_to_entities: [] topics: - prudential - own_funds - consolidation keywords: - API - POS contains: obligations: true prohibitions: true permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 24a article_title: Distribution on own funds instruments — broad market indices chunk_file: /uniform-requirements/chunks/uniform-requirements_t03_ch04_use_of_special_purposes_entities_for_ind.md path: "Title 3 > Chapter 4 > Article 24a" applies_to_entities: - credit_institutions - member_states topics: - prudential - own_funds keywords: - POS - branch contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 25 article_title: Extent of conservatism required in estimates for calculating exposures used as an alternative to the underlying exposures for the purposes of Article 76(2) of Regulation (EU) No 575/2013 chunk_file: /uniform-requirements/chunks/uniform-requirements_t04_ch01_indirect_holdings_arising_from_index_hol.md path: "Title 4 > Chapter 1 > Article 25" applies_to_entities: [] topics: - prudential - own_funds keywords: - POS - scheme - ITS contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 17 paragraph: "2" external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 26 article_title: Meaning of operationally burdensome in Article 76(3) of Regulation (EU) No 575/2013 chunk_file: /uniform-requirements/chunks/uniform-requirements_t04_ch01_indirect_holdings_arising_from_index_hol.md path: "Title 4 > Chapter 1 > Article 26" applies_to_entities: - competent_authorities topics: - prudential - own_funds - competent_authorities keywords: - API - POS contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 27 article_title: "Meaning of sustainable for the income capacity of the institution for the purposes of Article 78(1), point (a), and Article 78(4), point (d), of Regulation (EU) No 575/2013" chunk_file: /uniform-requirements/chunks/uniform-requirements_t04_ch02_permission_for_reducing_own_funds_and_el.md path: "Title 4 > Chapter 2 > Article 27" applies_to_entities: - competent_authorities topics: - prudential - own_funds keywords: - POS contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 78 paragraph: "1" external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 28 article_title: Process requirements including the limits and procedures for an application by an institution to reduce own funds pursuant to Article 77(1) of Regulation (EU) No 575/2013 chunk_file: /uniform-requirements/chunks/uniform-requirements_t04_ch02_permission_for_reducing_own_funds_and_el.md path: "Title 4 > Chapter 2 > Article 28" applies_to_entities: - competent_authorities topics: - prudential - own_funds - authorisation - competent_authorities keywords: - authorisation - POS - ITS contains: obligations: true prohibitions: true permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 29 article_title: Submission by the institution of an application to reduce own funds pursuant to Article 77(1) of Regulation (EU) No 575/2013 chunk_file: /uniform-requirements/chunks/uniform-requirements_t04_ch02_permission_for_reducing_own_funds_and_el.md path: "Title 4 > Chapter 2 > Article 29" applies_to_entities: - competent_authorities topics: - prudential - own_funds keywords: [] contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 30 article_title: Content of the application to be submitted by the institution for the purposes of Article 77(1) of Regulation (EU) No 575/2013 chunk_file: /uniform-requirements/chunks/uniform-requirements_t04_ch02_permission_for_reducing_own_funds_and_el.md path: "Title 4 > Chapter 2 > Article 30" applies_to_entities: - competent_authorities topics: - prudential - own_funds - competent_authorities - capital_requirements - capital_buffers - leverage_ratio keywords: - API - POS contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 29 - target: Article 72b external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: directive reference: "2013/36/EU" - instrument_type: directive reference: "2013/36/EU" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: directive reference: "2014/59" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: directive reference: "2013/36/EU" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: directive reference: "2014/59" - instrument_type: regulation reference: "575/2013" - instrument_type: directive reference: "2014/59" - instrument_type: regulation reference: "575/2013" - instrument_type: directive reference: "2014/59" recitals: [] - article_number: 30a article_title: Additional information to be submitted with an application for a general prior permission for actions listed in Article 77(1) of Regulation (EU) No 575/2013 chunk_file: /uniform-requirements/chunks/uniform-requirements_t04_ch02_permission_for_reducing_own_funds_and_el.md path: "Title 4 > Chapter 2 > Article 30a" applies_to_entities: - competent_authorities topics: - prudential - own_funds keywords: - API contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 30b article_title: Information to be submitted with an application for a renewal of a general prior permission for actions listed in Article 77(1) of Regulation (EU) No 575/2013 chunk_file: /uniform-requirements/chunks/uniform-requirements_t04_ch02_permission_for_reducing_own_funds_and_el.md path: "Title 4 > Chapter 2 > Article 30b" applies_to_entities: [] topics: - prudential - own_funds keywords: - ITS contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 30 paragraph: "1" external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 31 article_title: Timing of the application to be submitted by the institution and processing of the application by the competent authority for the purposes of Article 77(1) of Regulation (EU) No 575/2013 chunk_file: /uniform-requirements/chunks/uniform-requirements_t04_ch02_permission_for_reducing_own_funds_and_el.md path: "Title 4 > Chapter 2 > Article 31" applies_to_entities: - competent_authorities topics: - prudential - own_funds - competent_authorities keywords: - POS contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 30 - target: Article 30a - target: Article 30b external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 32 article_title: "Applications for redemptions, reductions and repurchases by mutuals, cooperative societies, savings institutions or similar institutions for the purposes of Article 77(1) of Regulation (EU) No 575/2013" chunk_file: /uniform-requirements/chunks/uniform-requirements_t04_ch02_permission_for_reducing_own_funds_and_el.md path: "Title 4 > Chapter 2 > Article 32" applies_to_entities: - competent_authorities topics: - prudential - own_funds keywords: - API - POS contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 29 - target: Article 30 paragraph: "1" external_references: - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 32a article_title: "Meaning of sustainable for the income capacity of the institution for the purposes of Article 78a(1), point (a), of Regulation (EU) No 575/2013" chunk_file: /uniform-requirements/chunks/uniform-requirements_t04_ch02_permission_for_reducing_own_funds_and_el.md path: "Title 4 > Chapter 2 > Article 32a" applies_to_entities: [] topics: - prudential - own_funds keywords: - POS contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 32b article_title: "Process requirements, including the limits and procedures for an application by an institution to reduce eligible liabilities instruments pursuant to Article 77(2) of Regulation (EU) No 575/2013" chunk_file: /uniform-requirements/chunks/uniform-requirements_t04_ch02_permission_for_reducing_own_funds_and_el.md path: "Title 4 > Chapter 2 > Article 32b" applies_to_entities: [] topics: - prudential - own_funds - authorisation keywords: - authorisation - ITS contains: obligations: true prohibitions: true permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 32c article_title: Submission by the institution of an application to reduce eligible liabilities instruments pursuant to Article 77(2) of Regulation (EU) No 575/2013 chunk_file: /uniform-requirements/chunks/uniform-requirements_t04_ch02_permission_for_reducing_own_funds_and_el.md path: "Title 4 > Chapter 2 > Article 32c" applies_to_entities: [] topics: - prudential - own_funds keywords: [] contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 32d article_title: Content of the application to be submitted by the institution for the purposes of Article 77(2) of Regulation (EU) No 575/2013 chunk_file: /uniform-requirements/chunks/uniform-requirements_t04_ch02_permission_for_reducing_own_funds_and_el.md path: "Title 4 > Chapter 2 > Article 32d" applies_to_entities: [] topics: - prudential - own_funds keywords: - POS contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 32c - target: Article 72b external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: directive reference: "2014/59" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: directive reference: "2013/36/EU" - instrument_type: regulation reference: "575/2013" - instrument_type: directive reference: "2014/59" - instrument_type: directive reference: "2014/59" - instrument_type: regulation reference: "575/2013" - instrument_type: directive reference: "2014/59" - instrument_type: regulation reference: "575/2013" - instrument_type: directive reference: "2014/59" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 32e article_title: Additional information to be submitted with the application for a general prior permission for actions listed in Article 77(2) of Regulation (EU) No 575/2013 chunk_file: /uniform-requirements/chunks/uniform-requirements_t04_ch02_permission_for_reducing_own_funds_and_el.md path: "Title 4 > Chapter 2 > Article 32e" applies_to_entities: [] topics: - prudential - own_funds keywords: [] contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: directive reference: "2014/59" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 32f article_title: Information to be submitted with an application for a renewal of a general prior permission for actions listed in Article 77(2) of Regulation (EU) No 575/2013 chunk_file: /uniform-requirements/chunks/uniform-requirements_t04_ch02_permission_for_reducing_own_funds_and_el.md path: "Title 4 > Chapter 2 > Article 32f" applies_to_entities: [] topics: - prudential - own_funds keywords: - ITS contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 32d paragraph: "1" external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 32g article_title: Timing of the application to be submitted by the institution and processing of the application by the resolution authority for the purposes of Article 77(2) of Regulation (EU) No 575/2013 chunk_file: /uniform-requirements/chunks/uniform-requirements_t04_ch02_permission_for_reducing_own_funds_and_el.md path: "Title 4 > Chapter 2 > Article 32g" applies_to_entities: [] topics: - prudential - own_funds keywords: - POS contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 32d - target: Article 32e - target: Article 32f external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 32h article_title: Simplified requirements for institutions for which the resolution authority has set the minimum requirement for own funds and eligible liabilities laid down in Article 45(1) of Directive 2014/59/EU at a level that does not exceed an amount sufficient to absorb losses chunk_file: /uniform-requirements/chunks/uniform-requirements_t04_ch02_permission_for_reducing_own_funds_and_el.md path: "Title 4 > Chapter 2 > Article 32h" applies_to_entities: [] topics: - prudential - own_funds keywords: - POS contains: obligations: true prohibitions: true permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 32d - target: Article 32e - target: Article 32f - target: Article 32c - target: Article 32b paragraph: "5" - target: Article 32g external_references: - instrument_type: directive reference: "2014/59" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 32i article_title: Process of cooperation between the competent authority and the resolution authority when granting the permission referred to in Article 78a of Regulation (EU) No 575/2013 chunk_file: /uniform-requirements/chunks/uniform-requirements_t04_ch02_permission_for_reducing_own_funds_and_el.md path: "Title 4 > Chapter 2 > Article 32i" applies_to_entities: - competent_authorities topics: - prudential - own_funds - competent_authorities keywords: - POS - ITS contains: obligations: true prohibitions: true permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 32d - target: Article 32e - target: Article 32f - target: Article 32h - target: Article 32g external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 33 article_title: Temporary waiver from deduction from own funds and eligible liabilities for the purposes of Article 79(1) of Regulation (EU) No 575/2013 chunk_file: /uniform-requirements/chunks/uniform-requirements_t04_ch03_temporary_waiver_from_deduction_from_own.md path: "Title 4 > Chapter 3 > Article 33" applies_to_entities: - competent_authorities topics: - prudential - own_funds keywords: - POS contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 34 article_title: The type of assets that can relate to the operation of special purpose entities and meaning of minimal and insignificant regarding qualifying Additional Tier 1 and Tier 2 capital issued by special purpose entities for the purposes of Article 83(1) of Regulation (EU) No 575/2013 chunk_file: /uniform-requirements/chunks/uniform-requirements_t05_minority_interest_and_additional_tier_1_.md path: "Title 5 > Article 34" applies_to_entities: - competent_authorities topics: - prudential - own_funds keywords: - API - POS contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 34a article_title: Minority interests included in consolidated Common Equity Tier 1 capital chunk_file: /uniform-requirements/chunks/uniform-requirements_t05_minority_interest_and_additional_tier_1_.md path: "Title 5 > Article 34a" applies_to_entities: - competent_authorities topics: - prudential - own_funds - consolidation keywords: - API - transaction - POS - ATM - ITS contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 84 paragraph: "1" external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: directive reference: "2013/36/EU" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 34b article_title: Calculation of the eligible capital of at least one quarter of the fixed overheads of the preceding year for the purposes of Article 97(1) of Regulation (EU) No 575/2013 chunk_file: /uniform-requirements/chunks/uniform-requirements_t05_own_funds_based_on_fixed_overheads.md path: "Title 5 > Article 34b" applies_to_entities: [] topics: - prudential - own_funds - remuneration - financial_statements keywords: - API - transaction - POS - agent - clearing - ITS contains: obligations: true prohibitions: false permissions: false definitions: true penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 4 paragraph: "2" external_references: - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 34c article_title: Conditions for the adjustment by the competent authority of the requirement to hold eligible capital of at least one quarter of the fixed overheads of the previous year according to Article 97(2) of Regulation (EU) No 575/2013 chunk_file: /uniform-requirements/chunks/uniform-requirements_t05_own_funds_based_on_fixed_overheads.md path: "Title 5 > Article 34c" applies_to_entities: - competent_authorities topics: - prudential - own_funds keywords: - API contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 34d article_title: Calculation of projected fixed overheads in the case of a firm that has not completed business for one year according to Article 97(3) of Regulation (EU) No 575/2013 chunk_file: /uniform-requirements/chunks/uniform-requirements_t05_own_funds_based_on_fixed_overheads.md path: "Title 5 > Article 34d" applies_to_entities: [] topics: - prudential - own_funds - authorisation keywords: - authorisation - RTS - ITS contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 34b paragraph: "2" external_references: - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 35 article_title: Additional filters and deductions for the purposes of Article 481(1) of Regulation (EU) No 575/2013 chunk_file: /uniform-requirements/chunks/uniform-requirements_t06_specification_of_the_transitional_provis.md path: "Title 6 > Article 35" applies_to_entities: [] topics: - prudential - own_funds - transitional_provisions keywords: - POS contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 36 article_title: Items excluded from grandfathering of capital instruments not consituting state aid in Common Equity Tier 1 or Additional Tier 1 items in other elements of own funds for the purposes of Article 487(1) and (2) of Regulation (EU) No 575/2013 chunk_file: /uniform-requirements/chunks/uniform-requirements_t06_specification_of_the_transitional_provis.md path: "Title 6 > Article 36" applies_to_entities: [] topics: - prudential - own_funds - transitional_provisions keywords: - API - POS - ATM contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 484 paragraph: "4" external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 37 article_title: "" chunk_file: /uniform-requirements/chunks/uniform-requirements_t06_specification_of_the_transitional_provis.md path: "Title 6 > Article 37" applies_to_entities: [] topics: - prudential - own_funds - transitional_provisions keywords: - ITS contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: [] recitals: []