# Instrument Metadata # Output tuned for LLM consumption -- deterministic parse of the # EUR-Lex source, no LLM involved in generation. instrument_id: iorp-ii celex: "32016L2341" eli: "http://data.europa.eu/eli/dir/2016/2341/oj" full_title: Institutions for Occupational Retirement Provision Directive (EU) 2016/2341 short_title: IORP II instrument_type: directive document_type: directive normative_weight: binding jurisdiction: EU effective_period: from: "2017-01-12" to: null dates: adopted: "2016-12-14" entered_into_force: "2017-01-12" status: in_force legal_status: in_force structure_levels: - title - chapter - article total_articles: 68 total_recitals: 0 total_annexes: 2 definitions_article: 6 chunk_strategy: by_chapter chunks: - /iorp-ii/chunks/iorp-ii_t01_general_provisions.md - /iorp-ii/chunks/iorp-ii_t02_quantitative_requirements.md - /iorp-ii/chunks/iorp-ii_t03_ch01_system_of_governance.md - /iorp-ii/chunks/iorp-ii_t03_ch02_outsourcing_and_investment_management.md - /iorp-ii/chunks/iorp-ii_t03_ch03_depositary.md - /iorp-ii/chunks/iorp-ii_t04_ch01_general_provisions.md - /iorp-ii/chunks/iorp-ii_t04_ch02_pension_benefit_statement_and_supplement.md - /iorp-ii/chunks/iorp-ii_t04_ch03_other_information_and_documents_to_be_pr.md - /iorp-ii/chunks/iorp-ii_t05_ch01_general_rules_on_prudential_supervision.md - /iorp-ii/chunks/iorp-ii_t05_ch02_professional_secrecy_and_exchange_of_inf.md - /iorp-ii/chunks/iorp-ii_t06_final_provisions.md - /iorp-ii/chunks/annexes.md key_dates: - date: "2016-12-14" type: lifecycle context: "Adopted" - date: "2017-01-12" type: lifecycle context: "Entered into force" - date: "2017-12-31" type: review article: "63" context: "…provisions that have been adopted to comply with Article 28 of Directive 2002/83/EC. By 31 December 2017, the Commission shall submit a report…" - date: "2019-01-13" type: application article: "65" context: "…as amended by the Directives listed in Annex I, Part A, is repealed with effect from 13 January 2019 without prejudice to the obligations…" - date: "2019-01-13" type: deadline article: "64" context: "…regulations and administrative provisions necessary to comply with this Directive by 13 January 2019. They shall immediately communicate…" - date: "2023-01-13" type: review article: "62" context: "1. By 13 January 2023, the Commission shall review this…" - date: "2030-01-09" type: deadline article: "63a" context: "…(b)(ii), Member States shall ensure that IORPs obtain a legal entity identifier. 3. By 9 January 2030, for the purpose of making the…" generated_at: "2026-09-08T12:37:02.064Z" articles: - article_number: 1 article_title: Subject matter chunk_file: /iorp-ii/chunks/iorp-ii_t01_general_provisions.md path: "Title I > Article 1" applies_to_entities: [] topics: - pensions - prudential keywords: [] contains: obligations: false prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: [] recitals: [] - article_number: 2 article_title: Scope chunk_file: /iorp-ii/chunks/iorp-ii_t01_general_provisions.md path: "Title I > Article 2" applies_to_entities: - member_states topics: - pensions - prudential - authorisation keywords: - security - scheme - ITS - sponsoring undertaking - retirement benefits - member contains: obligations: true prohibitions: true permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: [] recitals: [] - article_number: 3 article_title: Application to IORPs operating social security schemes chunk_file: /iorp-ii/chunks/iorp-ii_t01_general_provisions.md path: "Title I > Article 3" applies_to_entities: [] topics: - pensions - prudential keywords: - transfer - POS - security - scheme - pension scheme contains: obligations: true prohibitions: true permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: [] recitals: [] - article_number: 4 article_title: Optional application to institutions covered by Directive 2009/138/EC chunk_file: /iorp-ii/chunks/iorp-ii_t01_general_provisions.md path: "Title I > Article 4" applies_to_entities: - member_states - competent_authorities topics: - pensions - prudential - insurance keywords: - supervision - transfer - SEPA - POS - member - home member state contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 9 - target: Article 10 - target: Article 11 - target: Article 12 - target: Article 13 - target: Article 14 - target: Article 19 - target: Article 20 - target: Article 21 - target: Article 22 - target: Article 23 paragraph: "1" - target: Article 23 paragraph: "2" - target: Article 24 - target: Article 25 - target: Article 26 - target: Article 27 - target: Article 28 - target: Article 29 - target: Article 30 - target: Article 31 - target: Article 32 - target: Article 33 - target: Article 34 - target: Article 35 - target: Article 36 - target: Article 37 - target: Article 38 - target: Article 39 - target: Article 40 - target: Article 41 - target: Article 42 - target: Article 43 - target: Article 44 - target: Article 45 - target: Article 46 - target: Article 47 - target: Article 48 - target: Article 49 - target: Article 50 - target: Article 51 - target: Article 52 - target: Article 53 - target: Article 54 - target: Article 55 - target: Article 56 - target: Article 57 - target: Article 58 - target: Article 2 paragraph: "3" external_references: - instrument_type: directive reference: "2009/138/EC" - instrument_type: directive reference: "2009/138/EC" - instrument_type: directive reference: "2009/138/EC" - instrument_type: directive reference: "2009/138/EC" - instrument_type: directive reference: "2009/138/EC" - instrument_type: directive reference: "2009/138/EC" - instrument_type: directive reference: "2009/138/EC" - instrument_type: directive reference: "2009/138/EC" - instrument_type: directive reference: "2009/138" - instrument_type: directive reference: "2009/138/EC" recitals: [] - article_number: 5 article_title: Small IORPs and statutory schemes chunk_file: /iorp-ii/chunks/iorp-ii_t01_general_provisions.md path: "Title I > Article 5" applies_to_entities: - member_states topics: - pensions - prudential - authorisation keywords: - scheme - pension scheme - member contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 32 - target: Article 33 - target: Article 34 - target: Article 35 - target: Article 2 paragraph: "2" - target: Article 11 - target: Article 19 paragraph: "1" - target: Article 21 paragraph: "1" - target: Article 21 paragraph: "2" - target: Article 1 - target: Article 2 - target: Article 3 - target: Article 4 - target: Article 5 - target: Article 6 - target: Article 7 - target: Article 8 - target: Article 19 external_references: [] recitals: [] - article_number: 6 article_title: Definitions chunk_file: /iorp-ii/chunks/iorp-ii_t01_general_provisions.md path: "Title I > Article 6" applies_to_entities: - member_states - competent_authorities topics: - pensions - prudential - authorisation - technical_provisions - trading_venues - risk_management - internal_control keywords: - transfer - SEPA - POS - biometric - security - access - cross-border - system - scheme - ITS - institution for occupational retirement provision - pension scheme - sponsoring undertaking - retirement benefits - member - beneficiary - prospective member - competent authority - biometric risks - home member state contains: obligations: false prohibitions: false permissions: true definitions: true penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 9 external_references: - instrument_type: directive reference: "2014/65/EU" - instrument_type: directive reference: "2014/65/EU" - instrument_type: directive reference: "2014/65/EU" recitals: [] - article_number: 7 article_title: Activities of an IORP chunk_file: /iorp-ii/chunks/iorp-ii_t01_general_provisions.md path: "Title I > Article 7" applies_to_entities: - member_states topics: - pensions - prudential - authorisation - insurance keywords: - ITS - member contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 4 external_references: [] recitals: [] - article_number: 8 article_title: Legal separation between sponsoring undertakings and IORPs chunk_file: /iorp-ii/chunks/iorp-ii_t01_general_provisions.md path: "Title I > Article 8" applies_to_entities: - member_states topics: - pensions - prudential - authorisation keywords: - SEPA - sponsoring undertaking - member contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: [] recitals: [] - article_number: 9 article_title: Registration or authorisation chunk_file: /iorp-ii/chunks/iorp-ii_t01_general_provisions.md path: "Title I > Article 9" applies_to_entities: - member_states - competent_authorities topics: - pensions - prudential - authorisation keywords: - authorisation - cross-border - ITS - member - competent authority contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 11 external_references: [] recitals: [] - article_number: 10 article_title: Operating requirements chunk_file: /iorp-ii/chunks/iorp-ii_t01_general_provisions.md path: "Title I > Article 10" applies_to_entities: - member_states topics: - pensions - prudential - authorisation keywords: - SCA - security - scheme - ITS - pension scheme - sponsoring undertaking - retirement benefits - member contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: [] recitals: [] - article_number: 11 article_title: Cross-border activities and procedures chunk_file: /iorp-ii/chunks/iorp-ii_t01_general_provisions.md path: "Title I > Article 11" applies_to_entities: - member_states - competent_authorities topics: - pensions - prudential - authorisation - competent_authorities keywords: - authorisation - supervision - POS - cross-border - system - scheme - RTS - ITS - notification - pension scheme - sponsoring undertaking - member - prospective member - competent authority - home member state - host member state - cross-border activity contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: [] recitals: [] - article_number: 12 article_title: Cross-border transfers chunk_file: /iorp-ii/chunks/iorp-ii_t01_general_provisions.md path: "Title I > Article 12" applies_to_entities: - member_states - competent_authorities topics: - pensions - prudential - authorisation - technical_provisions keywords: - authorisation - transfer - POS - consent - cross-border - scheme - RTS - ITS - pension scheme - sponsoring undertaking - member - competent authority - home member state - host member state - transferring iorp - receiving iorp - cross-border activity contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 11 paragraph: "9" - target: Article 11 paragraph: "10" - target: Article 11 paragraph: "11" external_references: - instrument_type: regulation reference: "1094/2010" recitals: [] - article_number: 13 article_title: Technical provisions chunk_file: /iorp-ii/chunks/iorp-ii_t02_quantitative_requirements.md path: "Title II > Article 13" applies_to_entities: - credit_institutions - member_states - competent_authorities topics: - pensions - prudential - technical_provisions keywords: - biometric - scheme - ITS - pension scheme - member - biometric risks - home member state contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: [] recitals: [] - article_number: 14 article_title: Funding of technical provisions chunk_file: /iorp-ii/chunks/iorp-ii_t02_quantitative_requirements.md path: "Title II > Article 14" applies_to_entities: - member_states - competent_authorities topics: - pensions - prudential - liability - competent_authorities - recovery_resolution - insurance - technical_provisions - winding_up keywords: - liability - transfer - cross-border - scheme - ITS - pension scheme - retirement benefits - member - competent authority - home member state - cross-border activity contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: [] recitals: [] - article_number: 15 article_title: Regulatory own funds chunk_file: /iorp-ii/chunks/iorp-ii_t02_quantitative_requirements.md path: "Title II > Article 15" applies_to_entities: - member_states topics: - pensions - prudential - liability - own_funds - technical_provisions keywords: - API - liability - POS - biometric - scheme - ITS - pension scheme - sponsoring undertaking - member - home member state contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 16 - target: Article 17 - target: Article 18 external_references: [] recitals: [] - article_number: 16 article_title: Available solvency margin chunk_file: /iorp-ii/chunks/iorp-ii_t02_quantitative_requirements.md path: "Title II > Article 16" applies_to_entities: - member_states - competent_authorities topics: - pensions - prudential - authorisation - competent_authorities - solvency_capital - valuation - winding_up - financial_statements keywords: - API - POS - consent - ITS - member - competent authority - home member state contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 15 paragraph: "1" external_references: [] recitals: [] - article_number: 17 article_title: Required solvency margin chunk_file: /iorp-ii/chunks/iorp-ii_t02_quantitative_requirements.md path: "Title II > Article 17" applies_to_entities: [] topics: - pensions - prudential - liability - technical_provisions - solvency_capital - reinsurance keywords: - API - liability contains: obligations: true prohibitions: true permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 18 external_references: - instrument_type: directive reference: "2009/138/EC" recitals: [] - article_number: 18 article_title: Required solvency margin for the purpose of Article 17(3) chunk_file: /iorp-ii/chunks/iorp-ii_t02_quantitative_requirements.md path: "Title II > Article 18" applies_to_entities: [] topics: - pensions - prudential - technical_provisions - solvency_capital - reinsurance keywords: - POS contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 17 paragraph: "3" external_references: [] recitals: [] - article_number: 19 article_title: Investment rules chunk_file: /iorp-ii/chunks/iorp-ii_t02_quantitative_requirements.md path: "Title II > Article 19" applies_to_entities: - member_states - competent_authorities topics: - pensions - prudential - authorisation - technical_provisions - conflicts_of_interest keywords: - SCA - API - POS - security - cross-border - system - scheme - ITS - notification - pension scheme - sponsoring undertaking - member - competent authority - home member state - host member state - regulated market - mtf - otf - cross-border activity contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 30 - target: Article 11 external_references: - instrument_type: regulation reference: "1060/2009" recitals: [] - article_number: 20 article_title: Responsibility of the management or supervisory body chunk_file: /iorp-ii/chunks/iorp-ii_t03_ch01_system_of_governance.md path: "Title III > Chapter 1 > Article 20" applies_to_entities: - member_states topics: - pensions - prudential - governance keywords: - member contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: [] recitals: [] - article_number: 21 article_title: General governance requirements chunk_file: /iorp-ii/chunks/iorp-ii_t03_ch01_system_of_governance.md path: "Title III > Chapter 1 > Article 21" applies_to_entities: - member_states - competent_authorities topics: - pensions - prudential - governance - outsourcing - internal_control keywords: - SCA - system - network - reporting - member contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: regulation reference: "2022/2554" recitals: [] - article_number: 22 article_title: Requirements for fit and proper management chunk_file: /iorp-ii/chunks/iorp-ii_t03_ch01_system_of_governance.md path: "Title III > Chapter 1 > Article 22" applies_to_entities: - member_states - competent_authorities - european_commission topics: - pensions - prudential - governance - outsourcing - fit_and_proper - internal_control keywords: - ITS - member - home member state - key function contains: obligations: true prohibitions: false permissions: true definitions: true penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 31 - target: Article 11 external_references: [] recitals: [] - article_number: 23 article_title: Remuneration policy chunk_file: /iorp-ii/chunks/iorp-ii_t03_ch01_system_of_governance.md path: "Title III > Chapter 1 > Article 23" applies_to_entities: - member_states topics: - pensions - prudential - governance - remuneration - conflicts_of_interest keywords: - SCA - scheme - ITS - pension scheme - member - key function contains: obligations: true prohibitions: true permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 31 paragraph: "1" - target: Article 2 paragraph: "2" external_references: - instrument_type: regulation reference: "2016/679" recitals: [] - article_number: 24 article_title: General provisions chunk_file: /iorp-ii/chunks/iorp-ii_t03_ch01_system_of_governance.md path: "Title III > Chapter 1 > Article 24" applies_to_entities: - member_states - competent_authorities topics: - pensions - prudential - governance - conflicts_of_interest - internal_control keywords: - SCA - ITS - sponsoring undertaking - member - competent authority - key function contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 26 external_references: [] recitals: [] - article_number: 25 article_title: Risk-management chunk_file: /iorp-ii/chunks/iorp-ii_t03_ch01_system_of_governance.md path: "Title III > Chapter 1 > Article 25" applies_to_entities: - member_states topics: - pensions - prudential - governance - liability - outsourcing - large_exposures keywords: - SCA - liability - POS - system - scheme - reporting - pension scheme - member contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: [] recitals: [] - article_number: 26 article_title: Internal audit function chunk_file: /iorp-ii/chunks/iorp-ii_t03_ch01_system_of_governance.md path: "Title III > Chapter 1 > Article 26" applies_to_entities: - member_states topics: - pensions - prudential - governance - outsourcing - internal_control keywords: - SCA - system - member contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: [] recitals: [] - article_number: 27 article_title: Actuarial function chunk_file: /iorp-ii/chunks/iorp-ii_t03_ch01_system_of_governance.md path: "Title III > Chapter 1 > Article 27" applies_to_entities: - member_states topics: - pensions - prudential - governance - technical_provisions keywords: - liability - POS - biometric - data - system - ITS - member - biometric risks contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: [] recitals: [] - article_number: 28 article_title: Own-risk assessment chunk_file: /iorp-ii/chunks/iorp-ii_t03_ch01_system_of_governance.md path: "Title III > Chapter 1 > Article 28" applies_to_entities: - member_states topics: - pensions - prudential - governance - recovery_resolution - reinsurance - risk_assessment - conflicts_of_interest keywords: - SCA - POS - system - scheme - ITS - pension scheme - sponsoring undertaking - retirement benefits - member - key function contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 24 paragraph: "3" external_references: - instrument_type: directive reference: "2009/138/EC" recitals: [] - article_number: 29 article_title: Annual accounts and annual reports chunk_file: /iorp-ii/chunks/iorp-ii_t03_ch01_system_of_governance.md path: "Title III > Chapter 1 > Article 29" applies_to_entities: - member_states topics: - pensions - prudential - governance - authorisation keywords: - POS - scheme - RTS - pension scheme - member contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: [] recitals: [] - article_number: 30 article_title: Statement of investment policy principles chunk_file: /iorp-ii/chunks/iorp-ii_t03_ch01_system_of_governance.md path: "Title III > Chapter 1 > Article 30" applies_to_entities: - member_states topics: - pensions - prudential - governance - authorisation keywords: - member contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: [] recitals: [] - article_number: 31 article_title: Outsourcing chunk_file: /iorp-ii/chunks/iorp-ii_t03_ch02_outsourcing_and_investment_management.md path: "Title III > Chapter 2 > Article 31" applies_to_entities: - member_states - competent_authorities topics: - pensions - prudential - outsourcing - third_party_risk - authorisation keywords: - outsourcing - system - ITS - member - key function contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: [] recitals: [] - article_number: 32 article_title: Investment management chunk_file: /iorp-ii/chunks/iorp-ii_t03_ch02_outsourcing_and_investment_management.md path: "Title III > Chapter 2 > Article 32" applies_to_entities: - member_states topics: - pensions - prudential - outsourcing - third_party_risk - authorisation keywords: - member contains: obligations: true prohibitions: true permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 2 paragraph: "1" external_references: - instrument_type: directive reference: "2009/65/EC" - instrument_type: directive reference: "2009/138/EC" - instrument_type: directive reference: "2011/61/EU" - instrument_type: directive reference: "2013/36/EU" - instrument_type: directive reference: "2014/65/EU" recitals: [] - article_number: 33 article_title: Appointment of a depositary chunk_file: /iorp-ii/chunks/iorp-ii_t03_ch03_depositary.md path: "Title III > Chapter 3 > Article 33" applies_to_entities: - member_states - competent_authorities topics: - pensions - prudential - depositary - investment_funds - authorisation - conflicts_of_interest keywords: - SEPA - POS - cross-border - scheme - ITS - pension scheme - member - competent authority - home member state - host member state - cross-border activity contains: obligations: true prohibitions: true permissions: true definitions: true penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 34 - target: Article 35 - target: Article 11 - target: Article 48 external_references: - instrument_type: directive reference: "2013/36/EU" - instrument_type: directive reference: "2014/65/EU" - instrument_type: directive reference: "2009/65/EC" - instrument_type: directive reference: "2011/61/EU" recitals: [] - article_number: 34 article_title: Safekeeping of assets and depositary liability chunk_file: /iorp-ii/chunks/iorp-ii_t03_ch03_depositary.md path: "Title III > Chapter 3 > Article 34" applies_to_entities: - member_states - competent_authorities topics: - pensions - prudential - depositary - investment_funds - liability - conflicts_of_interest keywords: - liability - POS - third party - scheme - ITS - pension scheme - member contains: obligations: true prohibitions: true permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: directive reference: "2014/65/EU" recitals: [] - article_number: 35 article_title: Oversight duties chunk_file: /iorp-ii/chunks/iorp-ii_t03_ch03_depositary.md path: "Title III > Chapter 3 > Article 35" applies_to_entities: - member_states topics: - pensions - prudential - depositary - investment_funds keywords: - transaction - POS - scheme - ITS - pension scheme - member - home member state contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 34 paragraph: "1" - target: Article 34 paragraph: "2" external_references: [] recitals: [] - article_number: 36 article_title: Principles chunk_file: /iorp-ii/chunks/iorp-ii_t04_ch01_general_provisions.md path: "Title IV > Chapter 1 > Article 36" applies_to_entities: - member_states topics: - pensions - prudential - authorisation keywords: - scheme - pension scheme - member - prospective member - durable medium contains: obligations: true prohibitions: false permissions: true definitions: true penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 41 - target: Article 37 - target: Article 38 - target: Article 39 - target: Article 40 - target: Article 43 - target: Article 44 external_references: [] recitals: [] - article_number: 37 article_title: General information on the pension scheme chunk_file: /iorp-ii/chunks/iorp-ii_t04_ch01_general_provisions.md path: "Title IV > Chapter 1 > Article 37" applies_to_entities: - member_states - competent_authorities topics: - pensions - prudential - authorisation - technical_provisions keywords: - transfer - scheme - ITS - pension scheme - retirement benefits - member - competent authority contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: [] recitals: [] - article_number: 38 article_title: General provisions chunk_file: /iorp-ii/chunks/iorp-ii_t04_ch02_pension_benefit_statement_and_supplement.md path: "Title IV > Chapter 2 > Article 38" applies_to_entities: - member_states topics: - pensions - prudential keywords: - system - member - durable medium contains: obligations: true prohibitions: false permissions: false definitions: true penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 39 paragraph: "1" external_references: [] recitals: [] - article_number: 39 article_title: Pension Benefit Statement chunk_file: /iorp-ii/chunks/iorp-ii_t04_ch02_pension_benefit_statement_and_supplement.md path: "Title IV > Chapter 2 > Article 39" applies_to_entities: - member_states topics: - pensions - prudential keywords: - API - scheme - ITS - pension scheme - sponsoring undertaking - member contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 60 external_references: [] recitals: [] - article_number: 40 article_title: Supplementary information chunk_file: /iorp-ii/chunks/iorp-ii_t04_ch02_pension_benefit_statement_and_supplement.md path: "Title IV > Chapter 2 > Article 40" applies_to_entities: [] topics: - pensions - prudential keywords: - POS - scheme - ITS - pension scheme - member contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 29 - target: Article 30 external_references: [] recitals: [] - article_number: 41 article_title: Information to be given to prospective members chunk_file: /iorp-ii/chunks/iorp-ii_t04_ch03_other_information_and_documents_to_be_pr.md path: "Title IV > Chapter 3 > Article 41" applies_to_entities: - member_states topics: - pensions - prudential keywords: - scheme - ITS - pension scheme - member - prospective member contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: [] recitals: [] - article_number: 42 article_title: Information to be given to members during the pre-retirement phase chunk_file: /iorp-ii/chunks/iorp-ii_t04_ch03_other_information_and_documents_to_be_pr.md path: "Title IV > Chapter 3 > Article 42" applies_to_entities: [] topics: - pensions - prudential keywords: - ITS - retirement benefits - member contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 39 paragraph: "1" external_references: [] recitals: [] - article_number: 43 article_title: Information to be given to beneficiaries during the pay-out phase chunk_file: /iorp-ii/chunks/iorp-ii_t04_ch03_other_information_and_documents_to_be_pr.md path: "Title IV > Chapter 3 > Article 43" applies_to_entities: - member_states topics: - pensions - prudential keywords: - ITS - member contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: [] recitals: [] - article_number: 44 article_title: Additional information to be given on request to members and beneficiaries chunk_file: /iorp-ii/chunks/iorp-ii_t04_ch03_other_information_and_documents_to_be_pr.md path: "Title IV > Chapter 3 > Article 44" applies_to_entities: [] topics: - pensions - prudential keywords: - scheme - RTS - pension scheme - member - beneficiary contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 29 - target: Article 30 - target: Article 39 paragraph: "1" external_references: [] recitals: [] - article_number: 45 article_title: Main objective of prudential supervision chunk_file: /iorp-ii/chunks/iorp-ii_t05_ch01_general_rules_on_prudential_supervision.md path: "Title V > Chapter 1 > Article 45" applies_to_entities: - member_states - competent_authorities topics: - pensions - prudential - general_provisions - information_requirements - supervision keywords: - supervision - member contains: obligations: true prohibitions: false permissions: false definitions: true penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: [] recitals: [] - article_number: 46 article_title: Scope of prudential supervision chunk_file: /iorp-ii/chunks/iorp-ii_t05_ch01_general_rules_on_prudential_supervision.md path: "Title V > Chapter 1 > Article 46" applies_to_entities: - member_states topics: - pensions - prudential - general_provisions - information_requirements - supervision - own_funds - technical_provisions - solvency_capital keywords: - supervision - system - member contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: [] recitals: [] - article_number: 47 article_title: General principles of prudential supervision chunk_file: /iorp-ii/chunks/iorp-ii_t05_ch01_general_rules_on_prudential_supervision.md path: "Title V > Chapter 1 > Article 47" applies_to_entities: - member_states - competent_authorities topics: - pensions - prudential - general_provisions - information_requirements - supervision - risk_assessment keywords: - SCA - supervision - system - member - home member state contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: [] recitals: [] - article_number: 48 article_title: Powers of intervention and duties of the competent authorities chunk_file: /iorp-ii/chunks/iorp-ii_t05_ch01_general_rules_on_prudential_supervision.md path: "Title V > Chapter 1 > Article 48" applies_to_entities: - member_states - competent_authorities - european_commission topics: - pensions - prudential - general_provisions - information_requirements - supervision - authorisation - data_protection - competent_authorities - enforcement - sanctions - own_funds - technical_provisions - internal_control keywords: - sanction - transfer - POS - data - cross-border - scheme - RTS - ITS - pension scheme - member - competent authority - home member state - host member state - cross-border activity contains: obligations: true prohibitions: false permissions: true definitions: false penalties: true delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 11 external_references: [] recitals: [] - article_number: 49 article_title: Supervisory review process chunk_file: /iorp-ii/chunks/iorp-ii_t05_ch01_general_rules_on_prudential_supervision.md path: "Title V > Chapter 1 > Article 49" applies_to_entities: - member_states - competent_authorities topics: - pensions - prudential - general_provisions - information_requirements - supervision - outsourcing - competent_authorities keywords: - SCA - system - reporting - member - key function contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: [] recitals: [] - article_number: 50 article_title: Information to be provided to the competent authorities chunk_file: /iorp-ii/chunks/iorp-ii_t05_ch01_general_rules_on_prudential_supervision.md path: "Title V > Chapter 1 > Article 50" applies_to_entities: - member_states - competent_authorities topics: - pensions - prudential - general_provisions - information_requirements - supervision - authorisation - liability - outsourcing - risk_assessment keywords: - liability - supervision - POS - outsourcing - RTS - member - key function contains: obligations: true prohibitions: false permissions: false definitions: true penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 29 external_references: [] recitals: [] - article_number: 51 article_title: Transparency and accountability chunk_file: /iorp-ii/chunks/iorp-ii_t05_ch01_general_rules_on_prudential_supervision.md path: "Title V > Chapter 1 > Article 51" applies_to_entities: - member_states - competent_authorities topics: - pensions - prudential - general_provisions - information_requirements - supervision - sanctions keywords: - supervision - sanction - data - scheme - pension scheme - member contains: obligations: true prohibitions: false permissions: false definitions: false penalties: true delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 4 - target: Article 5 - target: Article 49 external_references: [] recitals: [] - article_number: 52 article_title: Professional secrecy chunk_file: /iorp-ii/chunks/iorp-ii_t05_ch02_professional_secrecy_and_exchange_of_inf.md path: "Title V > Chapter 2 > Article 52" applies_to_entities: - member_states - competent_authorities topics: - pensions - prudential keywords: - scheme - RTS - pension scheme - member contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: [] recitals: [] - article_number: 53 article_title: Use of confidential information chunk_file: /iorp-ii/chunks/iorp-ii_t05_ch02_professional_secrecy_and_exchange_of_inf.md path: "Title V > Chapter 2 > Article 53" applies_to_entities: - member_states - competent_authorities topics: - pensions - prudential - sanctions - technical_provisions keywords: - sanction - POS - system - member contains: obligations: true prohibitions: false permissions: true definitions: false penalties: true delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: [] recitals: [] - article_number: 54 article_title: European Parliament right of inquiry chunk_file: /iorp-ii/chunks/iorp-ii_t05_ch02_professional_secrecy_and_exchange_of_inf.md path: "Title V > Chapter 2 > Article 54" applies_to_entities: [] topics: - pensions - prudential keywords: [] contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 52 - target: Article 53 external_references: [] recitals: [] - article_number: 55 article_title: Exchange of information between authorities chunk_file: /iorp-ii/chunks/iorp-ii_t05_ch02_professional_secrecy_and_exchange_of_inf.md path: "Title V > Chapter 2 > Article 55" applies_to_entities: - member_states - competent_authorities - financial_entities topics: - pensions - prudential - insurance - winding_up keywords: - supervision - system - scheme - ITS - pension scheme - member contains: obligations: true prohibitions: true permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 52 - target: Article 53 external_references: [] recitals: [] - article_number: 56 article_title: "Transmission of information to central banks, monetary authorities, European Supervisory Authorities and the European Systemic Risk Board" chunk_file: /iorp-ii/chunks/iorp-ii_t05_ch02_professional_secrecy_and_exchange_of_inf.md path: "Title V > Chapter 2 > Article 56" applies_to_entities: - credit_institutions - competent_authorities - european_banking_authority - payment_systems topics: - pensions - prudential keywords: - POS - system - competent authority contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 52 - target: Article 53 - target: Article 55 - target: Article 56 - target: Article 57 - target: Article 58 external_references: - instrument_type: regulation reference: "1093/2010" - instrument_type: regulation reference: "1095/2010" recitals: [] - article_number: 57 article_title: Disclosure of information to government administrations responsible for financial legislation chunk_file: /iorp-ii/chunks/iorp-ii_t05_ch02_professional_secrecy_and_exchange_of_inf.md path: "Title V > Chapter 2 > Article 57" applies_to_entities: - credit_institutions - member_states - competent_authorities - financial_entities topics: - pensions - prudential - authorisation - insurance keywords: - supervision - POS - access - consent - RTS - member - competent authority contains: obligations: true prohibitions: true permissions: true definitions: true penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 52 - target: Article 53 - target: Article 58 - target: Article 55 external_references: [] recitals: [] - article_number: 58 article_title: Conditions for the exchange of information chunk_file: /iorp-ii/chunks/iorp-ii_t05_ch02_professional_secrecy_and_exchange_of_inf.md path: "Title V > Chapter 2 > Article 58" applies_to_entities: - member_states - competent_authorities topics: - pensions - prudential keywords: - supervision - POS - system - ITS - sponsoring undertaking - member - competent authority contains: obligations: true prohibitions: true permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 55 - target: Article 56 - target: Article 57 - target: Article 52 - target: Article 53 - target: Article 57 paragraph: "2" external_references: [] recitals: [] - article_number: 59 article_title: National provisions of a prudential nature chunk_file: /iorp-ii/chunks/iorp-ii_t05_ch02_professional_secrecy_and_exchange_of_inf.md path: "Title V > Chapter 2 > Article 59" applies_to_entities: - member_states topics: - pensions - prudential keywords: - system - scheme - ITS - pension scheme - member contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 11 paragraph: "1" external_references: [] recitals: [] - article_number: 60 article_title: "Cooperation between Member States, the Commission and EIOPA" chunk_file: /iorp-ii/chunks/iorp-ii_t06_final_provisions.md path: "Title VI > Article 60" applies_to_entities: - member_states - competent_authorities - european_commission topics: - pensions - prudential - final_provisions keywords: - supervision - POS - cross-border - ITS - member contains: obligations: true prohibitions: false permissions: false definitions: true penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: regulation reference: "1094/2010" recitals: [] - article_number: 61 article_title: Processing of personal data chunk_file: /iorp-ii/chunks/iorp-ii_t06_final_provisions.md path: "Title VI > Article 61" applies_to_entities: - competent_authorities topics: - pensions - prudential - final_provisions - data_protection - competent_authorities keywords: - POS - data contains: obligations: true prohibitions: false permissions: false definitions: true penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: regulation reference: "2016/679" recitals: [] - article_number: 62 article_title: Evaluation and review chunk_file: /iorp-ii/chunks/iorp-ii_t06_final_provisions.md path: "Title VI > Article 62" applies_to_entities: - european_commission topics: - pensions - prudential - final_provisions keywords: - cross-border - ITS - cross-border activity contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: [] recitals: [] - article_number: 63 article_title: Amendment of Directive 2009/138/EC chunk_file: /iorp-ii/chunks/iorp-ii_t06_final_provisions.md path: "Title VI > Article 63" applies_to_entities: - member_states - european_commission topics: - pensions - prudential - final_provisions - capital_requirements - insurance - solvency_capital - reinsurance keywords: - API - member - home member state contains: obligations: true prohibitions: false permissions: true definitions: true penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: true internal_references: - target: Article 13 - target: Article 308b external_references: - instrument_type: directive reference: "2009/138/EC" - instrument_type: directive reference: "2016/2341" recitals: [] - article_number: 63a article_title: Accessibility of information on the European single access point chunk_file: /iorp-ii/chunks/iorp-ii_t06_final_provisions.md path: "Title VI > Article 63a" applies_to_entities: - member_states - competent_authorities - european_commission topics: - pensions - prudential - final_provisions - data_protection - sanctions keywords: - sanction - POS - data - access - guidelines - member - competent authority contains: obligations: true prohibitions: false permissions: false definitions: false penalties: true delegated_powers: true implementing_powers: false rts_mandate: false its_mandate: true transitional: false internal_references: - target: Article 23 paragraph: "2" - target: Article 29 - target: Article 30 - target: Article 48 paragraph: "4" external_references: - instrument_type: regulation reference: "1094/2010" recitals: [] - article_number: 64 article_title: Transposition chunk_file: /iorp-ii/chunks/iorp-ii_t06_final_provisions.md path: "Title VI > Article 64" applies_to_entities: - member_states - european_commission topics: - pensions - prudential - final_provisions keywords: - POS - member contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: [] recitals: [] - article_number: 65 article_title: Repeal chunk_file: /iorp-ii/chunks/iorp-ii_t06_final_provisions.md path: "Title VI > Article 65" applies_to_entities: - member_states topics: - pensions - prudential - final_provisions keywords: - POS - ITS - member contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: [] recitals: [] - article_number: 66 article_title: Entry into force chunk_file: /iorp-ii/chunks/iorp-ii_t06_final_provisions.md path: "Title VI > Article 66" applies_to_entities: [] topics: - pensions - prudential - final_provisions keywords: - ITS contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: true internal_references: [] external_references: [] recitals: [] - article_number: 67 article_title: Addressees chunk_file: /iorp-ii/chunks/iorp-ii_t06_final_provisions.md path: "Title VI > Article 67" applies_to_entities: - member_states topics: - pensions - prudential - final_provisions keywords: - member contains: obligations: false prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: [] recitals: []