# Instrument Metadata
# Output tuned for LLM consumption -- deterministic parse of the
# EUR-Lex source, no LLM involved in generation.

instrument_id: ucits
celex: "32009L0065"
eli: "http://data.europa.eu/eli/dir/2009/65/oj"
full_title: UCITS Directive 2009/65/EC
short_title: UCITS
instrument_type: directive
document_type: directive
normative_weight: binding
jurisdiction: EU
effective_period:
  from: "2009-09-17"
  to: null
dates:
  adopted: "2009-07-13"
  entered_into_force: "2009-09-17"
status: in_force
legal_status: in_force
structure_levels:
  - title
  - chapter
  - article
total_articles: 132
total_recitals: 0
total_annexes: 5
definitions_article: 2
chunk_strategy: by_chapter
chunks:
  - /ucits/chunks/ucits_t01_subject_matter_scope_and_definitions.md
  - /ucits/chunks/ucits_t02_authorisation_of_ucits.md
  - /ucits/chunks/ucits_t03_ch01_conditions_for_taking_up_business.md
  - /ucits/chunks/ucits_t03_ch02_relations_with_third_countries.md
  - /ucits/chunks/ucits_t03_ch03_operating_conditions.md
  - /ucits/chunks/ucits_t03_ch04_freedom_of_establishment_and_freedom_to_.md
  - /ucits/chunks/ucits_t04_obligations_regarding_the_depositary.md
  - /ucits/chunks/ucits_t05_ch01_conditions_for_taking_up_business.md
  - /ucits/chunks/ucits_t05_ch02_operating_conditions.md
  - /ucits/chunks/ucits_t06_ch01_principle_authorisation_and_approval.md
  - /ucits/chunks/ucits_t06_ch02_third_party_control_information_of_unit_.md
  - /ucits/chunks/ucits_t06_ch03_costs_and_entry_into_effect.md
  - /ucits/chunks/ucits_t07_obligations_concerning_the_investment_po.md
  - /ucits/chunks/ucits_t08_ch01_scope_and_approval.md
  - /ucits/chunks/ucits_t08_ch02_common_provisions_for_feeder_and_master_.md
  - /ucits/chunks/ucits_t08_ch03_depositaries_and_auditors.md
  - /ucits/chunks/ucits_t08_ch04_compulsory_information_and_marketing_com.md
  - /ucits/chunks/ucits_t08_ch05_conversion_of_existing_ucits_into_feeder.md
  - /ucits/chunks/ucits_t08_ch06_obligations_and_competent_authorities.md
  - /ucits/chunks/ucits_t09_ch01_publication_of_a_prospectus_and_periodic.md
  - /ucits/chunks/ucits_t09_ch02_publication_of_other_information.md
  - /ucits/chunks/ucits_t09_ch03_key_investor_information.md
  - /ucits/chunks/ucits_t09_ch04_accessibility_of_information_on_the_euro.md
  - /ucits/chunks/ucits_t10_general_obligations_of_ucits.md
  - /ucits/chunks/ucits_t11_special_provisions_applicable_to_ucits_w.md
  - /ucits/chunks/ucits_t12_provisions_concerning_the_authorities_re.md
  - /ucits/chunks/ucits_t13_delegated_acts_and_powers_of_execution.md
  - /ucits/chunks/ucits_t14_ch01_derogations.md
  - /ucits/chunks/ucits_t14_ch02_transitional_and_final_provisions.md
  - /ucits/chunks/annexes.md
key_dates:
  - date: "1978-07-25"
    type: citation
    article: "50"
    context: "…publishes its annual accounts in accordance with Fourth Council Directive 78/660/EEC of 25 July 1978 based on Article 54(3)(g) of the…"
  - date: "1983-06-13"
    type: citation
    article: "2"
    context: "…‘subsidiary’, as defined in Articles 1 and 2 of Seventh Council Directive 83/349/EEC of 13 June 1983 based on the Article 54(3)(g) of the…"
  - date: "1997-03-03"
    type: citation
    article: "12"
    context: "…laid down in Directive 97/9/EC of the European Parliament and of the Council of 3 March 1997 on investor-compensation schemes…"
  - date: "2004-02-13"
    type: deadline
    article: "114"
    context: "…obtained under Directive 2004/39/EC. 2. Management companies already authorised before 13 February 2004 in their home Member State under…"
  - date: "2004-12-15"
    type: citation
    article: "2"
    context: "…9 and 10 of Directive 2004/109/EC of the European Parliament and of the Council of 15 December 2004 on the harmonisation of transparency…"
  - date: "2006-05-17"
    type: citation
    article: "42"
    context: "…accordance with Directive 2006/43/EC of the European Parliament and of the Council of 17 May 2006 on statutory audits of annual…"
  - date: "2009-07-13"
    type: lifecycle
    context: "Adopted"
  - date: "2009-09-16"
    type: citation
    article: "51"
    context: "…of Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (22), for…"
  - date: "2009-09-17"
    type: lifecycle
    context: "Entered into force"
  - date: "2010-11-24"
    type: citation
    article: "51"
    context: "…by Regulation (EU) No 1092/2010 of the European Parliament and of the Council of 24 November 2010 on European Union macro-prudential…"
  - date: "2011-06-30"
    type: deadline
    article: "116"
    context: "1. Member States shall adopt and publish by 30 June 2011, the laws, regulations and…"
  - date: "2011-07-01"
    type: application
    article: "116"
    context: "…shall forthwith inform the Commission thereof. They shall apply those measures from 1 July 2011. When Member States adopt those…"
  - date: "2011-07-01"
    type: application
    article: "117"
    context: "…as amended by the Directives listed in Annex III, Part A, is repealed with effect from 1 July 2011, without prejudice to the obligations…"
  - date: "2011-07-01"
    type: application
    article: "118"
    context: "…109(1), Articles 111, 112, 113, and 117 and Annexes II, III and IV shall apply from 1 July 2011. 2. Member States shall ensure that…"
  - date: "2013-07-01"
    type: review
    article: "115"
    context: "By 1 July 2013, the Commission shall submit to the…"
  - date: "2015-09-18"
    type: deadline
    article: "99e"
    context: "…ESMA shall submit those draft implementing technical standards to the Commission by 18 September 2015. Power is conferred on the Commission…"
  - date: "2016-03-18"
    type: deadline
    article: "23"
    context: "…or management companies acting on behalf of the UCITS that they manage, which, before 18 March 2016, appointed as a depositary an…"
  - date: "2016-03-18"
    type: deadline
    article: "99"
    context: "…and other administrative measures shall be effective, proportionate and dissuasive. By 18 March 2016, Member States shall notify the laws,…"
  - date: "2018-03-18"
    type: deadline
    article: "23"
    context: "…down in paragraph 2, shall appoint a depositary that meets those requirements before 18 March 2018."
  - date: "2022-07-08"
    type: deadline
    article: "52"
    context: "…first subparagraph of paragraph 1 to a maximum of 25 % where bonds were issued before 8 July 2022 and met the requirements set out in…"
  - date: "2025-04-16"
    type: deadline
    article: "18a"
    context: "…management tool for all asset classes, jurisdictions and market conditions. 4. By 16 April 2025, ESMA shall develop guidelines on the…"
  - date: "2025-10-16"
    type: review
    article: "14"
    context: "…(EU) No 1095/2010. 4. For the purposes of paragraph 1, point (a), ESMA shall by 16 October 2025 submit a report to the European…"
  - date: "2026-04-16"
    type: deadline
    article: "69"
    context: "…the uniform application of the rules relating to the name of the UCITS, ESMA shall by 16 April 2026 develop guidelines to specify the…"
  - date: "2026-04-16"
    type: deadline
    article: "84"
    context: "…and shall give the competent authorities advance notice of such publication. 3f. By 16 April 2026 ESMA shall develop guidelines…"
  - date: "2026-04-16"
    type: review
    article: "20b"
    context: "1. By 16 April 2026, ESMA shall submit to the Commission…"
  - date: "2029-04-16"
    type: review
    article: "110a"
    context: "By 16 April 2029, and following the report produced by…"
  - date: "2029-04-16"
    type: review
    article: "13"
    context: "…provider of the services referred to in Article 6(3), as set out in paragraph 2. 6. By 16 April 2029, ESMA shall provide the European…"

generated_at: "2026-09-08T12:37:04.725Z"

articles:
  - article_number: 1
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t01_subject_matter_scope_and_definitions.md
    path: "Title 1 > Article 1"
    applies_to_entities:
      - member_states
    topics:
      - investment_funds
      - scope
      - general_provisions
      - definitions
    keywords:
      - API
      - transfer
      - POS
      - ITS
      - transferable securities
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: true
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 3
      - target: Article 50
        paragraph: "1"
      - target: Article 91
      - target: Article 92
      - target: Article 108
        paragraph: "1"
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 2
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t01_subject_matter_scope_and_definitions.md
    path: "Title 1 > Article 2"
    applies_to_entities:
      - member_states
      - competent_authorities
    topics:
      - investment_funds
      - scope
      - general_provisions
      - definitions
      - authorisation
      - own_funds
      - counterparty_credit_risk
      - securitisation
      - depositary
      - trading_venues
      - derivatives_clearing
      - governance
    keywords:
      - API
      - transfer
      - SEPA
      - POS
      - access
      - branch
      - cross-border
      - ITS
      - depositary
      - management company
      - management company’s home member state
      - management company’s host member state
      - ucits home member state
      - ucits host member state
      - competent authorities
      - close links
      - participation
      - control
      - qualifying holding
      - initial capital
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: true
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 22
      - target: Article 32
      - target: Article 5
      - target: Article 97
      - target: Article 93
      - target: Article 51
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
      - instrument_type: directive
        reference: "2014/65/EU"
      - instrument_type: regulation
        reference: "648/2012"
      - instrument_type: regulation
        reference: "909/2014"
    recitals: []

  - article_number: 3
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t01_subject_matter_scope_and_definitions.md
    path: "Title 1 > Article 3"
    applies_to_entities:
      - member_states
    topics:
      - investment_funds
      - scope
      - general_provisions
      - definitions
    keywords:
      - API
      - ITS
    contains:
      obligations: false
      prohibitions: false
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 83
    external_references: []
    recitals: []

  - article_number: 4
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t01_subject_matter_scope_and_definitions.md
    path: "Title 1 > Article 4"
    applies_to_entities:
      - member_states
    topics:
      - investment_funds
      - scope
      - general_provisions
      - definitions
    keywords:
      - POS
      - ITS
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: true
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 5
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t02_authorisation_of_ucits.md
    path: "Title 2 > Article 5"
    applies_to_entities:
      - member_states
      - competent_authorities
      - european_commission
    topics:
      - investment_funds
      - authorisation
      - information_requirements
      - depositary
    keywords:
      - authorisation
      - POS
      - access
      - ITS
      - depositary
      - management company
      - management company’s home member state
      - ucits home member state
      - competent authorities
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: true
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: true
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 20
      - target: Article 29
        paragraph: "2"
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 6
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t03_ch01_conditions_for_taking_up_business.md
    path: "Title 3 > Chapter 1 > Article 6"
    applies_to_entities:
      - member_states
      - competent_authorities
    topics:
      - investment_funds
      - authorisation
      - conflicts_of_interest
    keywords:
      - authorisation
      - supervision
      - POS
      - access
      - ITS
      - management company
      - management company’s home member state
      - competent authorities
      - financial instrument
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 15
      - target: Article 16
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
      - instrument_type: regulation
        reference: "2016/1011"
      - instrument_type: directive
        reference: "2014/65/EU"
      - instrument_type: directive
        reference: "2014/65/EU"
      - instrument_type: directive
        reference: "2014/65/EU"
      - instrument_type: directive
        reference: "2014/65/EU"
      - instrument_type: directive
        reference: "2014/65/EU"
    recitals: []

  - article_number: 7
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t03_ch01_conditions_for_taking_up_business.md
    path: "Title 3 > Chapter 1 > Article 7"
    applies_to_entities:
      - credit_institutions
      - member_states
      - competent_authorities
      - european_commission
    topics:
      - investment_funds
      - authorisation
      - competent_authorities
      - information_requirements
      - own_funds
      - insurance
      - governance
      - risk_management
    keywords:
      - API
      - authorisation
      - POS
      - system
      - ITS
      - reporting
      - notification
      - management company
      - competent authorities
      - close links
      - qualifying holding
      - initial capital
      - own funds
      - management body
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: true
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: true
      its_mandate: true
      transitional: false
    internal_references:
      - target: Article 13
      - target: Article 6
        paragraph: "3"
      - target: Article 8
        paragraph: "1"
      - target: Article 11
    external_references:
      - instrument_type: regulation
        reference: "2019/2033"
      - instrument_type: directive
        reference: "2009/65/EC"
      - instrument_type: regulation
        reference: "1095/2010"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 8
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t03_ch01_conditions_for_taking_up_business.md
    path: "Title 3 > Chapter 1 > Article 8"
    applies_to_entities:
      - credit_institutions
      - member_states
      - competent_authorities
    topics:
      - investment_funds
      - authorisation
      - competent_authorities
      - insurance
    keywords:
      - authorisation
      - ATM
      - branch
      - management company
      - competent authorities
      - control
      - qualifying holding
    contains:
      obligations: true
      prohibitions: true
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references: []
    recitals: []

  - article_number: 9
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t03_ch02_relations_with_third_countries.md
    path: "Title 3 > Chapter 2 > Article 9"
    applies_to_entities:
      - member_states
      - european_commission
    topics:
      - investment_funds
    keywords:
      - POS
      - ITS
      - management company
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: true
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 10
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t03_ch03_operating_conditions.md
    path: "Title 3 > Chapter 3 > Article 10"
    applies_to_entities:
      - member_states
      - competent_authorities
    topics:
      - investment_funds
      - authorisation
      - own_funds
    keywords:
      - supervision
      - branch
      - management company
      - management company’s home member state
      - management company’s host member state
      - competent authorities
      - own funds
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 6
      - target: Article 7
        paragraph: "1"
      - target: Article 7
        paragraph: "2"
    external_references: []
    recitals: []

  - article_number: 11
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t03_ch03_operating_conditions.md
    path: "Title 3 > Chapter 3 > Article 11"
    applies_to_entities:
      - competent_authorities
      - european_commission
    topics:
      - investment_funds
    keywords:
      - POS
      - notification
      - management company
      - competent authorities
      - qualifying holding
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: true
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: true
      its_mandate: true
      transitional: false
    internal_references: []
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 12
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t03_ch03_operating_conditions.md
    path: "Title 3 > Chapter 3 > Article 12"
    applies_to_entities:
      - member_states
      - competent_authorities
      - european_commission
    topics:
      - investment_funds
      - authorisation
      - conflicts_of_interest
      - internal_control
    keywords:
      - authorisation
      - transaction
      - data
      - system
      - scheme
      - network
      - ITS
      - management company
      - management company’s home member state
      - competent authorities
      - control
      - financial instrument
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: true
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: false
      its_mandate: true
      transitional: false
    internal_references:
      - target: Article 6
        paragraph: "3"
      - target: Article 116
      - target: Article 112a
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
      - instrument_type: regulation
        reference: "2022/2554"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 13
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t03_ch03_operating_conditions.md
    path: "Title 3 > Chapter 3 > Article 13"
    applies_to_entities:
      - member_states
      - competent_authorities
      - european_commission
    topics:
      - investment_funds
      - authorisation
      - liability
      - depositary
    keywords:
      - liability
      - supervision
      - POS
      - data
      - third party
      - ITS
      - depositary
      - management company
      - management company’s home member state
      - ucits home member state
      - competent authorities
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: true
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 6
        paragraph: "3"
      - target: Article 112a
      - target: Article 7
      - target: Article 20a
        paragraph: "2"
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
      - instrument_type: directive
        reference: "2014/65/EU"
      - instrument_type: directive
        reference: "2016/97"
    recitals: []

  - article_number: 14
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t03_ch03_operating_conditions.md
    path: "Title 3 > Chapter 3 > Article 14"
    applies_to_entities:
      - member_states
      - competent_authorities
      - european_commission
    topics:
      - investment_funds
      - authorisation
      - liability
      - competent_authorities
      - conflicts_of_interest
    keywords:
      - supervision
      - POS
      - data
      - third party
      - ITS
      - management company
      - competent authorities
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: true
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: false
      its_mandate: true
      transitional: false
    internal_references:
      - target: Article 116
      - target: Article 112a
      - target: Article 13
      - target: Article 98
        paragraph: "2"
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
      - instrument_type: regulation
        reference: "1095/2010"
      - instrument_type: regulation
        reference: "1095/2010"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 14a
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t03_ch03_operating_conditions.md
    path: "Title 3 > Chapter 3 > Article 14a"
    applies_to_entities:
      - credit_institutions
      - member_states
      - competent_authorities
      - european_banking_authority
    topics:
      - investment_funds
      - remuneration
    keywords:
      - ITS
      - EBA
      - guidelines
      - management company
      - competent authorities
      - control
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 14b
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
      - instrument_type: regulation
        reference: "1095/2010"
      - instrument_type: regulation
        reference: "1093/2010"
    recitals: []

  - article_number: 14b
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t03_ch03_operating_conditions.md
    path: "Title 3 > Chapter 3 > Article 14b"
    applies_to_entities:
      - member_states
      - competent_authorities
    topics:
      - investment_funds
      - liability
      - governance
      - remuneration
      - conflicts_of_interest
    keywords:
      - liability
      - transfer
      - POS
      - ITS
      - EBA
      - guidelines
      - management company
      - competent authorities
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    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
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      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 14a
      - target: Article 14a
        paragraph: "4"
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
      - instrument_type: regulation
        reference: "1095/2010"
      - instrument_type: directive
        reference: "2011/61/EU"
      - instrument_type: directive
        reference: "2013/36/EU"
    recitals: []

  - article_number: 15
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t03_ch03_operating_conditions.md
    path: "Title 3 > Chapter 3 > Article 15"
    applies_to_entities:
      - member_states
      - competent_authorities
    topics:
      - investment_funds
      - authorisation
    keywords:
      - ITS
      - management company
      - ucits home member state
      - competent authorities
    contains:
      obligations: true
      prohibitions: false
      permissions: false
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      delegated_powers: false
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      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 92
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 16
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t03_ch04_freedom_of_establishment_and_freedom_to_.md
    path: "Title 3 > Chapter 4 > Article 16"
    applies_to_entities:
      - member_states
    topics:
      - investment_funds
      - passporting
      - authorisation
    keywords:
      - API
      - authorisation
      - POS
      - branch
      - ITS
      - management company
      - ucits home member state
    contains:
      obligations: true
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      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 17
      - target: Article 18
      - target: Article 19
      - target: Article 20
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 17
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t03_ch04_freedom_of_establishment_and_freedom_to_.md
    path: "Title 3 > Chapter 4 > Article 17"
    applies_to_entities:
      - member_states
      - competent_authorities
      - european_commission
    topics:
      - investment_funds
      - passporting
      - authorisation
    keywords:
      - authorisation
      - POS
      - branch
      - scheme
      - RTS
      - ITS
      - notification
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      - management company’s host member state
      - competent authorities
    contains:
      obligations: true
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      permissions: true
      definitions: false
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: true
      its_mandate: true
      transitional: false
    internal_references:
      - target: Article 6
      - target: Article 7
      - target: Article 6
        paragraph: "2"
      - target: Article 6
        paragraph: "3"
      - target: Article 15
      - target: Article 14
      - target: Article 98
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
      - instrument_type: regulation
        reference: "1095/2010"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 18
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t03_ch04_freedom_of_establishment_and_freedom_to_.md
    path: "Title 3 > Chapter 4 > Article 18"
    applies_to_entities:
      - member_states
      - competent_authorities
      - european_commission
    topics:
      - investment_funds
      - passporting
      - authorisation
    keywords:
      - authorisation
      - scheme
      - ITS
      - management company
      - management company’s home member state
      - management company’s host member state
      - competent authorities
    contains:
      obligations: true
      prohibitions: false
      permissions: true
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      penalties: false
      delegated_powers: true
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      rts_mandate: true
      its_mandate: true
      transitional: false
    internal_references:
      - target: Article 6
        paragraph: "2"
      - target: Article 6
        paragraph: "3"
      - target: Article 15
      - target: Article 20
      - target: Article 93
      - target: Article 14
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
      - instrument_type: regulation
        reference: "1095/2010"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 18a
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t03_ch04_freedom_of_establishment_and_freedom_to_.md
    path: "Title 3 > Chapter 4 > Article 18a"
    applies_to_entities:
      - member_states
      - competent_authorities
      - european_commission
    topics:
      - investment_funds
      - passporting
      - authorisation
      - liquidity_risk
    keywords:
      - POS
      - ITS
      - guidelines
      - ucits home member state
      - competent authorities
    contains:
      obligations: true
      prohibitions: true
      permissions: true
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      penalties: false
      delegated_powers: true
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      rts_mandate: true
      its_mandate: false
      transitional: false
    internal_references: []
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
      - instrument_type: directive
        reference: "2014/65/EU"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 19
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t03_ch04_freedom_of_establishment_and_freedom_to_.md
    path: "Title 3 > Chapter 4 > Article 19"
    applies_to_entities:
      - member_states
      - competent_authorities
    topics:
      - investment_funds
      - passporting
      - authorisation
      - valuation
      - winding_up
      - prospectus
    keywords:
      - authorisation
      - supervision
      - POS
      - branch
      - cross-border
      - RTS
      - ITS
      - reporting
      - management company
      - management company’s home member state
      - ucits home member state
      - competent authorities
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 12
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 20
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t03_ch04_freedom_of_establishment_and_freedom_to_.md
    path: "Title 3 > Chapter 4 > Article 20"
    applies_to_entities:
      - member_states
      - competent_authorities
      - european_commission
    topics:
      - investment_funds
      - passporting
      - authorisation
      - information_requirements
      - depositary
    keywords:
      - authorisation
      - POS
      - ITS
      - depositary
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      - management company’s home member state
      - ucits home member state
      - competent authorities
    contains:
      obligations: true
      prohibitions: false
      permissions: true
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      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: true
      its_mandate: true
      transitional: false
    internal_references:
      - target: Article 5
      - target: Article 22
        paragraph: "2"
      - target: Article 17
      - target: Article 18
      - target: Article 19
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
      - instrument_type: regulation
        reference: "1095/2010"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 20b
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t03_ch04_freedom_of_establishment_and_freedom_to_.md
    path: "Title 3 > Chapter 4 > Article 20b"
    applies_to_entities:
      - credit_institutions
      - competent_authorities
      - european_commission
      - european_central_bank
    topics:
      - investment_funds
      - passporting
    keywords:
      - data
      - reporting
      - competent authorities
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references: []
    recitals: []

  - article_number: 21
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t03_ch04_freedom_of_establishment_and_freedom_to_.md
    path: "Title 3 > Chapter 4 > Article 21"
    applies_to_entities:
      - member_states
      - competent_authorities
      - european_commission
    topics:
      - investment_funds
      - passporting
      - authorisation
    keywords:
      - authorisation
      - transaction
      - POS
      - branch
      - RTS
      - ITS
      - management company
      - management company’s home member state
      - management company’s host member state
      - ucits home member state
      - competent authorities
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: false
      penalties: true
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 15
      - target: Article 98
      - target: Article 99
      - target: Article 17
      - target: Article 20
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
      - instrument_type: regulation
        reference: "1095/2010"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 22
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t04_obligations_regarding_the_depositary.md
    path: "Title 4 > Article 22"
    applies_to_entities:
      - member_states
    topics:
      - investment_funds
      - depositary
    keywords:
      - transaction
      - transfer
      - POS
      - third party
      - ITS
      - depositary
      - management company
      - financial instrument
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 22a
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t04_obligations_regarding_the_depositary.md
    path: "Title 4 > Article 22a"
    applies_to_entities: []
    topics:
      - investment_funds
      - depositary
      - capital_requirements
    keywords:
      - API
      - supervision
      - POS
      - third party
      - RTS
      - ITS
      - depositary
      - management company
      - financial instrument
      - central securities depository
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: true
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 22
        paragraph: "3"
      - target: Article 22
        paragraph: "4"
      - target: Article 22
        paragraph: "5"
      - target: Article 22
        paragraph: "2"
      - target: Article 22
        paragraph: "7"
      - target: Article 25
      - target: Article 24
        paragraph: "2"
    external_references:
      - instrument_type: regulation
        reference: "909/2014"
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 23
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t04_obligations_regarding_the_depositary.md
    path: "Title 4 > Article 23"
    applies_to_entities:
      - credit_institutions
      - member_states
      - competent_authorities
    topics:
      - investment_funds
      - depositary
      - authorisation
      - own_funds
      - capital_requirements
      - risk_assessment
      - governance
      - conflicts_of_interest
      - internal_control
    keywords:
      - API
      - supervision
      - transaction
      - POS
      - system
      - ITS
      - depositary
      - ucits home member state
      - control
      - initial capital
      - own funds
      - management body
      - financial instrument
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
      - instrument_type: directive
        reference: "2013/36"
      - instrument_type: regulation
        reference: "575/2013"
      - instrument_type: regulation
        reference: "575/2013"
      - instrument_type: regulation
        reference: "575/2013"
      - instrument_type: directive
        reference: "2013/36/EU"
    recitals: []

  - article_number: 24
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t04_obligations_regarding_the_depositary.md
    path: "Title 4 > Article 24"
    applies_to_entities:
      - member_states
    topics:
      - investment_funds
      - depositary
      - liability
    keywords:
      - liability
      - POS
      - ATM
      - third party
      - RTS
      - ITS
      - depositary
      - management company
      - control
      - financial instrument
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 22
        paragraph: "5"
      - target: Article 22a
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 25
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t04_obligations_regarding_the_depositary.md
    path: "Title 4 > Article 25"
    applies_to_entities: []
    topics:
      - investment_funds
      - depositary
      - conflicts_of_interest
    keywords:
      - SEPA
      - POS
      - ITS
      - depositary
      - management company
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 26
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t04_obligations_regarding_the_depositary.md
    path: "Title 4 > Article 26"
    applies_to_entities: []
    topics:
      - investment_funds
      - depositary
    keywords:
      - POS
      - depositary
      - management company
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references: []
    recitals: []

  - article_number: 26a
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t04_obligations_regarding_the_depositary.md
    path: "Title 4 > Article 26a"
    applies_to_entities:
      - competent_authorities
    topics:
      - investment_funds
      - depositary
    keywords:
      - POS
      - ITS
      - depositary
      - management company
      - competent authorities
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 26b
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t04_obligations_regarding_the_depositary.md
    path: "Title 4 > Article 26b"
    applies_to_entities: []
    topics:
      - investment_funds
      - depositary
    keywords:
      - POS
      - third party
      - RTS
      - ITS
      - depositary
      - control
      - financial instrument
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 112a
      - target: Article 22
        paragraph: "2"
      - target: Article 22
        paragraph: "3"
      - target: Article 22
        paragraph: "4"
      - target: Article 22
        paragraph: "5"
      - target: Article 22a
        paragraph: "2"
      - target: Article 22a
        paragraph: "3"
      - target: Article 24
      - target: Article 24
        paragraph: "1"
      - target: Article 25
        paragraph: "2"
    external_references: []
    recitals: []

  - article_number: 27
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t05_ch01_conditions_for_taking_up_business.md
    path: "Title 5 > Chapter 1 > Article 27"
    applies_to_entities:
      - member_states
      - competent_authorities
    topics:
      - investment_funds
      - authorisation
    keywords:
      - authorisation
      - access
      - competent authorities
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references: []
    recitals: []

  - article_number: 28
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t05_ch01_conditions_for_taking_up_business.md
    path: "Title 5 > Chapter 1 > Article 28"
    applies_to_entities: []
    topics:
      - investment_funds
    keywords: []
    contains:
      obligations: false
      prohibitions: false
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 1
        paragraph: "2"
    external_references: []
    recitals: []

  - article_number: 29
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t05_ch01_conditions_for_taking_up_business.md
    path: "Title 5 > Chapter 1 > Article 29"
    applies_to_entities:
      - member_states
      - competent_authorities
      - european_commission
    topics:
      - investment_funds
      - authorisation
      - information_requirements
      - governance
    keywords:
      - API
      - authorisation
      - system
      - management company
      - competent authorities
      - close links
      - initial capital
      - management body
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: true
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: true
      its_mandate: true
      transitional: false
    internal_references: []
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 30
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t05_ch02_operating_conditions.md
    path: "Title 5 > Chapter 2 > Article 30"
    applies_to_entities: []
    topics:
      - investment_funds
      - authorisation
    keywords:
      - POS
      - third party
      - management company
    contains:
      obligations: true
      prohibitions: true
      permissions: false
      definitions: true
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references: []
    recitals: []

  - article_number: 31
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t05_ch02_operating_conditions.md
    path: "Title 5 > Chapter 2 > Article 31"
    applies_to_entities:
      - member_states
      - competent_authorities
    topics:
      - investment_funds
      - authorisation
      - internal_control
    keywords:
      - API
      - transaction
      - data
      - ITS
      - management company
      - competent authorities
      - control
      - initial capital
      - financial instrument
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references: []
    recitals: []

  - article_number: 37
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t06_ch01_principle_authorisation_and_approval.md
    path: "Title 6 > Chapter 1 > Article 37"
    applies_to_entities: []
    topics:
      - investment_funds
      - authorisation
    keywords:
      - POS
      - ITS
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: true
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 38
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t06_ch01_principle_authorisation_and_approval.md
    path: "Title 6 > Chapter 1 > Article 38"
    applies_to_entities:
      - member_states
    topics:
      - investment_funds
      - authorisation
    keywords:
      - cross-border
      - ITS
      - ucits home member state
      - mergers
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      penalties: false
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      rts_mandate: false
      its_mandate: false
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    internal_references:
      - target: Article 1
        paragraph: "3"
      - target: Article 2
        paragraph: "1"
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 39
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t06_ch01_principle_authorisation_and_approval.md
    path: "Title 6 > Chapter 1 > Article 39"
    applies_to_entities:
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      - competent_authorities
    topics:
      - investment_funds
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      - information_requirements
      - prospectus
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      - ITS
      - ucits home member state
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    internal_references:
      - target: Article 78
      - target: Article 41
      - target: Article 40
        paragraph: "1"
      - target: Article 39
      - target: Article 40
      - target: Article 42
      - target: Article 93
      - target: Article 57
        paragraph: "1"
      - target: Article 52
      - target: Article 53
      - target: Article 54
      - target: Article 55
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 40
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t06_ch01_principle_authorisation_and_approval.md
    path: "Title 6 > Chapter 1 > Article 40"
    applies_to_entities:
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      - competent_authorities
    topics:
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    keywords:
      - transfer
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      - ITS
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    internal_references:
      - target: Article 47
        paragraph: "1"
      - target: Article 2
        paragraph: "1"
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 41
    article_title: ""
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    path: "Title 6 > Chapter 2 > Article 41"
    applies_to_entities:
      - member_states
    topics:
      - investment_funds
      - third_party_risk
      - outsourcing
    keywords:
      - POS
      - ITS
    contains:
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      transitional: false
    internal_references:
      - target: Article 40
        paragraph: "1"
    external_references:
      - instrument_type: directive
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    recitals: []

  - article_number: 42
    article_title: ""
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    path: "Title 6 > Chapter 2 > Article 42"
    applies_to_entities:
      - member_states
      - competent_authorities
    topics:
      - investment_funds
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      - depositary
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      - RTS
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      - ucits home member state
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    internal_references:
      - target: Article 47
        paragraph: "1"
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
      - instrument_type: directive
        reference: "2006/43/EC"
    recitals: []

  - article_number: 43
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t06_ch02_third_party_control_information_of_unit_.md
    path: "Title 6 > Chapter 2 > Article 43"
    applies_to_entities:
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      - competent_authorities
      - european_commission
    topics:
      - investment_funds
      - third_party_risk
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      - authorisation
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      - depositary
      - prospectus
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      - ATM
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      - ucits host member state
      - competent authorities
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      its_mandate: true
      transitional: false
    internal_references:
      - target: Article 39
      - target: Article 45
        paragraph: "1"
      - target: Article 44
      - target: Article 45
      - target: Article 78
      - target: Article 93
      - target: Article 112a
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 44
    article_title: ""
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    path: "Title 6 > Chapter 2 > Article 44"
    applies_to_entities:
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    topics:
      - investment_funds
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    keywords:
      - POS
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      - ITS
      - mergers
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    contains:
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      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 45
    article_title: ""
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    path: "Title 6 > Chapter 2 > Article 45"
    applies_to_entities:
      - member_states
      - competent_authorities
    topics:
      - investment_funds
      - third_party_risk
      - outsourcing
    keywords:
      - POS
      - ITS
      - management company
      - competent authorities
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      - mergers
    contains:
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      delegated_powers: false
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      rts_mandate: false
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      transitional: false
    internal_references:
      - target: Article 43
      - target: Article 47
        paragraph: "1"
      - target: Article 84
        paragraph: "1"
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 46
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t06_ch03_costs_and_entry_into_effect.md
    path: "Title 6 > Chapter 3 > Article 46"
    applies_to_entities:
      - member_states
    topics:
      - investment_funds
    keywords:
      - ITS
      - management company
    contains:
      obligations: true
      prohibitions: true
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references:
      - instrument_type: directive
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    recitals: []

  - article_number: 47
    article_title: ""
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    path: "Title 6 > Chapter 3 > Article 47"
    applies_to_entities:
      - member_states
      - competent_authorities
    topics:
      - investment_funds
    keywords:
      - cross-border
      - ITS
      - ucits home member state
      - competent authorities
      - mergers
      - cross-border merger
      - domestic merger
    contains:
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      permissions: false
      definitions: true
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      delegated_powers: false
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      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 48
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t06_ch03_costs_and_entry_into_effect.md
    path: "Title 6 > Chapter 3 > Article 48"
    applies_to_entities:
      - member_states
    topics:
      - investment_funds
      - depositary
    keywords:
      - transfer
      - POS
      - ITS
      - depositary
      - management company
    contains:
      obligations: true
      prohibitions: false
      permissions: true
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      penalties: false
      delegated_powers: false
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      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 2
        paragraph: "1"
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 49
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t07_obligations_concerning_the_investment_po.md
    path: "Title 7 > Article 49"
    applies_to_entities: []
    topics:
      - investment_funds
    keywords:
      - SEPA
      - POS
      - ITS
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: true
      penalties: false
      delegated_powers: false
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      rts_mandate: false
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      transitional: false
    internal_references: []
    external_references:
      - instrument_type: directive
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    recitals: []

  - article_number: 50
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t07_obligations_concerning_the_investment_po.md
    path: "Title 7 > Article 50"
    applies_to_entities:
      - credit_institutions
      - member_states
      - competent_authorities
      - european_commission
      - european_central_bank
    topics:
      - investment_funds
      - authorisation
      - securitisation
      - trading_venues
      - derivatives_clearing
      - fair_value
    keywords:
      - API
      - supervision
      - transaction
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      - POS
      - RTS
      - ITS
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      - competent authorities
      - transferable securities
      - money market instruments
    contains:
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      delegated_powers: true
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      rts_mandate: true
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 1
        paragraph: "2"
      - target: Article 2
        paragraph: "1"
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 50a
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t07_obligations_concerning_the_investment_po.md
    path: "Title 7 > Article 50a"
    applies_to_entities: []
    topics:
      - investment_funds
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    keywords:
      - POS
      - ITS
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
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      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
      - instrument_type: regulation
        reference: "2017/2402"
    recitals: []

  - article_number: 51
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t07_obligations_concerning_the_investment_po.md
    path: "Title 7 > Article 51"
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      - competent_authorities
      - european_commission
    topics:
      - investment_funds
      - authorisation
      - competent_authorities
      - prospectus
    keywords:
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      - transaction
      - transfer
      - POS
      - access
      - system
      - ITS
      - management company
      - competent authorities
      - transferable securities
      - money market instruments
    contains:
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      prohibitions: true
      permissions: true
      definitions: true
      penalties: false
      delegated_powers: true
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      rts_mandate: false
      its_mandate: true
      transitional: false
    internal_references:
      - target: Article 35
      - target: Article 52
        paragraph: "5"
      - target: Article 52
      - target: Article 116
      - target: Article 112a
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
      - instrument_type: regulation
        reference: "1060/2009"
      - instrument_type: regulation
        reference: "1060/2009"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 52
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t07_obligations_concerning_the_investment_po.md
    path: "Title 7 > Article 52"
    applies_to_entities:
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      - member_states
      - financial_entities
    topics:
      - investment_funds
      - authorisation
    keywords:
      - supervision
      - transaction
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      - POS
      - ITS
      - transferable securities
      - money market instruments
      - ccp
    contains:
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      prohibitions: true
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 50
        paragraph: "1"
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
      - instrument_type: regulation
        reference: "648/2012"
    recitals: []

  - article_number: 53
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t07_obligations_concerning_the_investment_po.md
    path: "Title 7 > Article 53"
    applies_to_entities:
      - member_states
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    topics:
      - investment_funds
    keywords:
      - transfer
      - POS
      - ITS
      - competent authorities
      - transferable securities
      - money market instruments
    contains:
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      prohibitions: false
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 56
      - target: Article 52
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 54
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t07_obligations_concerning_the_investment_po.md
    path: "Title 7 > Article 54"
    applies_to_entities:
      - member_states
      - competent_authorities
    topics:
      - investment_funds
      - authorisation
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    keywords:
      - authorisation
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      - ITS
      - ucits home member state
      - competent authorities
      - transferable securities
      - money market instruments
    contains:
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      prohibitions: true
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 52
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 55
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t07_obligations_concerning_the_investment_po.md
    path: "Title 7 > Article 55"
    applies_to_entities:
      - member_states
    topics:
      - investment_funds
      - prospectus
    keywords:
      - POS
      - ITS
      - management company
      - control
    contains:
      obligations: true
      prohibitions: true
      permissions: true
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      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 50
        paragraph: "1"
      - target: Article 52
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 56
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t07_obligations_concerning_the_investment_po.md
    path: "Title 7 > Article 56"
    applies_to_entities:
      - member_states
    topics:
      - investment_funds
    keywords:
      - API
      - transfer
      - ITS
      - management company
      - transferable securities
      - money market instruments
    contains:
      obligations: true
      prohibitions: true
      permissions: true
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      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 1
        paragraph: "2"
      - target: Article 52
      - target: Article 55
      - target: Article 57
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 57
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t07_obligations_concerning_the_investment_po.md
    path: "Title 7 > Article 57"
    applies_to_entities:
      - member_states
    topics:
      - investment_funds
      - authorisation
    keywords:
      - authorisation
      - transaction
      - transfer
      - ITS
      - control
      - transferable securities
      - money market instruments
    contains:
      obligations: true
      prohibitions: false
      permissions: true
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      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 52
      - target: Article 53
      - target: Article 54
      - target: Article 55
      - target: Article 84
        paragraph: "2"
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 58
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t08_ch01_scope_and_approval.md
    path: "Title 8 > Chapter 1 > Article 58"
    applies_to_entities:
      - member_states
    topics:
      - investment_funds
      - scope
    keywords:
      - API
      - POS
      - ITS
    contains:
      obligations: true
      prohibitions: true
      permissions: true
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      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 1
        paragraph: "2"
      - target: Article 50
      - target: Article 52
      - target: Article 55
      - target: Article 56
        paragraph: "2"
      - target: Article 50
        paragraph: "2"
      - target: Article 50
        paragraph: "1"
      - target: Article 51
        paragraph: "2"
      - target: Article 51
        paragraph: "3"
      - target: Article 108
        paragraph: "1"
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 59
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t08_ch01_scope_and_approval.md
    path: "Title 8 > Chapter 1 > Article 59"
    applies_to_entities:
      - member_states
      - competent_authorities
    topics:
      - investment_funds
      - scope
      - information_requirements
      - depositary
      - prospectus
    keywords:
      - POS
      - ITS
      - depositary
      - ucits home member state
      - competent authorities
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 55
        paragraph: "1"
      - target: Article 78
      - target: Article 60
        paragraph: "1"
      - target: Article 64
        paragraph: "1"
      - target: Article 61
        paragraph: "1"
      - target: Article 62
        paragraph: "1"
      - target: Article 58
        paragraph: "3"
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 60
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t08_ch02_common_provisions_for_feeder_and_master_.md
    path: "Title 8 > Chapter 2 > Article 60"
    applies_to_entities:
      - member_states
      - competent_authorities
      - european_commission
    topics:
      - investment_funds
      - general_provisions
    keywords:
      - POS
      - ITS
      - management company
      - ucits home member state
      - competent authorities
    contains:
      obligations: true
      prohibitions: true
      permissions: true
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      delegated_powers: true
      implementing_powers: false
      rts_mandate: false
      its_mandate: true
      transitional: false
    internal_references:
      - target: Article 55
        paragraph: "1"
      - target: Article 84
      - target: Article 84
        paragraph: "2"
      - target: Article 43
      - target: Article 112a
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 61
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t08_ch03_depositaries_and_auditors.md
    path: "Title 8 > Chapter 3 > Article 61"
    applies_to_entities:
      - member_states
      - competent_authorities
      - european_commission
    topics:
      - investment_funds
      - audit
      - liability
      - data_protection
      - depositary
    keywords:
      - liability
      - POS
      - data
      - ITS
      - depositary
      - management company
      - ucits home member state
      - competent authorities
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: true
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      delegated_powers: true
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      rts_mandate: false
      its_mandate: true
      transitional: false
    internal_references:
      - target: Article 112a
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 62
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t08_ch03_depositaries_and_auditors.md
    path: "Title 8 > Chapter 3 > Article 62"
    applies_to_entities:
      - member_states
    topics:
      - investment_funds
      - audit
      - liability
      - data_protection
    keywords:
      - liability
      - data
      - ITS
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: true
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 112a
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 63
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t08_ch04_compulsory_information_and_marketing_com.md
    path: "Title 8 > Chapter 4 > Article 63"
    applies_to_entities:
      - member_states
      - competent_authorities
    topics:
      - investment_funds
      - refunds
      - prospectus
    keywords:
      - RTS
      - ITS
      - competent authorities
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 58
        paragraph: "2"
      - target: Article 60
        paragraph: "1"
      - target: Article 74
      - target: Article 82
      - target: Article 78
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 64
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t08_ch05_conversion_of_existing_ucits_into_feeder.md
    path: "Title 8 > Chapter 5 > Article 64"
    applies_to_entities:
      - member_states
      - competent_authorities
      - european_commission
    topics:
      - investment_funds
      - depositary
      - prospectus
    keywords:
      - transfer
      - POS
      - RTS
      - ITS
      - depositary
      - ucits home member state
      - ucits host member state
      - competent authorities
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: true
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: false
      its_mandate: true
      transitional: false
    internal_references:
      - target: Article 78
      - target: Article 55
        paragraph: "1"
      - target: Article 93
      - target: Article 112a
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 65
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t08_ch06_obligations_and_competent_authorities.md
    path: "Title 8 > Chapter 6 > Article 65"
    applies_to_entities: []
    topics:
      - investment_funds
      - depositary
    keywords:
      - POS
      - ITS
      - depositary
      - management company
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 66
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t08_ch06_obligations_and_competent_authorities.md
    path: "Title 8 > Chapter 6 > Article 66"
    applies_to_entities:
      - member_states
      - competent_authorities
    topics:
      - investment_funds
      - depositary
    keywords:
      - POS
      - ITS
      - depositary
      - management company
      - ucits home member state
      - competent authorities
    contains:
      obligations: true
      prohibitions: true
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 67
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t08_ch06_obligations_and_competent_authorities.md
    path: "Title 8 > Chapter 6 > Article 67"
    applies_to_entities:
      - member_states
      - competent_authorities
    topics:
      - investment_funds
      - competent_authorities
      - depositary
    keywords:
      - POS
      - ITS
      - depositary
      - management company
      - ucits home member state
      - competent authorities
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 106
        paragraph: "1"
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 68
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t09_ch01_publication_of_a_prospectus_and_periodic.md
    path: "Title 9 > Chapter 1 > Article 68"
    applies_to_entities: []
    topics:
      - investment_funds
      - prospectus
    keywords:
      - RTS
      - ITS
      - management company
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references: []
    recitals: []

  - article_number: 69
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t09_ch01_publication_of_a_prospectus_and_periodic.md
    path: "Title 9 > Chapter 1 > Article 69"
    applies_to_entities:
      - european_commission
    topics:
      - investment_funds
      - prospectus
      - remuneration
    keywords:
      - POS
      - ITS
      - guidelines
      - management company
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: true
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: true
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 71
        paragraph: "1"
      - target: Article 14a
        paragraph: "3"
      - target: Article 14b
        paragraph: "1"
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 70
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t09_ch01_publication_of_a_prospectus_and_periodic.md
    path: "Title 9 > Chapter 1 > Article 70"
    applies_to_entities: []
    topics:
      - investment_funds
      - prospectus
      - authorisation
    keywords:
      - transaction
      - transfer
      - POS
      - ITS
      - management company
      - transferable securities
      - money market instruments
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 50
      - target: Article 53
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 71
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t09_ch01_publication_of_a_prospectus_and_periodic.md
    path: "Title 9 > Chapter 1 > Article 71"
    applies_to_entities:
      - member_states
    topics:
      - investment_funds
      - prospectus
    keywords:
      - ITS
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references: []
    recitals: []

  - article_number: 72
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t09_ch01_publication_of_a_prospectus_and_periodic.md
    path: "Title 9 > Chapter 1 > Article 72"
    applies_to_entities: []
    topics:
      - investment_funds
      - prospectus
    keywords: []
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references: []
    recitals: []

  - article_number: 73
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t09_ch01_publication_of_a_prospectus_and_periodic.md
    path: "Title 9 > Chapter 1 > Article 73"
    applies_to_entities: []
    topics:
      - investment_funds
      - prospectus
    keywords: []
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references:
      - instrument_type: directive
        reference: "2006/43/EC"
    recitals: []

  - article_number: 74
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t09_ch01_publication_of_a_prospectus_and_periodic.md
    path: "Title 9 > Chapter 1 > Article 74"
    applies_to_entities:
      - member_states
      - competent_authorities
    topics:
      - investment_funds
      - prospectus
    keywords:
      - RTS
      - ITS
      - management company
      - management company’s home member state
      - ucits home member state
      - competent authorities
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 75
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t09_ch01_publication_of_a_prospectus_and_periodic.md
    path: "Title 9 > Chapter 1 > Article 75"
    applies_to_entities: []
    topics:
      - investment_funds
      - prospectus
    keywords:
      - RTS
      - durable medium
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: true
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 78
      - target: Article 112a
    external_references: []
    recitals: []

  - article_number: 76
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t09_ch02_publication_of_other_information.md
    path: "Title 9 > Chapter 2 > Article 76"
    applies_to_entities:
      - competent_authorities
    topics:
      - investment_funds
    keywords:
      - ITS
      - competent authorities
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 78
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t09_ch03_key_investor_information.md
    path: "Title 9 > Chapter 3 > Article 78"
    applies_to_entities:
      - member_states
      - competent_authorities
      - european_commission
    topics:
      - investment_funds
      - information_requirements
      - prospectus
      - remuneration
    keywords:
      - API
      - POS
      - ITS
      - management company
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: true
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: false
      its_mandate: true
      transitional: false
    internal_references:
      - target: Article 94
        paragraph: "1"
      - target: Article 93
      - target: Article 112a
      - target: Article 50
        paragraph: "1"
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 79
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t09_ch03_key_investor_information.md
    path: "Title 9 > Chapter 3 > Article 79"
    applies_to_entities:
      - member_states
    topics:
      - investment_funds
      - liability
      - information_requirements
      - prospectus
    keywords:
      - liability
      - RTS
      - ITS
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 80
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t09_ch03_key_investor_information.md
    path: "Title 9 > Chapter 3 > Article 80"
    applies_to_entities:
      - member_states
    topics:
      - investment_funds
      - prospectus
    keywords:
      - POS
      - ITS
      - management company
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 81
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t09_ch03_key_investor_information.md
    path: "Title 9 > Chapter 3 > Article 81"
    applies_to_entities:
      - member_states
    topics:
      - investment_funds
      - prospectus
    keywords:
      - management company
      - durable medium
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: true
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 112a
    external_references: []
    recitals: []

  - article_number: 82
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t09_ch03_key_investor_information.md
    path: "Title 9 > Chapter 3 > Article 82"
    applies_to_entities:
      - member_states
      - competent_authorities
    topics:
      - investment_funds
      - prospectus
    keywords:
      - ITS
      - competent authorities
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 82a
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t09_ch03_key_investor_information.md
    path: "Title 9 > Chapter 3 > Article 82a"
    applies_to_entities:
      - member_states
      - competent_authorities
    topics:
      - investment_funds
      - prospectus
    keywords:
      - management company
      - competent authorities
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 78
      - target: Article 79
      - target: Article 80
      - target: Article 81
      - target: Article 82
      - target: Article 94
    external_references: []
    recitals: []

  - article_number: 82b
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t09_ch04_accessibility_of_information_on_the_euro.md
    path: "Title 9 > Chapter 4 > Article 82b"
    applies_to_entities:
      - member_states
      - competent_authorities
      - european_commission
    topics:
      - investment_funds
      - data_access
      - payment_systems
      - data_protection
    keywords:
      - POS
      - data
      - access
      - ITS
      - guidelines
      - management company
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: false
      its_mandate: true
      transitional: false
    internal_references:
      - target: Article 68
      - target: Article 78
      - target: Article 6
        paragraph: "1"
      - target: Article 99b
        paragraph: "1"
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 83
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t10_general_obligations_of_ucits.md
    path: "Title 10 > Article 83"
    applies_to_entities:
      - member_states
      - european_commission
    topics:
      - investment_funds
      - authorisation
      - depositary
    keywords:
      - POS
      - ITS
      - depositary
      - management company
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: true
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: true
      its_mandate: false
      transitional: false
    internal_references: []
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 84
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t10_general_obligations_of_ucits.md
    path: "Title 10 > Article 84"
    applies_to_entities:
      - member_states
      - competent_authorities
      - european_commission
    topics:
      - investment_funds
      - liquidity_risk
    keywords:
      - system
      - ITS
      - guidelines
      - notification
      - management company
      - management company’s home member state
      - ucits home member state
      - ucits host member state
      - competent authorities
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: true
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 18a
        paragraph: "2"
      - target: Article 98
        paragraph: "3"
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 85
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t10_general_obligations_of_ucits.md
    path: "Title 10 > Article 85"
    applies_to_entities: []
    topics:
      - investment_funds
      - valuation
    keywords:
      - ITS
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 86
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t10_general_obligations_of_ucits.md
    path: "Title 10 > Article 86"
    applies_to_entities: []
    topics:
      - investment_funds
    keywords:
      - ITS
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 87
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t10_general_obligations_of_ucits.md
    path: "Title 10 > Article 87"
    applies_to_entities: []
    topics:
      - investment_funds
    keywords:
      - ITS
    contains:
      obligations: true
      prohibitions: true
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 88
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t10_general_obligations_of_ucits.md
    path: "Title 10 > Article 88"
    applies_to_entities: []
    topics:
      - investment_funds
      - depositary
    keywords:
      - transfer
      - POS
      - depositary
      - management company
      - transferable securities
      - money market instruments
      - financial instrument
    contains:
      obligations: true
      prohibitions: true
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 50
      - target: Article 51
      - target: Article 50
        paragraph: "1"
    external_references: []
    recitals: []

  - article_number: 89
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t10_general_obligations_of_ucits.md
    path: "Title 10 > Article 89"
    applies_to_entities: []
    topics:
      - investment_funds
      - depositary
    keywords:
      - transfer
      - POS
      - depositary
      - management company
      - transferable securities
      - money market instruments
      - financial instrument
    contains:
      obligations: true
      prohibitions: true
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 50
        paragraph: "1"
    external_references: []
    recitals: []

  - article_number: 90
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t10_general_obligations_of_ucits.md
    path: "Title 10 > Article 90"
    applies_to_entities:
      - member_states
    topics:
      - investment_funds
    keywords:
      - ITS
      - management company
      - ucits home member state
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 91
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t11_special_provisions_applicable_to_ucits_w.md
    path: "Title 11 > Article 91"
    applies_to_entities:
      - member_states
    topics:
      - investment_funds
    keywords:
      - POS
      - ITS
      - notification
      - ucits host member state
    contains:
      obligations: true
      prohibitions: true
      permissions: false
      definitions: true
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 93
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 92
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t11_special_provisions_applicable_to_ucits_w.md
    path: "Title 11 > Article 92"
    applies_to_entities:
      - member_states
      - competent_authorities
    topics:
      - investment_funds
    keywords:
      - supervision
      - POS
      - access
      - third party
      - ITS
      - competent authorities
      - durable medium
    contains:
      obligations: true
      prohibitions: true
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 15
      - target: Article 94
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 93
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t11_special_provisions_applicable_to_ucits_w.md
    path: "Title 11 > Article 93"
    applies_to_entities:
      - member_states
      - competent_authorities
    topics:
      - investment_funds
      - prospectus
    keywords:
      - POS
      - access
      - ITS
      - notification
      - management company
      - ucits home member state
      - ucits host member state
      - competent authorities
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: true
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 16
        paragraph: "1"
      - target: Article 92
        paragraph: "1"
      - target: Article 94
        paragraph: "1"
      - target: Article 78
      - target: Article 98
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 93a
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t11_special_provisions_applicable_to_ucits_w.md
    path: "Title 11 > Article 93a"
    applies_to_entities:
      - member_states
      - competent_authorities
    topics:
      - investment_funds
    keywords:
      - POS
      - ITS
      - notification
      - ucits home member state
      - ucits host member state
      - competent authorities
    contains:
      obligations: true
      prohibitions: true
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      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 93
      - target: Article 68
      - target: Article 69
      - target: Article 70
      - target: Article 71
      - target: Article 72
      - target: Article 73
      - target: Article 74
      - target: Article 75
      - target: Article 76
      - target: Article 77
      - target: Article 78
      - target: Article 79
      - target: Article 80
      - target: Article 81
      - target: Article 82
      - target: Article 94
      - target: Article 93
        paragraph: "2"
      - target: Article 21
        paragraph: "2"
      - target: Article 97
        paragraph: "3"
      - target: Article 108
      - target: Article 97
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 94
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t11_special_provisions_applicable_to_ucits_w.md
    path: "Title 11 > Article 94"
    applies_to_entities:
      - member_states
      - competent_authorities
    topics:
      - investment_funds
      - prospectus
    keywords:
      - ITS
      - ucits home member state
      - ucits host member state
      - competent authorities
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 78
      - target: Article 76
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 95
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t11_special_provisions_applicable_to_ucits_w.md
    path: "Title 11 > Article 95"
    applies_to_entities:
      - member_states
      - competent_authorities
      - european_commission
    topics:
      - investment_funds
    keywords:
      - POS
      - access
      - ITS
      - notification
      - ucits host member state
      - competent authorities
    contains:
      obligations: false
      prohibitions: false
      permissions: true
      definitions: true
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: false
      its_mandate: true
      transitional: false
    internal_references:
      - target: Article 112a
      - target: Article 93
        paragraph: "1"
      - target: Article 93
        paragraph: "2"
      - target: Article 93
        paragraph: "3"
      - target: Article 93
        paragraph: "7"
      - target: Article 93
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 96
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t11_special_provisions_applicable_to_ucits_w.md
    path: "Title 11 > Article 96"
    applies_to_entities:
      - member_states
    topics:
      - investment_funds
    keywords:
      - POS
      - ITS
      - ucits host member state
    contains:
      obligations: false
      prohibitions: false
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 97
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t12_provisions_concerning_the_authorities_re.md
    path: "Title 12 > Article 97"
    applies_to_entities:
      - member_states
      - competent_authorities
      - european_commission
    topics:
      - investment_funds
      - authorisation
      - supervision
      - competent_authorities
    keywords:
      - ITS
      - ucits home member state
      - ucits host member state
      - competent authorities
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 19
      - target: Article 92
      - target: Article 94
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 98
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t12_provisions_concerning_the_authorities_re.md
    path: "Title 12 > Article 98"
    applies_to_entities:
      - member_states
      - competent_authorities
    topics:
      - investment_funds
      - authorisation
      - supervision
      - competent_authorities
      - enforcement
      - depositary
    keywords:
      - authorisation
      - POS
      - data
      - access
      - system
      - RTS
      - ITS
      - depositary
      - management company
      - ucits home member state
      - ucits host member state
      - competent authorities
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: true
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 99
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t12_provisions_concerning_the_authorities_re.md
    path: "Title 12 > Article 99"
    applies_to_entities:
      - member_states
      - competent_authorities
      - european_commission
    topics:
      - investment_funds
      - authorisation
      - supervision
      - competent_authorities
      - enforcement
      - sanctions
      - governance
      - consolidation
    keywords:
      - authorisation
      - sanction
      - penalty
      - POS
      - security
      - ITS
      - management company
      - competent authorities
      - management body
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: true
      penalties: true
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 98
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
      - instrument_type: directive
        reference: "2013/34/EU"
    recitals: []

  - article_number: 99a
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t12_provisions_concerning_the_authorities_re.md
    path: "Title 12 > Article 99a"
    applies_to_entities:
      - member_states
      - competent_authorities
    topics:
      - investment_funds
      - authorisation
      - supervision
      - information_requirements
      - depositary
    keywords:
      - API
      - authorisation
      - POS
      - ITS
      - notification
      - depositary
      - management company
      - ucits home member state
      - competent authorities
      - qualifying holding
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: true
      penalties: true
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 5
      - target: Article 6
      - target: Article 27
      - target: Article 11
        paragraph: "1"
      - target: Article 7
        paragraph: "5"
      - target: Article 29
        paragraph: "4"
      - target: Article 12
        paragraph: "1"
      - target: Article 31
      - target: Article 13
      - target: Article 30
      - target: Article 14
      - target: Article 22
        paragraph: "3"
      - target: Article 51
        paragraph: "1"
      - target: Article 68
      - target: Article 69
      - target: Article 70
      - target: Article 71
      - target: Article 72
      - target: Article 73
      - target: Article 74
      - target: Article 75
      - target: Article 76
      - target: Article 77
      - target: Article 78
      - target: Article 79
      - target: Article 80
      - target: Article 81
      - target: Article 82
      - target: Article 93
        paragraph: "1"
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
      - instrument_type: directive
        reference: "2014/65/EU"
    recitals: []

  - article_number: 99b
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t12_provisions_concerning_the_authorities_re.md
    path: "Title 12 > Article 99b"
    applies_to_entities:
      - member_states
      - competent_authorities
    topics:
      - investment_funds
      - authorisation
      - supervision
      - data_protection
      - competent_authorities
      - enforcement
      - sanctions
    keywords:
      - sanction
      - POS
      - data
      - access
      - ITS
      - competent authorities
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: true
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references: []
    recitals: []

  - article_number: 99c
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t12_provisions_concerning_the_authorities_re.md
    path: "Title 12 > Article 99c"
    applies_to_entities:
      - member_states
      - competent_authorities
    topics:
      - investment_funds
      - authorisation
      - supervision
      - liability
      - competent_authorities
      - enforcement
      - sanctions
    keywords:
      - POS
      - cross-border
      - ITS
      - competent authorities
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: true
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 99
      - target: Article 101
    external_references: []
    recitals: []

  - article_number: 99d
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t12_provisions_concerning_the_authorities_re.md
    path: "Title 12 > Article 99d"
    applies_to_entities:
      - member_states
      - competent_authorities
    topics:
      - investment_funds
      - authorisation
      - supervision
      - liability
      - data_protection
      - enforcement
    keywords:
      - liability
      - POS
      - ATM
      - data
      - RTS
      - reporting
      - competent authorities
    contains:
      obligations: true
      prohibitions: true
      permissions: false
      definitions: false
      penalties: true
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references:
      - instrument_type: directive
        reference: "95/46/EC"
    recitals: []

  - article_number: 99e
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t12_provisions_concerning_the_authorities_re.md
    path: "Title 12 > Article 99e"
    applies_to_entities:
      - competent_authorities
      - european_commission
    topics:
      - investment_funds
      - authorisation
      - supervision
      - competent_authorities
    keywords:
      - penalty
      - POS
      - management company
      - competent authorities
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: true
      delegated_powers: true
      implementing_powers: false
      rts_mandate: false
      its_mandate: true
      transitional: false
    internal_references:
      - target: Article 99
      - target: Article 6
        paragraph: "1"
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 100
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t12_provisions_concerning_the_authorities_re.md
    path: "Title 12 > Article 100"
    applies_to_entities:
      - member_states
      - consumers
    topics:
      - investment_funds
      - authorisation
      - supervision
    keywords:
      - consumer
      - cross-border
      - settlement
      - ITS
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 101
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t12_provisions_concerning_the_authorities_re.md
    path: "Title 12 > Article 101"
    applies_to_entities:
      - member_states
      - competent_authorities
      - european_commission
    topics:
      - investment_funds
      - authorisation
      - supervision
      - competent_authorities
      - enforcement
    keywords:
      - authorisation
      - supervision
      - POS
      - security
      - RTS
      - ITS
      - notification
      - competent authorities
      - control
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: true
      penalties: true
      delegated_powers: true
      implementing_powers: false
      rts_mandate: false
      its_mandate: true
      transitional: false
    internal_references:
      - target: Article 109
      - target: Article 110
      - target: Article 20a
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
      - instrument_type: regulation
        reference: "1095/2010"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 102
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t12_provisions_concerning_the_authorities_re.md
    path: "Title 12 > Article 102"
    applies_to_entities:
      - credit_institutions
      - member_states
      - competent_authorities
      - european_banking_authority
      - financial_entities
    topics:
      - investment_funds
      - authorisation
      - supervision
      - insurance
    keywords:
      - supervision
      - POS
      - consent
      - scheme
      - RTS
      - ITS
      - competent authorities
      - control
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: true
      penalties: true
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 103
        paragraph: "1"
      - target: Article 107
        paragraph: "2"
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
      - instrument_type: regulation
        reference: "1095/2010"
      - instrument_type: regulation
        reference: "1093/2010"
      - instrument_type: regulation
        reference: "1094/2010"
    recitals: []

  - article_number: 103
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t12_provisions_concerning_the_authorities_re.md
    path: "Title 12 > Article 103"
    applies_to_entities:
      - credit_institutions
      - member_states
      - competent_authorities
      - european_commission
      - financial_entities
    topics:
      - investment_funds
      - authorisation
      - supervision
      - insurance
    keywords:
      - POS
      - consent
      - system
      - ITS
      - competent authorities
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 102
        paragraph: "1"
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 104
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t12_provisions_concerning_the_authorities_re.md
    path: "Title 12 > Article 104"
    applies_to_entities:
      - credit_institutions
      - member_states
      - competent_authorities
      - financial_entities
    topics:
      - investment_funds
      - authorisation
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    keywords:
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      - POS
      - consent
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      - clearing
      - ITS
      - competent authorities
      - control
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 102
      - target: Article 103
      - target: Article 102
        paragraph: "4"
      - target: Article 102
        paragraph: "1"
      - target: Article 102
        paragraph: "2"
      - target: Article 102
        paragraph: "5"
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 104a
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t12_provisions_concerning_the_authorities_re.md
    path: "Title 12 > Article 104a"
    applies_to_entities:
      - member_states
    topics:
      - investment_funds
      - authorisation
      - supervision
      - data_protection
    keywords:
      - data
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references:
      - instrument_type: directive
        reference: "95/46/EC"
    recitals: []

  - article_number: 105
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t12_provisions_concerning_the_authorities_re.md
    path: "Title 12 > Article 105"
    applies_to_entities:
      - competent_authorities
      - european_commission
    topics:
      - investment_funds
      - authorisation
      - supervision
    keywords:
      - competent authorities
    contains:
      obligations: false
      prohibitions: false
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: true
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      rts_mandate: false
      its_mandate: true
      transitional: false
    internal_references: []
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 106
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t12_provisions_concerning_the_authorities_re.md
    path: "Title 12 > Article 106"
    applies_to_entities:
      - member_states
      - competent_authorities
    topics:
      - investment_funds
      - authorisation
      - supervision
      - liability
      - audit
    keywords:
      - liability
      - authorisation
      - POS
      - ITS
      - competent authorities
      - close links
      - control
    contains:
      obligations: true
      prohibitions: true
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 73
    external_references:
      - instrument_type: directive
        reference: "2006/43/EC"
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 107
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t12_provisions_concerning_the_authorities_re.md
    path: "Title 12 > Article 107"
    applies_to_entities:
      - member_states
      - competent_authorities
      - consumers
    topics:
      - investment_funds
      - authorisation
      - supervision
      - competent_authorities
    keywords:
      - authorisation
      - consumer
      - RTS
      - competent authorities
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references: []
    recitals: []

  - article_number: 108
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t12_provisions_concerning_the_authorities_re.md
    path: "Title 12 > Article 108"
    applies_to_entities:
      - member_states
      - competent_authorities
    topics:
      - investment_funds
      - authorisation
      - supervision
    keywords:
      - authorisation
      - POS
      - ITS
      - management company
      - management company’s home member state
      - ucits home member state
      - ucits host member state
      - competent authorities
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 92
      - target: Article 94
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 109
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t12_provisions_concerning_the_authorities_re.md
    path: "Title 12 > Article 109"
    applies_to_entities:
      - member_states
      - competent_authorities
    topics:
      - investment_funds
      - authorisation
      - supervision
    keywords:
      - supervision
      - POS
      - branch
      - ITS
      - management company
      - management company’s home member state
      - management company’s host member state
      - ucits home member state
      - competent authorities
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: true
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 21
        paragraph: "2"
      - target: Article 21
        paragraph: "5"
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 110
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t12_provisions_concerning_the_authorities_re.md
    path: "Title 12 > Article 110"
    applies_to_entities:
      - member_states
      - competent_authorities
    topics:
      - investment_funds
      - authorisation
      - supervision
    keywords:
      - POS
      - branch
      - ITS
      - management company
      - management company’s home member state
      - management company’s host member state
      - competent authorities
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 109
    external_references: []
    recitals: []

  - article_number: 110a
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t12_provisions_concerning_the_authorities_re.md
    path: "Title 12 > Article 110a"
    applies_to_entities:
      - european_commission
    topics:
      - investment_funds
      - authorisation
      - supervision
      - governance
      - conflicts_of_interest
    keywords:
      - authorisation
      - third party
      - ITS
      - management company
      - management body
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 13
        paragraph: "6"
      - target: Article 7
      - target: Article 8
      - target: Article 13
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 111
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t13_delegated_acts_and_powers_of_execution.md
    path: "Title 13 > Article 111"
    applies_to_entities: []
    topics:
      - investment_funds
      - execution
      - payment_processing
      - delegated_acts
    keywords:
      - ITS
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: true
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 112a
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 112
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t13_delegated_acts_and_powers_of_execution.md
    path: "Title 13 > Article 112"
    applies_to_entities: []
    topics:
      - investment_funds
      - execution
      - payment_processing
      - delegated_acts
    keywords: []
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references: []
    recitals: []

  - article_number: 112a
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t13_delegated_acts_and_powers_of_execution.md
    path: "Title 13 > Article 112a"
    applies_to_entities:
      - european_commission
    topics:
      - investment_funds
      - execution
      - payment_processing
      - delegated_acts
    keywords:
      - POS
      - notification
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 12
      - target: Article 14
      - target: Article 43
      - target: Article 60
      - target: Article 61
      - target: Article 62
      - target: Article 64
      - target: Article 75
      - target: Article 78
      - target: Article 81
      - target: Article 95
      - target: Article 111
      - target: Article 13
      - target: Article 26b
      - target: Article 50a
      - target: Article 51
    external_references: []
    recitals: []

  - article_number: 113
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t14_ch01_derogations.md
    path: "Title 14 > Chapter 1 > Article 113"
    applies_to_entities:
      - member_states
      - competent_authorities
    topics:
      - investment_funds
      - authorisation
    keywords:
      - transfer
      - POS
      - ITS
      - competent authorities
      - transferable securities
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 50
        paragraph: "1"
      - target: Article 22
      - target: Article 32
      - target: Article 22
        paragraph: "3"
      - target: Article 32
        paragraph: "3"
      - target: Article 16
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 114
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t14_ch01_derogations.md
    path: "Title 14 > Chapter 1 > Article 114"
    applies_to_entities:
      - member_states
    topics:
      - investment_funds
      - authorisation
    keywords:
      - authorisation
      - POS
      - ITS
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: true
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 7
      - target: Article 8
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 115
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t14_ch02_transitional_and_final_provisions.md
    path: "Title 14 > Chapter 2 > Article 115"
    applies_to_entities:
      - european_commission
    topics:
      - investment_funds
      - final_provisions
      - transitional_provisions
    keywords: []
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references: []
    recitals: []

  - article_number: 116
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t14_ch02_transitional_and_final_provisions.md
    path: "Title 14 > Chapter 2 > Article 116"
    applies_to_entities:
      - member_states
      - european_commission
    topics:
      - investment_funds
      - final_provisions
      - transitional_provisions
    keywords: []
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 1
        paragraph: "2"
      - target: Article 1
        paragraph: "3"
      - target: Article 2
        paragraph: "1"
      - target: Article 2
        paragraph: "5"
      - target: Article 4
      - target: Article 5
        paragraph: "1"
      - target: Article 6
        paragraph: "1"
      - target: Article 12
        paragraph: "1"
      - target: Article 13
        paragraph: "1"
      - target: Article 15
      - target: Article 16
        paragraph: "1"
      - target: Article 16
        paragraph: "3"
      - target: Article 17
        paragraph: "1"
      - target: Article 17
        paragraph: "2"
      - target: Article 17
        paragraph: "3"
      - target: Article 17
        paragraph: "4"
      - target: Article 17
        paragraph: "9"
      - target: Article 18
        paragraph: "1"
      - target: Article 18
        paragraph: "2"
      - target: Article 18
        paragraph: "3"
      - target: Article 18
        paragraph: "4"
      - target: Article 19
      - target: Article 20
      - target: Article 21
        paragraph: "2"
      - target: Article 22
        paragraph: "1"
      - target: Article 22
        paragraph: "3"
      - target: Article 23
        paragraph: "1"
      - target: Article 23
        paragraph: "2"
      - target: Article 23
        paragraph: "4"
      - target: Article 27
      - target: Article 29
        paragraph: "2"
      - target: Article 33
        paragraph: "2"
      - target: Article 33
        paragraph: "4"
      - target: Article 37
      - target: Article 38
      - target: Article 39
      - target: Article 40
      - target: Article 41
      - target: Article 42
      - target: Article 43
        paragraph: "1"
      - target: Article 44
      - target: Article 45
      - target: Article 46
      - target: Article 47
      - target: Article 48
      - target: Article 49
      - target: Article 50
        paragraph: "1"
      - target: Article 50
        paragraph: "3"
      - target: Article 51
        paragraph: "1"
      - target: Article 54
        paragraph: "3"
      - target: Article 56
        paragraph: "1"
      - target: Article 56
        paragraph: "2"
      - target: Article 58
      - target: Article 59
      - target: Article 60
        paragraph: "1"
      - target: Article 61
        paragraph: "1"
      - target: Article 61
        paragraph: "2"
      - target: Article 62
        paragraph: "1"
      - target: Article 62
        paragraph: "2"
      - target: Article 62
        paragraph: "3"
      - target: Article 63
      - target: Article 64
        paragraph: "1"
      - target: Article 64
        paragraph: "2"
      - target: Article 64
        paragraph: "3"
      - target: Article 65
      - target: Article 66
      - target: Article 67
      - target: Article 68
        paragraph: "1"
      - target: Article 69
        paragraph: "1"
      - target: Article 69
        paragraph: "2"
      - target: Article 70
        paragraph: "2"
      - target: Article 70
        paragraph: "3"
      - target: Article 71
      - target: Article 72
      - target: Article 74
      - target: Article 75
        paragraph: "1"
      - target: Article 75
        paragraph: "2"
      - target: Article 75
        paragraph: "3"
      - target: Article 77
      - target: Article 78
      - target: Article 79
      - target: Article 80
      - target: Article 81
      - target: Article 82
      - target: Article 83
        paragraph: "1"
      - target: Article 83
        paragraph: "2"
      - target: Article 86
      - target: Article 88
        paragraph: "1"
      - target: Article 90
      - target: Article 91
      - target: Article 92
      - target: Article 93
      - target: Article 94
      - target: Article 96
      - target: Article 97
      - target: Article 98
      - target: Article 99
      - target: Article 100
      - target: Article 101
        paragraph: "1"
      - target: Article 102
        paragraph: "2"
      - target: Article 102
        paragraph: "5"
      - target: Article 107
      - target: Article 108
      - target: Article 109
        paragraph: "2"
      - target: Article 109
        paragraph: "3"
      - target: Article 109
        paragraph: "4"
      - target: Article 110
    external_references: []
    recitals: []

  - article_number: 117
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t14_ch02_transitional_and_final_provisions.md
    path: "Title 14 > Chapter 2 > Article 117"
    applies_to_entities:
      - member_states
    topics:
      - investment_funds
      - final_provisions
      - transitional_provisions
      - prospectus
    keywords:
      - POS
      - ITS
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 78
    external_references: []
    recitals: []

  - article_number: 118
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t14_ch02_transitional_and_final_provisions.md
    path: "Title 14 > Chapter 2 > Article 118"
    applies_to_entities:
      - member_states
      - competent_authorities
    topics:
      - investment_funds
      - final_provisions
      - transitional_provisions
      - prospectus
      - implementing_acts
    keywords:
      - POS
      - ITS
      - ucits host member state
      - competent authorities
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: true
    internal_references:
      - target: Article 1
        paragraph: "1"
      - target: Article 1
        paragraph: "2"
      - target: Article 1
        paragraph: "3"
      - target: Article 1
        paragraph: "4"
      - target: Article 2
        paragraph: "1"
      - target: Article 2
        paragraph: "2"
      - target: Article 2
        paragraph: "3"
      - target: Article 2
        paragraph: "4"
      - target: Article 2
        paragraph: "6"
      - target: Article 2
        paragraph: "7"
      - target: Article 3
      - target: Article 5
        paragraph: "5"
      - target: Article 6
        paragraph: "2"
      - target: Article 6
        paragraph: "3"
      - target: Article 6
        paragraph: "4"
      - target: Article 7
      - target: Article 8
      - target: Article 9
      - target: Article 10
      - target: Article 11
      - target: Article 12
        paragraph: "2"
      - target: Article 13
        paragraph: "1"
      - target: Article 13
        paragraph: "2"
      - target: Article 14
        paragraph: "1"
      - target: Article 16
        paragraph: "2"
      - target: Article 17
        paragraph: "2"
      - target: Article 17
        paragraph: "3"
      - target: Article 17
        paragraph: "8"
      - target: Article 17
        paragraph: "9"
      - target: Article 18
        paragraph: "1"
      - target: Article 18
        paragraph: "2"
      - target: Article 21
        paragraph: "1"
      - target: Article 22
        paragraph: "2"
      - target: Article 22
        paragraph: "3"
      - target: Article 23
        paragraph: "3"
      - target: Article 24
      - target: Article 25
      - target: Article 26
      - target: Article 27
      - target: Article 28
      - target: Article 29
        paragraph: "1"
      - target: Article 29
        paragraph: "3"
      - target: Article 30
      - target: Article 31
      - target: Article 32
      - target: Article 33
        paragraph: "1"
      - target: Article 33
        paragraph: "3"
      - target: Article 34
      - target: Article 35
      - target: Article 36
      - target: Article 50
        paragraph: "1"
      - target: Article 50
        paragraph: "2"
      - target: Article 51
        paragraph: "1"
      - target: Article 51
        paragraph: "2"
      - target: Article 51
        paragraph: "3"
      - target: Article 52
      - target: Article 53
      - target: Article 54
        paragraph: "1"
      - target: Article 54
        paragraph: "2"
      - target: Article 55
      - target: Article 56
        paragraph: "2"
      - target: Article 56
        paragraph: "3"
      - target: Article 57
      - target: Article 68
        paragraph: "2"
      - target: Article 69
        paragraph: "3"
      - target: Article 69
        paragraph: "4"
      - target: Article 70
        paragraph: "1"
      - target: Article 70
        paragraph: "4"
      - target: Article 73
      - target: Article 76
      - target: Article 83
        paragraph: "1"
      - target: Article 83
        paragraph: "2"
      - target: Article 84
      - target: Article 85
      - target: Article 87
      - target: Article 88
        paragraph: "1"
      - target: Article 88
        paragraph: "2"
      - target: Article 89
      - target: Article 102
        paragraph: "1"
      - target: Article 102
        paragraph: "2"
      - target: Article 102
        paragraph: "3"
      - target: Article 102
        paragraph: "4"
      - target: Article 103
      - target: Article 104
      - target: Article 105
      - target: Article 106
      - target: Article 109
        paragraph: "1"
      - target: Article 111
      - target: Article 112
      - target: Article 113
      - target: Article 78
      - target: Article 78
        paragraph: "7"
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 119
    article_title: ""
    chunk_file: /ucits/chunks/ucits_t14_ch02_transitional_and_final_provisions.md
    path: "Title 14 > Chapter 2 > Article 119"
    applies_to_entities:
      - member_states
    topics:
      - investment_funds
      - final_provisions
      - transitional_provisions
    keywords: []
    contains:
      obligations: false
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references: []
    recitals: []