# Instrument Metadata
# Output tuned for LLM consumption -- deterministic parse of the
# EUR-Lex source, no LLM involved in generation.

instrument_id: emir
celex: "32012R0648"
eli: "http://data.europa.eu/eli/reg/2012/648/oj"
full_title: European Market Infrastructure Regulation (EU) 648/2012
short_title: EMIR
instrument_type: regulation
document_type: regulation
normative_weight: binding
jurisdiction: EU
effective_period:
  from: "2012-07-04"
  to: null
dates:
  adopted: "2012-07-04"
status: in_force
legal_status: in_force
structure_levels:
  - title
  - chapter
  - article
total_articles: 137
total_recitals: 0
total_annexes: 4
definitions_article: 2
chunk_strategy: by_chapter
chunks:
  - /emir/chunks/emir_t01_subject_matter_scope_and_definitions.md
  - /emir/chunks/emir_t02_clearing_reporting_and_risk_mitigation_o.md
  - /emir/chunks/emir_t03_ch01_conditions_and_procedures_for_the_author.md
  - /emir/chunks/emir_t03_ch02_supervision_and_oversight_of_ccps.md
  - /emir/chunks/emir_t03_ch03_cooperation.md
  - /emir/chunks/emir_t03_ch03_ccp_supervisory_committee.md
  - /emir/chunks/emir_t03_ch04_relations_with_third_countries.md
  - /emir/chunks/emir_t04_ch01_organisational_requirements.md
  - /emir/chunks/emir_t04_ch02_conduct_of_business_rules.md
  - /emir/chunks/emir_t04_ch03_prudential_requirements.md
  - /emir/chunks/emir_t04_ch04_calculations_and_reporting_for_the_purpo.md
  - /emir/chunks/emir_t05_interoperability_arrangements.md
  - /emir/chunks/emir_t06_ch01_conditions_and_procedures_for_registrati.md
  - /emir/chunks/emir_t06_ch02_relations_with_third_countries.md
  - /emir/chunks/emir_t07_requirements_for_trade_repositories.md
  - /emir/chunks/emir_t08_common_provisions.md
  - /emir/chunks/emir_t09_transitional_and_final_provisions.md
  - /emir/chunks/annexes.md
key_dates:
  - date: "1978-07-25"
    type: citation
    article: "2"
    context: "…means reserves as set out in Article 9 of Fourth Council Directive 78/660/EEC of 25 July 1978 based on Article 54(3)(g) of the…"
  - date: "1986-12-08"
    type: citation
    article: "2"
    context: "…subscribed capital within the meaning of Article 22 of Council Directive 86/635/EEC of 8 December 1986 on the annual accounts and…"
  - date: "1992-06-18"
    type: citation
    article: "31"
    context: "…under this Regulation or Directive 73/239/EEC, Council Directive 92/49/EEC of 18 June 1992 on the coordination of laws,…"
  - date: "2002-06-06"
    type: citation
    article: "39"
    context: "…2(1)(c) of Directive 2002/47/EC of the European Parliament and of the Council of 6 June 2002 on financial collateral arrangements…"
  - date: "2002-12-16"
    type: citation
    article: "2"
    context: "…Article 2(15) of Directive 2002/87/EC of the European Parliament and of the Council of 16 December 2002 on the supplementary supervision of…"
  - date: "2004-12-15"
    type: citation
    article: "2"
    context: "…9 and 10 of Directive 2004/109/EC of the European Parliament and of the Council of 15 December 2004 on the harmonisation of transparency…"
  - date: "2012-07-04"
    type: lifecycle
    context: "Adopted"
  - date: "2012-09-30"
    type: deadline
    article: "11"
    context: "…12; ESMA shall submit those draft regulatory technical standards to the Commission by 30 September 2012. Power is delegated to the Commission…"
  - date: "2012-09-30"
    type: deadline
    article: "16"
    context: "…2. EBA shall submit those draft regulatory technical standards to the Commission by 30 September 2012. Power is delegated to the Commission…"
  - date: "2012-09-30"
    type: deadline
    article: "25"
    context: "…ESMA shall submit those draft regulatory technical standards to the Commission by 30 September 2012. Power is delegated to the Commission…"
  - date: "2012-09-30"
    type: deadline
    article: "26"
    context: "…to 8. ESMA shall submit those draft regulatory technical standards to the Commission by 30 September 2012. Power is delegated to the Commission…"
  - date: "2012-09-30"
    type: deadline
    article: "29"
    context: "…to 3. ESMA shall submit those draft regulatory technical standards to the Commission by 30 September 2012. Power is delegated to the Commission…"
  - date: "2012-09-30"
    type: deadline
    article: "34"
    context: "…ESMA shall submit those draft regulatory technical standards to the Commission by 30 September 2012. Power is delegated to the Commission…"
  - date: "2012-09-30"
    type: deadline
    article: "4"
    context: "…3. ESMA shall submit those draft regulatory technical standards to the Commission by 30 September 2012. Power is delegated to the Commission…"
  - date: "2012-09-30"
    type: deadline
    article: "41"
    context: "…ESMA shall submit those draft regulatory technical standards to the Commission by 30 September 2012. Power is delegated to the Commission…"
  - date: "2012-09-30"
    type: deadline
    article: "42"
    context: "…43. ESMA shall submit those draft regulatory technical standards to the Commission by 30 September 2012. Power is delegated to the Commission…"
  - date: "2012-09-30"
    type: deadline
    article: "44"
    context: "…1. ESMA shall submit those draft regulatory technical standards to the Commission by 30 September 2012. Power is delegated to the Commission…"
  - date: "2012-09-30"
    type: deadline
    article: "45"
    context: "…4. ESMA shall submit those draft regulatory technical standards to the Commission by 30 September 2012. Power is delegated to the Commission…"
  - date: "2012-09-30"
    type: deadline
    article: "47"
    context: "…7. ESMA shall submit those draft regulatory technical standards to the Commission by 30 September 2012. Power is delegated to the Commission…"
  - date: "2012-09-30"
    type: deadline
    article: "5"
    context: "…ESMA shall submit those draft regulatory technical standards to the Commission by 30 September 2012. Power is delegated to the Commission…"
  - date: "2012-09-30"
    type: deadline
    article: "6"
    context: "…1. ESMA shall submit any such draft regulatory technical standards to the Commission by 30 September 2012. Power is delegated to the Commission…"
  - date: "2012-09-30"
    type: deadline
    article: "8"
    context: "…ESMA shall submit those draft regulatory technical standards to the Commission by 30 September 2012. Power is delegated to the Commission…"
  - date: "2012-09-30"
    type: deadline
    article: "9"
    context: "…date. ESMA shall submit those draft regulatory technical standards to the Commission by 30 September 2012. Power is delegated to the Commission…"
  - date: "2012-09-30"
    type: review
    article: "49"
    context: "…3. ESMA shall submit those draft regulatory technical standards to the Commission by 30 September 2012. Power is delegated to the Commission…"
  - date: "2012-11-17"
    type: review
    article: "1"
    context: "…Article 82 to amend the list set out in paragraph 4 of this Article. To that end, by 17 November 2012 the Commission shall present to the…"
  - date: "2013-02-17"
    type: deadline
    article: "12"
    context: "…not contain personal data within the meaning of Article 2(a) of Directive 95/46/EC. By 17 February 2013, the Member States shall notify the…"
  - date: "2013-06-26"
    type: citation
    article: "50a"
    context: "…308 of Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit…"
  - date: "2013-08-17"
    type: deadline
    article: "89"
    context: "…necessary information available to the relevant authorities of that third country until 17 August 2013 provided that it notifies ESMA. 10.…"
  - date: "2014-01-01"
    type: deadline
    article: "50a"
    context: "…(a). EBA shall submit those draft implementing technical standards to the Commission by 1 January 2014. Power is conferred on the Commission…"
  - date: "2014-01-01"
    type: deadline
    article: "50c"
    context: "…(b). EBA shall submit those draft implementing technical standards to the Commission by 1 January 2014. Power is conferred on the Commission…"
  - date: "2014-02-12"
    type: deadline
    article: "9"
    context: "…obligation shall apply to derivative contracts which: (a) were entered into before 12 February 2014 and remain outstanding on that date;…"
  - date: "2014-08-17"
    type: deadline
    article: "87"
    context: "…laws, regulations and administrative provisions necessary to comply with point (1) by 17 August 2014. They shall forthwith inform the…"
  - date: "2016-04-13"
    type: citation
    article: "82"
    context: "…in accordance with the principles laid down in the Interinstitutional Agreement of 13 April 2016 on Better Law-Making. 5. As soon as…"
  - date: "2018-07-18"
    type: deadline
    article: "11"
    context: "…for those referred to in point (aa) of the first subparagraph, to the Commission by 18 July 2018. EBA, in cooperation with ESMA, shall…"
  - date: "2018-07-18"
    type: deadline
    article: "4"
    context: "…The ESAs shall submit those draft regulatory technical standards to the Commission by 18 July 2018. Power is delegated to the Commission…"
  - date: "2019-06-16"
    type: deadline
    article: "89"
    context: "…of this paragraph entered into by pension scheme arrangements from 17 August 2018 until 16 June 2019. The OTC derivative contracts, which…"
  - date: "2020-01-01"
    type: deadline
    article: "89"
    context: "…for which ESMA has not adopted a recognition decision pursuant to Article 25 before 1 January 2020, until the date of entry into force…"
  - date: "2020-01-01"
    type: review
    article: "89"
    context: "…pursuant to Article 25c for all CCPs recognised in accordance with Article 25 before 1 January 2020 within four months from the date of…"
  - date: "2020-05-18"
    type: review
    article: "85"
    context: "…European Parliament and to the Council, together with any appropriate proposals. 3a. By 18 May 2020, ESMA shall submit a report to the…"
  - date: "2020-06-18"
    type: deadline
    article: "56"
    context: "…1. ESMA shall submit those draft regulatory technical standards to the Commission by 18 June 2020. Power is delegated to the Commission…"
  - date: "2020-06-18"
    type: deadline
    article: "78"
    context: "…9. ESMA shall submit those draft regulatory technical standards to the Commission by 18 June 2020. Power is delegated to the Commission…"
  - date: "2020-06-18"
    type: deadline
    article: "81"
    context: "…3. ESMA shall submit those draft regulatory technical standards to the Commission by 18 June 2020. In developing those draft regulatory…"
  - date: "2020-06-18"
    type: deadline
    article: "9"
    context: "…ESMA shall submit those draft implementing technical standards to the Commission by 18 June 2020. Power is conferred on the Commission…"
  - date: "2020-12-18"
    type: review
    article: "85"
    context: "…to in Article 4(3a) has been effective in facilitating access to clearing. 3. By 18 December 2020 the Commission shall prepare a report…"
  - date: "2021-01-02"
    type: deadline
    article: "18"
    context: "…5. ESMA shall submit those draft regulatory technical standards to the Commission by 2 January 2021. Power is delegated to the Commission…"
  - date: "2021-01-02"
    type: deadline
    article: "25"
    context: "…with Article 82 to specify further the criteria set out in the first subparagraph by 2 January 2021. Without prejudice to the outcome of…"
  - date: "2021-01-02"
    type: review
    article: "21"
    context: "…to take the necessary action or steps at an early stage to address the situation. 6. By 2 January 2021, in order to ensure consistency in…"
  - date: "2021-01-02"
    type: review
    article: "25a"
    context: "…delegated act referred to in the first subparagraph in accordance with Article 82 by 2 January 2021."
  - date: "2021-06-18"
    type: deadline
    article: "89"
    context: "1. Until 18 June 2021, the clearing obligation set out in…"
  - date: "2022-02-12"
    type: deadline
    article: "45a"
    context: "…in particular own resources available for use as a recovery measure. 3. ESMA shall by 12 February 2022 draft guidelines in accordance with…"
  - date: "2023-06-17"
    type: review
    article: "85"
    context: "…European Parliament and to the Council, together with any appropriate proposals. 1a. By 17 June 2023 ESMA shall submit a report to the…"
  - date: "2024-12-24"
    type: deadline
    article: "12"
    context: "…Commission the provisions of their laws which they adopt pursuant to this paragraph by 24 December 2024 and, without delay, any subsequent…"
  - date: "2024-12-24"
    type: deadline
    article: "89"
    context: "…or a client of another CCP, or has established indirect clearing arrangements, before 24 December 2024, it shall become subject to Article…"
  - date: "2025-06-25"
    type: deadline
    article: "7a"
    context: "…technical standards referred to in the first subparagraph to the Commission by 25 June 2025. Power is delegated to the Commission…"
  - date: "2025-06-25"
    type: deadline
    article: "89"
    context: "…authorised under Article 14 or recognised under Article 25 shall be discontinued before 25 June 2025. If the CCP with which that…"
  - date: "2025-12-25"
    type: deadline
    article: "10"
    context: "…technical standards referred to in the first subparagraph to the Commission by 25 December 2025. Power is delegated to the Commission…"
  - date: "2025-12-25"
    type: deadline
    article: "11"
    context: "…standards referred to in the first subparagraph, point (aa), to the Commission by 25 December 2025. Depending on the legal nature of the…"
  - date: "2025-12-25"
    type: deadline
    article: "12"
    context: "…technical standards referred to in the first subparagraph to the Commission by 25 December 2025. Power is delegated to the Commission…"
  - date: "2025-12-25"
    type: deadline
    article: "14"
    context: "…technical standards referred to in the first subparagraph to the Commission by 25 December 2025. Power is delegated to the Commission…"
  - date: "2025-12-25"
    type: deadline
    article: "15"
    context: "…technical standards referred to in the first subparagraph to the Commission by 25 December 2025. Power is delegated to the Commission…"
  - date: "2025-12-25"
    type: deadline
    article: "15a"
    context: "…technical standards referred to in the first subparagraph to the Commission by 25 December 2025. Power is delegated to the Commission…"
  - date: "2025-12-25"
    type: deadline
    article: "17a"
    context: "…technical standards referred to in the first subparagraph to the Commission by 25 December 2025. Power is delegated to the Commission…"
  - date: "2025-12-25"
    type: deadline
    article: "37"
    context: "…technical standards referred to in the first subparagraph to the Commission by 25 December 2025. Power is delegated to the Commission…"
  - date: "2025-12-25"
    type: deadline
    article: "38"
    context: "…technical standards referred to in the first subparagraph to the Commission by 25 December 2025. Power is delegated to the Commission…"
  - date: "2025-12-25"
    type: deadline
    article: "46"
    context: "…technical standards referred to in the first subparagraph to the Commission by 25 December 2025. Power is delegated to the Commission…"
  - date: "2025-12-25"
    type: deadline
    article: "4a"
    context: "…technical standards referred to in the first subparagraph to the Commission by 25 December 2025. Power is delegated to the Commission…"
  - date: "2025-12-25"
    type: deadline
    article: "4b"
    context: "…technical standards referred to in the first subparagraph to the Commission by 25 December 2025. Power is delegated to the Commission…"
  - date: "2025-12-25"
    type: deadline
    article: "54"
    context: "…technical standards referred to in the first subparagraph to the Commission by 25 December 2025. Power is delegated to the Commission…"
  - date: "2025-12-25"
    type: deadline
    article: "7c"
    context: "…technical standards referred to in the first subparagraph to the Commission by 25 December 2025. Power is delegated to the Commission…"
  - date: "2025-12-25"
    type: deadline
    article: "7d"
    context: "…technical standards referred to in the first subparagraph to the Commission by 25 December 2025. Power is delegated to the Commission…"
  - date: "2025-12-25"
    type: deadline
    article: "7e"
    context: "…technical standards referred to in the first subparagraph to the Commission by 25 December 2025. Power is delegated to the Commission…"
  - date: "2025-12-25"
    type: deadline
    article: "89"
    context: "…2023 to remain its clearing members until 25 December 2026 at the latest. 11. Until 25 December 2025 or 30 days after the announcement…"
  - date: "2025-12-25"
    type: deadline
    article: "9"
    context: "…disclosure shall lie with the reporting entity or its directors or employees. 4a. By 25 December 2025 ESMA, in cooperation with EBA and…"
  - date: "2025-12-25"
    type: review
    article: "49"
    context: "…technical standards referred to in the first subparagraph to the Commission by 25 December 2025. Power is delegated to the Commission…"
  - date: "2026-06-25"
    type: deadline
    article: "40"
    context: "…objective of facilitating central clearing by public sector entities, ESMA shall, by 25 June 2026, issue guidelines in accordance with…"
  - date: "2026-06-25"
    type: review
    article: "54"
    context: "…authority shall reconsider its position, taking into account ESMA’s opinion. 4. By 25 June 2026, ESMA shall issue guidelines or…"
  - date: "2026-06-25"
    type: review
    article: "7a"
    context: "…the competent authority shall review the measure and extend it if necessary. 10. By 25 June 2026 ESMA, in close cooperation with the…"
  - date: "2026-12-25"
    type: deadline
    article: "89"
    context: "…directly or indirectly, as of 31 December 2023 to remain its clearing members until 25 December 2026 at the latest. 11. Until 25 December…"
  - date: "2026-12-25"
    type: review
    article: "85"
    context: "…European Parliament and to the Council, together with any appropriate proposals. 7. By 25 December 2026 ESMA shall submit a report to the…"
  - date: "2027-06-25"
    type: deadline
    article: "89"
    context: "…seek approval from their competent authorities in accordance with Article 54 before 25 June 2027. 13. By way of derogation from…"
  - date: "2027-12-25"
    type: review
    article: "85"
    context: "…shall also take into consideration the situation in third-country jurisdictions. 10. By 25 December 2027, ESMA shall submit a report to the…"
  - date: "2027-12-25"
    type: review
    article: "90"
    context: "By 25 December 2027, ESMA shall assess the staffing and…"
  - date: "2028-12-25"
    type: review
    article: "85"
    context: "…market participants. The report shall be accompanied by a cost-benefit analysis. 14. By 25 December 2028, ESMA shall submit a report to the…"
  - date: "2029-12-25"
    type: review
    article: "85"
    context: "1. By 25 December 2029 the Commission shall assess the…"

generated_at: "2026-09-08T12:37:01.231Z"

articles:
  - article_number: 1
    article_title: Subject matter and scope
    chunk_file: /emir/chunks/emir_t01_subject_matter_scope_and_definitions.md
    path: "Title I > Article 1"
    applies_to_entities:
      - credit_institutions
      - member_states
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - scope
      - general_provisions
      - definitions
    keywords:
      - transaction
      - POS
      - ATM
      - settlement
      - clearing
      - reporting
      - ccp
      - trading venue
      - derivative
      - derivative contract
      - clearing member
    contains:
      obligations: true
      prohibitions: true
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 9
      - target: Article 82
    external_references: []
    recitals: []

  - article_number: 2
    article_title: Definitions
    chunk_file: /emir/chunks/emir_t01_subject_matter_scope_and_definitions.md
    path: "Title I > Article 2"
    applies_to_entities:
      - credit_institutions
      - member_states
      - competent_authorities
      - financial_entities
    topics:
      - financial_markets
      - derivatives_clearing
      - scope
      - general_provisions
      - definitions
      - authorisation
      - credit_risk
      - counterparty_credit_risk
      - securitisation
      - insurance
      - reinsurance
      - pensions
      - investment_funds
      - trading_venues
    keywords:
      - API
      - supervision
      - transaction
      - transfer
      - SEPA
      - POS
      - data
      - settlement
      - clearing
      - system
      - scheme
      - ITS
      - ccp
      - trade repository
      - trading venue
      - derivative
      - derivative contract
      - class of derivatives
      - otc derivative
      - otc derivative contract
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: true
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 2a
      - target: Article 10
        paragraph: "5"
      - target: Article 22
    external_references:
      - instrument_type: directive
        reference: "2014/65/EU"
      - instrument_type: directive
        reference: "2013/36/EU"
      - instrument_type: directive
        reference: "2009/138/EC"
      - instrument_type: directive
        reference: "2009/65/EC"
      - instrument_type: directive
        reference: "2009/65/EC"
      - instrument_type: directive
        reference: "2016/2341"
      - instrument_type: directive
        reference: "2011/61/EU"
      - instrument_type: directive
        reference: "2011/61/EU"
      - instrument_type: regulation
        reference: "909/2014"
      - instrument_type: directive
        reference: "2002/87/EC"
      - instrument_type: regulation
        reference: "575/2013"
    recitals: []

  - article_number: 2a
    article_title: Equivalence decisions for the purposes of the definition of OTC derivatives
    chunk_file: /emir/chunks/emir_t01_subject_matter_scope_and_definitions.md
    path: "Title I > Article 2a"
    applies_to_entities:
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - scope
      - general_provisions
      - definitions
      - trading_venues
      - committee_procedure
      - implementing_acts
    keywords:
      - supervision
      - POS
      - derivative
      - otc derivative
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: true
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 2
        paragraph: "7"
      - target: Article 86
        paragraph: "2"
    external_references: []
    recitals: []

  - article_number: 3
    article_title: Intragroup transactions
    chunk_file: /emir/chunks/emir_t01_subject_matter_scope_and_definitions.md
    path: "Title I > Article 3"
    applies_to_entities:
      - credit_institutions
      - competent_authorities
      - european_commission
      - financial_entities
    topics:
      - financial_markets
      - derivatives_clearing
      - scope
      - general_provisions
      - definitions
      - supervision
      - credit_risk
      - counterparty_credit_risk
      - consolidation
    keywords:
      - supervision
      - transaction
      - POS
      - scheme
      - ITS
      - reporting
      - derivative
      - derivative contract
      - otc derivative
      - otc derivative contract
      - financial counterparty
      - non-financial counterparty
      - counterparty credit risk
      - competent authority
      - group
      - financial institution
      - financial holding company
      - ancillary services undertaking
      - parent undertaking
      - control
    contains:
      obligations: true
      prohibitions: true
      permissions: false
      definitions: true
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 82
    external_references:
      - instrument_type: regulation
        reference: "575/2013"
      - instrument_type: regulation
        reference: "575/2013"
      - instrument_type: directive
        reference: "2013/34/EU"
      - instrument_type: regulation
        reference: "1606/2002"
      - instrument_type: directive
        reference: "2013/36/EU"
      - instrument_type: directive
        reference: "2015/849"
    recitals: []

  - article_number: 4
    article_title: Clearing obligation
    chunk_file: /emir/chunks/emir_t02_clearing_reporting_and_risk_mitigation_o.md
    path: "Title II > Article 4"
    applies_to_entities:
      - member_states
      - competent_authorities
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - authorisation
      - competent_authorities
      - credit_risk
      - counterparty_credit_risk
      - securitisation
      - pensions
      - conflicts_of_interest
    keywords:
      - transaction
      - POS
      - clearing
      - scheme
      - ITS
      - notification
      - ccp
      - derivative
      - derivative contract
      - otc derivative
      - otc derivative contract
      - financial counterparty
      - non-financial counterparty
      - pension scheme arrangement
      - counterparty credit risk
      - competent authority
      - clearing member
      - client
      - group
      - control
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: true
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 5
        paragraph: "2"
      - target: Article 4a
        paragraph: "1"
      - target: Article 10
        paragraph: "1"
      - target: Article 11
      - target: Article 3
      - target: Article 14
      - target: Article 25
      - target: Article 6
        paragraph: "2"
      - target: Article 39
      - target: Article 48
      - target: Article 82
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
      - instrument_type: regulation
        reference: "1095/2010"
      - instrument_type: regulation
        reference: "2017/2402"
      - instrument_type: regulation
        reference: "2017/2402"
      - instrument_type: regulation
        reference: "2017/2402"
      - instrument_type: regulation
        reference: "2017/2402"
      - instrument_type: regulation
        reference: "1093/2010"
      - instrument_type: regulation
        reference: "1094/2010"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 4a
    article_title: Financial counterparties that are subject to the clearing obligation
    chunk_file: /emir/chunks/emir_t02_clearing_reporting_and_risk_mitigation_o.md
    path: "Title II > Article 4a"
    applies_to_entities:
      - competent_authorities
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - authorisation
      - investment_funds
    keywords:
      - POS
      - clearing
      - system
      - ITS
      - notification
      - ccp
      - derivative
      - derivative contract
      - otc derivative
      - otc derivative contract
      - financial counterparty
      - competent authority
      - group
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: true
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: true
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 10
        paragraph: "4"
      - target: Article 4
      - target: Article 10
      - target: Article 14
      - target: Article 25
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 4b
    article_title: Post-trade risk reduction services
    chunk_file: /emir/chunks/emir_t02_clearing_reporting_and_risk_mitigation_o.md
    path: "Title II > Article 4b"
    applies_to_entities:
      - member_states
      - competent_authorities
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - authorisation
      - market_risk
    keywords:
      - transaction
      - POS
      - clearing
      - ITS
      - EBA
      - notification
      - derivative
      - derivative contract
      - otc derivative
      - otc derivative contract
      - competent authority
    contains:
      obligations: true
      prohibitions: true
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: true
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 11
      - target: Article 4
        paragraph: "1"
      - target: Article 7
    external_references:
      - instrument_type: directive
        reference: "2014/65"
      - instrument_type: directive
        reference: "2014/65/EU"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 5
    article_title: Clearing obligation procedure
    chunk_file: /emir/chunks/emir_t02_clearing_reporting_and_risk_mitigation_o.md
    path: "Title II > Article 5"
    applies_to_entities:
      - competent_authorities
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - authorisation
      - competent_authorities
      - credit_risk
      - counterparty_credit_risk
    keywords:
      - authorisation
      - POS
      - clearing
      - system
      - ITS
      - notification
      - ccp
      - derivative
      - derivative contract
      - otc derivative
      - otc derivative contract
      - counterparty credit risk
      - competent authority
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: true
      its_mandate: false
      transitional: true
    internal_references:
      - target: Article 14
      - target: Article 25
      - target: Article 4
      - target: Article 4
        paragraph: "1"
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
      - instrument_type: directive
        reference: "2014/65/EU"
    recitals: []

  - article_number: 6
    article_title: Public register
    chunk_file: /emir/chunks/emir_t02_clearing_reporting_and_risk_mitigation_o.md
    path: "Title II > Article 6"
    applies_to_entities:
      - competent_authorities
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - authorisation
    keywords:
      - authorisation
      - POS
      - clearing
      - notification
      - ccp
      - derivative
      - otc derivative
      - competent authority
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: true
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 4
      - target: Article 17
      - target: Article 25
      - target: Article 5
        paragraph: "3"
      - target: Article 14
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 6a
    article_title: Suspension of clearing obligation
    chunk_file: /emir/chunks/emir_t02_clearing_reporting_and_risk_mitigation_o.md
    path: "Title II > Article 6a"
    applies_to_entities:
      - competent_authorities
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - competent_authorities
      - implementing_acts
    keywords:
      - supervision
      - POS
      - clearing
      - ITS
      - ccp
      - derivative
      - otc derivative
      - competent authority
      - clearing member
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: true
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 4
        paragraph: "1"
      - target: Article 5
        paragraph: "4"
      - target: Article 5
        paragraph: "5"
      - target: Article 22
      - target: Article 86
        paragraph: "3"
      - target: Article 6
    external_references:
      - instrument_type: regulation
        reference: "600/2014"
      - instrument_type: regulation
        reference: "600/2014"
    recitals: []

  - article_number: 6b
    article_title: Suspension of clearing obligation in the case of resolution
    chunk_file: /emir/chunks/emir_t02_clearing_reporting_and_risk_mitigation_o.md
    path: "Title II > Article 6b"
    applies_to_entities:
      - competent_authorities
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - authorisation
      - implementing_acts
    keywords:
      - supervision
      - POS
      - clearing
      - ITS
      - notification
      - ccp
      - derivative
      - otc derivative
      - competent authority
      - clearing member
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: true
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 22
        paragraph: "1"
      - target: Article 4
        paragraph: "1"
      - target: Article 5
        paragraph: "4"
      - target: Article 5
        paragraph: "5"
      - target: Article 86
        paragraph: "3"
      - target: Article 6
    external_references:
      - instrument_type: regulation
        reference: "600/2014"
      - instrument_type: regulation
        reference: "600/2014"
    recitals: []

  - article_number: 7
    article_title: Access to a CCP
    chunk_file: /emir/chunks/emir_t02_clearing_reporting_and_risk_mitigation_o.md
    path: "Title II > Article 7"
    applies_to_entities:
      - competent_authorities
    topics:
      - financial_markets
      - derivatives_clearing
      - authorisation
      - trading_venues
    keywords:
      - ATM
      - access
      - clearing
      - system
      - ITS
      - ccp
      - trading venue
      - derivative
      - derivative contract
      - otc derivative
      - otc derivative contract
      - competent authority
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 41
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
      - instrument_type: regulation
        reference: "600/2014"
      - instrument_type: regulation
        reference: "600/2014"
    recitals: []

  - article_number: 7a
    article_title: Active account
    chunk_file: /emir/chunks/emir_t02_clearing_reporting_and_risk_mitigation_o.md
    path: "Title II > Article 7a"
    applies_to_entities:
      - credit_institutions
      - member_states
      - competent_authorities
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - authorisation
      - supervision
      - competent_authorities
      - enforcement
    keywords:
      - supervision
      - penalty
      - transaction
      - POS
      - clearing
      - system
      - ITS
      - EBA
      - reporting
      - notification
      - ccp
      - derivative
      - derivative contract
      - financial counterparty
      - non-financial counterparty
      - competent authority
      - client
      - group
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: false
      penalties: true
      delegated_powers: true
      implementing_powers: false
      rts_mandate: true
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 4a
      - target: Article 10
      - target: Article 14
      - target: Article 7b
      - target: Article 7b
        paragraph: "2"
      - target: Article 82
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 7b
    article_title: Monitoring of the active account obligation
    chunk_file: /emir/chunks/emir_t02_clearing_reporting_and_risk_mitigation_o.md
    path: "Title II > Article 7b"
    applies_to_entities:
      - competent_authorities
    topics:
      - financial_markets
      - derivatives_clearing
      - competent_authorities
    keywords:
      - POS
      - system
      - ITS
      - reporting
      - ccp
      - derivative
      - derivative contract
      - financial counterparty
      - non-financial counterparty
      - competent authority
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: true
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 7a
      - target: Article 9
      - target: Article 7a
        paragraph: "6"
      - target: Article 7a
        paragraph: "3"
      - target: Article 12
    external_references: []
    recitals: []

  - article_number: 7c
    article_title: Information on the provision of clearing services
    chunk_file: /emir/chunks/emir_t02_clearing_reporting_and_risk_mitigation_o.md
    path: "Title II > Article 7c"
    applies_to_entities:
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - authorisation
    keywords:
      - POS
      - clearing
      - EBA
      - ccp
      - clearing member
      - client
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: true
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 14
      - target: Article 25
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 7d
    article_title: Information on clearing activity in CCPs recognised under Article 25
    chunk_file: /emir/chunks/emir_t02_clearing_reporting_and_risk_mitigation_o.md
    path: "Title II > Article 7d"
    applies_to_entities:
      - competent_authorities
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - supervision
      - competent_authorities
      - information_requirements
    keywords:
      - supervision
      - clearing
      - RTS
      - ITS
      - EBA
      - reporting
      - ccp
      - competent authority
      - clearing member
      - client
      - group
      - parent undertaking
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: true
      its_mandate: true
      transitional: false
    internal_references:
      - target: Article 25
      - target: Article 9
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 7e
    article_title: Information on Union CCPs
    chunk_file: /emir/chunks/emir_t02_clearing_reporting_and_risk_mitigation_o.md
    path: "Title II > Article 7e"
    applies_to_entities:
      - european_banking_authority
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - authorisation
      - information_requirements
    keywords:
      - API
      - POS
      - data
      - access
      - clearing
      - EBA
      - ccp
      - clearing member
      - client
      - capital
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: true
      its_mandate: true
      transitional: false
    internal_references:
      - target: Article 14
      - target: Article 45
        paragraph: "4"
      - target: Article 41
      - target: Article 42
      - target: Article 45
      - target: Article 15a
      - target: Article 18
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 8
    article_title: Access to a trading venue
    chunk_file: /emir/chunks/emir_t02_clearing_reporting_and_risk_mitigation_o.md
    path: "Title II > Article 8"
    applies_to_entities:
      - competent_authorities
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - authorisation
      - trading_venues
    keywords:
      - POS
      - access
      - ccp
      - trading venue
      - derivative
      - derivative contract
      - otc derivative
      - otc derivative contract
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: true
      its_mandate: false
      transitional: false
    internal_references: []
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 9
    article_title: Reporting obligation
    chunk_file: /emir/chunks/emir_t02_clearing_reporting_and_risk_mitigation_o.md
    path: "Title II > Article 9"
    applies_to_entities:
      - competent_authorities
      - european_banking_authority
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - authorisation
      - liability
      - pensions
      - investment_funds
      - consolidation
    keywords:
      - liability
      - POS
      - data
      - access
      - settlement
      - system
      - RTS
      - ITS
      - EBA
      - guidelines
      - reporting
      - notification
      - ccp
      - trade repository
      - derivative
      - derivative contract
      - class of derivatives
      - otc derivative
      - otc derivative contract
      - financial counterparty
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: true
      its_mandate: true
      transitional: false
    internal_references:
      - target: Article 55
      - target: Article 77
      - target: Article 10
        paragraph: "1"
      - target: Article 3
      - target: Article 81
        paragraph: "3"
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
      - instrument_type: regulation
        reference: "1095/2010"
      - instrument_type: regulation
        reference: "1095/2010"
      - instrument_type: regulation
        reference: "600/2014"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 10
    article_title: Non-financial counterparties
    chunk_file: /emir/chunks/emir_t02_clearing_reporting_and_risk_mitigation_o.md
    path: "Title II > Article 10"
    applies_to_entities:
      - member_states
      - competent_authorities
      - european_commission
      - financial_entities
    topics:
      - financial_markets
      - derivatives_clearing
    keywords:
      - POS
      - clearing
      - system
      - ITS
      - notification
      - derivative
      - derivative contract
      - otc derivative
      - otc derivative contract
      - financial counterparty
      - non-financial counterparty
      - competent authority
      - group
      - parent undertaking
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: true
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 4
      - target: Article 4a
        paragraph: "3"
      - target: Article 4a
        paragraph: "4"
      - target: Article 24
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 11
    article_title: Risk-mitigation techniques for OTC derivative contracts not cleared by a CCP
    chunk_file: /emir/chunks/emir_t02_clearing_reporting_and_risk_mitigation_o.md
    path: "Title II > Article 11"
    applies_to_entities:
      - credit_institutions
      - member_states
      - competent_authorities
      - european_banking_authority
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - authorisation
      - competent_authorities
      - own_funds
      - credit_risk
      - counterparty_credit_risk
      - securitisation
    keywords:
      - API
      - authorisation
      - supervision
      - transaction
      - transfer
      - POS
      - ATM
      - data
      - clearing
      - system
      - RTS
      - ITS
      - EBA
      - guidelines
      - notification
      - ccp
      - derivative
      - derivative contract
      - class of derivatives
      - otc derivative
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: true
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: true
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 10
      - target: Article 10
        paragraph: "1"
      - target: Article 82
      - target: Article 3
      - target: Article 3
        paragraph: "2"
      - target: Article 3
        paragraph: "1"
      - target: Article 10
        paragraph: "5"
      - target: Article 5
        paragraph: "3"
      - target: Article 41
      - target: Article 4
        paragraph: "5"
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
      - instrument_type: regulation
        reference: "1095/2010"
      - instrument_type: regulation
        reference: "1093/2010"
      - instrument_type: regulation
        reference: "1095/2010"
      - instrument_type: directive
        reference: "2013/36/EU"
      - instrument_type: directive
        reference: "2014/65/EU"
      - instrument_type: regulation
        reference: "2017/2402"
      - instrument_type: regulation
        reference: "2017/2402"
      - instrument_type: regulation
        reference: "2017/2402"
      - instrument_type: regulation
        reference: "2017/2402"
      - instrument_type: regulation
        reference: "1093/2010"
      - instrument_type: regulation
        reference: "1094/2010"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 12
    article_title: Penalties
    chunk_file: /emir/chunks/emir_t02_clearing_reporting_and_risk_mitigation_o.md
    path: "Title II > Article 12"
    applies_to_entities:
      - member_states
      - competent_authorities
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - liability
      - data_protection
      - competent_authorities
      - enforcement
    keywords:
      - supervision
      - penalty
      - POS
      - data
      - system
      - RTS
      - EBA
      - reporting
      - derivative
      - derivative contract
      - otc derivative
      - otc derivative contract
      - competent authority
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: false
      penalties: true
      delegated_powers: true
      implementing_powers: false
      rts_mandate: true
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 9
      - target: Article 4
      - target: Article 5
      - target: Article 7
      - target: Article 8
      - target: Article 10
      - target: Article 11
    external_references:
      - instrument_type: directive
        reference: "95/46/EC"
      - instrument_type: directive
        reference: "95/46/EC"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 13
    article_title: Mechanism to avoid duplicative or conflicting rules with regard to OTC derivative contracts not cleared by a CCP
    chunk_file: /emir/chunks/emir_t02_clearing_reporting_and_risk_mitigation_o.md
    path: "Title II > Article 13"
    applies_to_entities: []
    topics:
      - financial_markets
      - derivatives_clearing
      - committee_procedure
      - implementing_acts
    keywords:
      - supervision
      - POS
      - ccp
      - derivative
      - derivative contract
      - otc derivative
      - otc derivative contract
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: true
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 11
      - target: Article 83
      - target: Article 86
        paragraph: "2"
    external_references: []
    recitals: []

  - article_number: 13a
    article_title: Amendments to legacy contracts for the purpose of the implementation of benchmark reforms
    chunk_file: /emir/chunks/emir_t02_clearing_reporting_and_risk_mitigation_o.md
    path: "Title II > Article 13a"
    applies_to_entities: []
    topics:
      - financial_markets
      - derivatives_clearing
    keywords:
      - POS
      - clearing
      - ccp
      - derivative
      - derivative contract
      - otc derivative
      - otc derivative contract
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 11
        paragraph: "3"
      - target: Article 4
    external_references: []
    recitals: []

  - article_number: 14
    article_title: Authorisation of a CCP
    chunk_file: /emir/chunks/emir_t03_ch01_conditions_and_procedures_for_the_author.md
    path: "Title III > Chapter 1 > Article 14"
    applies_to_entities:
      - member_states
      - competent_authorities
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - authorisation
    keywords:
      - authorisation
      - data
      - clearing
      - ITS
      - ccp
      - derivative
      - competent authority
    contains:
      obligations: true
      prohibitions: true
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: true
      its_mandate: true
      transitional: false
    internal_references:
      - target: Article 17
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 15
    article_title: Extension of activities and services
    chunk_file: /emir/chunks/emir_t03_ch01_conditions_and_procedures_for_the_author.md
    path: "Title III > Chapter 1 > Article 15"
    applies_to_entities:
      - member_states
      - competent_authorities
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - authorisation
      - competent_authorities
    keywords:
      - authorisation
      - data
      - clearing
      - ITS
      - ccp
      - derivative
      - competent authority
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: true
      its_mandate: true
      transitional: false
    internal_references:
      - target: Article 15a
      - target: Article 17
      - target: Article 17a
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 15a
    article_title: Exemption from authorisation of an extension of clearing services or activities
    chunk_file: /emir/chunks/emir_t03_ch01_conditions_and_procedures_for_the_author.md
    path: "Title III > Chapter 1 > Article 15a"
    applies_to_entities:
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - authorisation
    keywords:
      - authorisation
      - data
      - clearing
      - ITS
      - ccp
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: true
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 15
      - target: Article 21
      - target: Article 18
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 16
    article_title: Capital requirements
    chunk_file: /emir/chunks/emir_t03_ch01_conditions_and_procedures_for_the_author.md
    path: "Title III > Chapter 1 > Article 16"
    applies_to_entities:
      - european_banking_authority
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - authorisation
    keywords:
      - API
      - EBA
      - ccp
      - capital
      - reserves
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: true
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 14
      - target: Article 41
      - target: Article 42
      - target: Article 43
      - target: Article 44
    external_references:
      - instrument_type: regulation
        reference: "1093/2010"
    recitals: []

  - article_number: 17
    article_title: Procedure for granting and refusing authorisation
    chunk_file: /emir/chunks/emir_t03_ch01_conditions_and_procedures_for_the_author.md
    path: "Title III > Chapter 1 > Article 17"
    applies_to_entities:
      - member_states
      - competent_authorities
    topics:
      - financial_markets
      - derivatives_clearing
      - authorisation
      - competent_authorities
      - risk_assessment
    keywords:
      - authorisation
      - data
      - cross-border
      - clearing
      - system
      - ITS
      - guidelines
      - notification
      - ccp
      - competent authority
      - group
      - board
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 14
        paragraph: "1"
      - target: Article 15
        paragraph: "1"
      - target: Article 18
      - target: Article 15
      - target: Article 17c
      - target: Article 14
        paragraph: "6"
      - target: Article 14
        paragraph: "7"
      - target: Article 15
        paragraph: "3"
      - target: Article 15
        paragraph: "4"
      - target: Article 19
      - target: Article 23a
        paragraph: "1"
      - target: Article 23a
        paragraph: "2"
      - target: Article 24a
        paragraph: "7"
      - target: Article 23a
      - target: Article 24a
      - target: Article 14
      - target: Article 19
        paragraph: "1"
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
      - instrument_type: directive
        reference: "98/26/EC"
      - instrument_type: regulation
        reference: "1095/2010"
      - instrument_type: regulation
        reference: "1095/2010"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 17a
    article_title: Accelerated procedure for authorisation of an extension of authorisation
    chunk_file: /emir/chunks/emir_t03_ch01_conditions_and_procedures_for_the_author.md
    path: "Title III > Chapter 1 > Article 17a"
    applies_to_entities:
      - competent_authorities
      - european_commission
      - payment_systems
    topics:
      - financial_markets
      - derivatives_clearing
      - authorisation
      - competent_authorities
      - payment_systems
    keywords:
      - authorisation
      - POS
      - data
      - settlement
      - clearing
      - system
      - ITS
      - ccp
      - competent authority
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: true
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 15
      - target: Article 15
        paragraph: "3"
      - target: Article 15
        paragraph: "4"
      - target: Article 17c
      - target: Article 18
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 17b
    article_title: "Procedure for adopting decisions, reports or other measures"
    chunk_file: /emir/chunks/emir_t03_ch01_conditions_and_procedures_for_the_author.md
    path: "Title III > Chapter 1 > Article 17b"
    applies_to_entities:
      - competent_authorities
    topics:
      - financial_markets
      - derivatives_clearing
      - authorisation
      - competent_authorities
    keywords:
      - POS
      - data
      - cross-border
      - RTS
      - ITS
      - guidelines
      - ccp
      - competent authority
      - board
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 23a
        paragraph: "2"
      - target: Article 7
      - target: Article 8
      - target: Article 20
      - target: Article 21
      - target: Article 29
      - target: Article 30
      - target: Article 31
      - target: Article 32
      - target: Article 33
      - target: Article 18
      - target: Article 19
      - target: Article 35
      - target: Article 37
      - target: Article 41
      - target: Article 49
      - target: Article 51
      - target: Article 54
      - target: Article 23a
        paragraph: "1"
      - target: Article 24a
        paragraph: "7"
      - target: Article 23a
      - target: Article 24a
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 17c
    article_title: Central database
    chunk_file: /emir/chunks/emir_t03_ch01_conditions_and_procedures_for_the_author.md
    path: "Title III > Chapter 1 > Article 17c"
    applies_to_entities:
      - competent_authorities
    topics:
      - financial_markets
      - derivatives_clearing
      - authorisation
      - competent_authorities
    keywords:
      - authorisation
      - data
      - access
      - ITS
      - ccp
      - competent authority
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 18
      - target: Article 14
      - target: Article 15
        paragraph: "1"
      - target: Article 49
      - target: Article 49a
      - target: Article 15
      - target: Article 17b
      - target: Article 17
      - target: Article 17a
      - target: Article 15a
      - target: Article 20
      - target: Article 21
      - target: Article 30
      - target: Article 31
      - target: Article 32
      - target: Article 33
      - target: Article 24a
        paragraph: "7"
      - target: Article 24a
        paragraph: "2"
    external_references: []
    recitals: []

  - article_number: 18
    article_title: College
    chunk_file: /emir/chunks/emir_t03_ch01_conditions_and_procedures_for_the_author.md
    path: "Title III > Chapter 1 > Article 18"
    applies_to_entities:
      - credit_institutions
      - member_states
      - competent_authorities
      - european_commission
      - european_central_bank
    topics:
      - financial_markets
      - derivatives_clearing
      - authorisation
      - competent_authorities
      - information_requirements
      - risk_assessment
    keywords:
      - supervision
      - POS
      - consent
      - clearing
      - ITS
      - notification
      - ccp
      - trading venue
      - interoperability arrangement
      - competent authority
      - clearing member
      - independent member
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: true
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 17
        paragraph: "2"
      - target: Article 15
      - target: Article 17
      - target: Article 17a
      - target: Article 20
      - target: Article 21
      - target: Article 30
      - target: Article 31
      - target: Article 32
      - target: Article 35
      - target: Article 37
      - target: Article 41
      - target: Article 49
      - target: Article 51
      - target: Article 54
      - target: Article 24a
        paragraph: "2"
      - target: Article 42
      - target: Article 19
      - target: Article 84
      - target: Article 24
      - target: Article 19
        paragraph: "3"
      - target: Article 21
        paragraph: "4"
    external_references:
      - instrument_type: regulation
        reference: "1024/2013"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 19
    article_title: Opinion of the college
    chunk_file: /emir/chunks/emir_t03_ch01_conditions_and_procedures_for_the_author.md
    path: "Title III > Chapter 1 > Article 19"
    applies_to_entities:
      - credit_institutions
      - member_states
      - european_central_bank
    topics:
      - financial_markets
      - derivatives_clearing
      - authorisation
    keywords:
      - ITS
      - ccp
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 18
      - target: Article 17
        paragraph: "4"
      - target: Article 18
        paragraph: "2"
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 20
    article_title: Withdrawal of authorisation
    chunk_file: /emir/chunks/emir_t03_ch01_conditions_and_procedures_for_the_author.md
    path: "Title III > Chapter 1 > Article 20"
    applies_to_entities:
      - competent_authorities
    topics:
      - financial_markets
      - derivatives_clearing
      - authorisation
      - competent_authorities
    keywords:
      - authorisation
      - data
      - clearing
      - system
      - ccp
      - derivative
      - class of derivatives
      - competent authority
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: true
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 22
        paragraph: "3"
      - target: Article 17b
      - target: Article 18
    external_references: []
    recitals: []

  - article_number: 21
    article_title: Review and evaluation
    chunk_file: /emir/chunks/emir_t03_ch01_conditions_and_procedures_for_the_author.md
    path: "Title III > Chapter 1 > Article 21"
    applies_to_entities:
      - competent_authorities
    topics:
      - financial_markets
      - derivatives_clearing
      - authorisation
      - supervision
      - competent_authorities
    keywords:
      - SCA
      - POS
      - cross-border
      - clearing
      - system
      - ITS
      - guidelines
      - ccp
      - competent authority
      - clearing member
      - client
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: true
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 22
      - target: Article 17a
      - target: Article 15a
      - target: Article 18
      - target: Article 24a
        paragraph: "7"
      - target: Article 19
      - target: Article 17b
      - target: Article 24
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 22
    article_title: Competent authority
    chunk_file: /emir/chunks/emir_t03_ch02_supervision_and_oversight_of_ccps.md
    path: "Title III > Chapter 2 > Article 22"
    applies_to_entities:
      - member_states
      - competent_authorities
      - european_banking_authority
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - supervision
      - oversight
      - authorisation
      - enforcement
    keywords:
      - authorisation
      - supervision
      - POS
      - ITS
      - EBA
      - ccp
      - competent authority
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 23
      - target: Article 24
      - target: Article 83
      - target: Article 84
    external_references: []
    recitals: []

  - article_number: 23
    article_title: Cooperation between authorities
    chunk_file: /emir/chunks/emir_t03_ch03_cooperation.md
    path: "Title III > Chapter 3 > Article 23"
    applies_to_entities:
      - member_states
      - competent_authorities
    topics:
      - financial_markets
      - derivatives_clearing
      - competent_authorities
    keywords:
      - system
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 24
    external_references: []
    recitals: []

  - article_number: 23a
    article_title: Supervisory cooperation between competent authorities and ESMA with regards to authorised CCPs
    chunk_file: /emir/chunks/emir_t03_ch03_cooperation.md
    path: "Title III > Chapter 3 > Article 23a"
    applies_to_entities:
      - competent_authorities
    topics:
      - financial_markets
      - derivatives_clearing
      - authorisation
      - competent_authorities
    keywords:
      - POS
      - cross-border
      - RTS
      - ITS
      - ccp
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 24
      - target: Article 7
      - target: Article 8
      - target: Article 14
      - target: Article 15
        paragraph: "1"
      - target: Article 21
      - target: Article 29
      - target: Article 30
      - target: Article 31
      - target: Article 32
      - target: Article 33
      - target: Article 35
      - target: Article 36
      - target: Article 37
      - target: Article 41
      - target: Article 54
      - target: Article 20
      - target: Article 22
        paragraph: "1"
    external_references: []
    recitals: []

  - article_number: 23b
    article_title: Joint Monitoring Mechanism
    chunk_file: /emir/chunks/emir_t03_ch03_cooperation.md
    path: "Title III > Chapter 3 > Article 23b"
    applies_to_entities:
      - credit_institutions
      - member_states
      - competent_authorities
      - european_banking_authority
      - european_commission
      - european_central_bank
    topics:
      - financial_markets
      - derivatives_clearing
      - authorisation
      - competent_authorities
    keywords:
      - supervision
      - POS
      - data
      - access
      - cross-border
      - clearing
      - system
      - ITS
      - EBA
      - guidelines
      - ccp
      - derivative
      - derivative contract
      - competent authority
      - clearing member
      - client
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: true
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 7a
        paragraph: "6"
      - target: Article 7a
      - target: Article 7c
      - target: Article 14
      - target: Article 18
      - target: Article 7a
        paragraph: "9"
      - target: Article 7a
        paragraph: "8"
    external_references:
      - instrument_type: regulation
        reference: "1024/2013"
      - instrument_type: regulation
        reference: "1095/2010"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 24
    article_title: Emergency situations
    chunk_file: /emir/chunks/emir_t03_ch03_cooperation.md
    path: "Title III > Chapter 3 > Article 24"
    applies_to_entities:
      - credit_institutions
      - member_states
      - competent_authorities
      - european_commission
      - european_central_bank
      - payment_systems
    topics:
      - financial_markets
      - derivatives_clearing
      - authorisation
      - outsourcing
      - recovery_resolution
    keywords:
      - supervision
      - POS
      - cross-border
      - clearing
      - system
      - ITS
      - EBA
      - ccp
      - trading venue
      - competent authority
      - clearing member
      - client
      - board
      - senior management
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 18
      - target: Article 14
      - target: Article 83
      - target: Article 16
    external_references:
      - instrument_type: regulation
        reference: "1024/2013"
      - instrument_type: regulation
        reference: "806/2014"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 24a
    article_title: CCP Supervisory Committee
    chunk_file: /emir/chunks/emir_t03_ch03_ccp_supervisory_committee.md
    path: "Title III > Chapter 3 > Article 24a"
    applies_to_entities:
      - credit_institutions
      - member_states
      - competent_authorities
      - european_commission
      - european_central_bank
    topics:
      - financial_markets
      - derivatives_clearing
      - supervision
      - authorisation
      - competent_authorities
    keywords:
      - authorisation
      - supervision
      - SEPA
      - POS
      - cross-border
      - clearing
      - ITS
      - EBA
      - guidelines
      - ccp
      - competent authority
      - clearing member
      - client
      - board
      - independent member
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: true
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 22
      - target: Article 24c
      - target: Article 25
        paragraph: "3"
      - target: Article 14
      - target: Article 18
      - target: Article 23a
      - target: Article 17
      - target: Article 17b
      - target: Article 49
      - target: Article 49a
      - target: Article 17a
      - target: Article 17b
        paragraph: "4"
      - target: Article 22
        paragraph: "1"
      - target: Article 23a
        paragraph: "2"
      - target: Article 19
      - target: Article 25c
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
      - instrument_type: regulation
        reference: "1095/2010"
      - instrument_type: regulation
        reference: "1095/2010"
      - instrument_type: regulation
        reference: "1095/2010"
      - instrument_type: regulation
        reference: "1095/2010"
      - instrument_type: regulation
        reference: "1024/2013"
      - instrument_type: regulation
        reference: "1095/2010"
      - instrument_type: regulation
        reference: "1095/2010"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 24b
    article_title: Consultation of central banks of issue
    chunk_file: /emir/chunks/emir_t03_ch03_ccp_supervisory_committee.md
    path: "Title III > Chapter 3 > Article 24b"
    applies_to_entities:
      - credit_institutions
    topics:
      - financial_markets
      - derivatives_clearing
      - supervision
    keywords:
      - POS
      - ITS
      - ccp
      - board
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 41
      - target: Article 44
      - target: Article 46
      - target: Article 50
      - target: Article 54
      - target: Article 25
        paragraph: "3"
      - target: Article 25
      - target: Article 85
    external_references: []
    recitals: []

  - article_number: 24c
    article_title: Decision making within the CCP Supervisory Committee
    chunk_file: /emir/chunks/emir_t03_ch03_ccp_supervisory_committee.md
    path: "Title III > Chapter 3 > Article 24c"
    applies_to_entities: []
    topics:
      - financial_markets
      - derivatives_clearing
      - supervision
    keywords:
      - ITS
      - ccp
    contains:
      obligations: true
      prohibitions: false
      permissions: false
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      its_mandate: false
      transitional: false
    internal_references: []
    external_references: []
    recitals: []

  - article_number: 24d
    article_title: Decision making within the Board of Supervisors
    chunk_file: /emir/chunks/emir_t03_ch03_ccp_supervisory_committee.md
    path: "Title III > Chapter 3 > Article 24d"
    applies_to_entities: []
    topics:
      - financial_markets
      - derivatives_clearing
      - supervision
    keywords:
      - ITS
      - ccp
      - board
    contains:
      obligations: true
      prohibitions: false
      permissions: false
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      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 25
      - target: Article 25p
      - target: Article 85
      - target: Article 89
      - target: Article 41
      - target: Article 44
      - target: Article 46
      - target: Article 50
      - target: Article 54
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 24e
    article_title: Accountability
    chunk_file: /emir/chunks/emir_t03_ch03_ccp_supervisory_committee.md
    path: "Title III > Chapter 3 > Article 24e"
    applies_to_entities: []
    topics:
      - financial_markets
      - derivatives_clearing
      - supervision
    keywords:
      - ITS
      - ccp
      - independent member
    contains:
      obligations: true
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      its_mandate: false
      transitional: false
    internal_references: []
    external_references: []
    recitals: []

  - article_number: 25
    article_title: Recognition of a third-country CCP
    chunk_file: /emir/chunks/emir_t03_ch04_relations_with_third_countries.md
    path: "Title III > Chapter 4 > Article 25"
    applies_to_entities:
      - credit_institutions
      - member_states
      - competent_authorities
      - european_commission
      - financial_entities
      - payment_systems
    topics:
      - financial_markets
      - derivatives_clearing
      - authorisation
      - supervision
      - liquidity_risk
      - recovery_resolution
      - aml
      - committee_procedure
      - implementing_acts
    keywords:
      - authorisation
      - supervision
      - transaction
      - POS
      - data
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      - system
      - network
      - ITS
      - notification
      - ccp
      - trading venue
      - interoperability arrangement
      - competent authority
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      - client
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    contains:
      obligations: true
      prohibitions: true
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      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 82
      - target: Article 16
      - target: Article 41
      - target: Article 44
      - target: Article 46
      - target: Article 50
      - target: Article 54
      - target: Article 24b
        paragraph: "1"
      - target: Article 25a
      - target: Article 25b
        paragraph: "3"
      - target: Article 24b
        paragraph: "3"
      - target: Article 14
      - target: Article 86
        paragraph: "2"
      - target: Article 42
      - target: Article 25c
      - target: Article 25f
      - target: Article 25j
      - target: Article 25k
        paragraph: "1"
      - target: Article 25l
      - target: Article 25m
      - target: Article 25p
      - target: Article 83
      - target: Article 25g
      - target: Article 25h
    external_references:
      - instrument_type: directive
        reference: "2015/849"
      - instrument_type: directive
        reference: "2013/36/EU"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 25a
    article_title: Comparable compliance
    chunk_file: /emir/chunks/emir_t03_ch04_relations_with_third_countries.md
    path: "Title III > Chapter 4 > Article 25a"
    applies_to_entities: []
    topics:
      - financial_markets
      - derivatives_clearing
      - implementing_acts
    keywords:
      - POS
      - data
      - ITS
      - ccp
    contains:
      obligations: true
      prohibitions: false
      permissions: true
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      delegated_powers: true
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      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 25
        paragraph: "6"
      - target: Article 16
      - target: Article 25
      - target: Article 25b
      - target: Article 82
    external_references: []
    recitals: []

  - article_number: 25b
    article_title: Ongoing compliance with the conditions for recognition
    chunk_file: /emir/chunks/emir_t03_ch04_relations_with_third_countries.md
    path: "Title III > Chapter 4 > Article 25b"
    applies_to_entities:
      - credit_institutions
    topics:
      - financial_markets
      - derivatives_clearing
    keywords:
      - supervision
      - data
      - notification
      - ccp
    contains:
      obligations: true
      prohibitions: false
      permissions: true
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      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 41
      - target: Article 44
      - target: Article 46
      - target: Article 50
      - target: Article 54
      - target: Article 25
        paragraph: "3"
      - target: Article 24b
        paragraph: "1"
      - target: Article 25p
        paragraph: "2"
      - target: Article 25p
        paragraph: "3"
      - target: Article 25p
        paragraph: "4"
      - target: Article 24a
        paragraph: "7"
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 25c
    article_title: Third-country CCP college
    chunk_file: /emir/chunks/emir_t03_ch04_relations_with_third_countries.md
    path: "Title III > Chapter 4 > Article 25c"
    applies_to_entities:
      - member_states
      - competent_authorities
    topics:
      - financial_markets
      - derivatives_clearing
    keywords:
      - supervision
      - POS
      - clearing
      - ITS
      - ccp
      - trading venue
      - clearing member
      - independent member
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 22
      - target: Article 83
    external_references: []
    recitals: []

  - article_number: 25d
    article_title: Fees
    chunk_file: /emir/chunks/emir_t03_ch04_relations_with_third_countries.md
    path: "Title III > Chapter 4 > Article 25d"
    applies_to_entities: []
    topics:
      - financial_markets
      - derivatives_clearing
    keywords:
      - ITS
      - ccp
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 25
      - target: Article 82
      - target: Article 25
        paragraph: "2"
    external_references: []
    recitals: []

  - article_number: 25e
    article_title: Exercise of the powers referred to in Articles 25f to 25h
    chunk_file: /emir/chunks/emir_t03_ch04_relations_with_third_countries.md
    path: "Title III > Chapter 4 > Article 25e"
    applies_to_entities: []
    topics:
      - financial_markets
      - derivatives_clearing
      - authorisation
    keywords: []
    contains:
      obligations: true
      prohibitions: true
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references: []
    recitals: []

  - article_number: 25f
    article_title: Request for information
    chunk_file: /emir/chunks/emir_t03_ch04_relations_with_third_countries.md
    path: "Title III > Chapter 4 > Article 25f"
    applies_to_entities:
      - competent_authorities
    topics:
      - financial_markets
      - derivatives_clearing
      - authorisation
      - outsourcing
    keywords:
      - penalty
      - POS
      - clearing
      - ITS
      - ccp
      - competent authority
      - client
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    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: true
      delegated_powers: false
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      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 25j
      - target: Article 25k
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 25g
    article_title: General investigations
    chunk_file: /emir/chunks/emir_t03_ch04_relations_with_third_countries.md
    path: "Title III > Chapter 4 > Article 25g"
    applies_to_entities:
      - credit_institutions
      - competent_authorities
    topics:
      - financial_markets
      - derivatives_clearing
      - authorisation
      - outsourcing
    keywords:
      - authorisation
      - penalty
      - POS
      - data
      - consent
      - ITS
      - ccp
      - competent authority
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: true
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 25
        paragraph: "3"
      - target: Article 25c
      - target: Article 25k
      - target: Article 25j
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 25h
    article_title: On-site inspections
    chunk_file: /emir/chunks/emir_t03_ch04_relations_with_third_countries.md
    path: "Title III > Chapter 4 > Article 25h"
    applies_to_entities:
      - credit_institutions
      - competent_authorities
    topics:
      - financial_markets
      - derivatives_clearing
      - authorisation
      - outsourcing
    keywords:
      - authorisation
      - penalty
      - POS
      - ITS
      - ccp
      - competent authority
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: true
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 25
        paragraph: "3"
      - target: Article 25c
      - target: Article 25g
        paragraph: "1"
      - target: Article 25k
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 25i
    article_title: Procedural rules for taking supervisory measures and imposing fines
    chunk_file: /emir/chunks/emir_t03_ch04_relations_with_third_countries.md
    path: "Title III > Chapter 4 > Article 25i"
    applies_to_entities: []
    topics:
      - financial_markets
      - derivatives_clearing
      - liability
      - enforcement
    keywords:
      - supervision
      - penalty
      - POS
      - access
      - ITS
      - ccp
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: false
      penalties: true
      delegated_powers: true
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 25f
      - target: Article 25g
      - target: Article 25h
      - target: Article 25e
      - target: Article 25l
      - target: Article 25q
      - target: Article 25j
      - target: Article 82
    external_references: []
    recitals: []

  - article_number: 25j
    article_title: Fines
    chunk_file: /emir/chunks/emir_t03_ch04_relations_with_third_countries.md
    path: "Title III > Chapter 4 > Article 25j"
    applies_to_entities: []
    topics:
      - financial_markets
      - derivatives_clearing
      - enforcement
    keywords:
      - POS
      - ITS
      - ccp
      - senior management
    contains:
      obligations: true
      prohibitions: true
      permissions: false
      definitions: false
      penalties: true
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 25i
        paragraph: "5"
    external_references: []
    recitals: []

  - article_number: 25k
    article_title: Periodic penalty payments
    chunk_file: /emir/chunks/emir_t03_ch04_relations_with_third_countries.md
    path: "Title III > Chapter 4 > Article 25k"
    applies_to_entities: []
    topics:
      - financial_markets
      - derivatives_clearing
      - enforcement
    keywords:
      - penalty
      - POS
      - data
      - notification
      - ccp
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: true
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 25q
        paragraph: "1"
      - target: Article 25f
        paragraph: "1"
      - target: Article 25f
      - target: Article 25g
      - target: Article 25h
    external_references: []
    recitals: []

  - article_number: 25l
    article_title: Hearing of the persons concerned
    chunk_file: /emir/chunks/emir_t03_ch04_relations_with_third_countries.md
    path: "Title III > Chapter 4 > Article 25l"
    applies_to_entities: []
    topics:
      - financial_markets
      - derivatives_clearing
      - liability
    keywords:
      - penalty
      - POS
      - access
      - system
      - ITS
    contains:
      obligations: true
      prohibitions: true
      permissions: true
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      penalties: true
      delegated_powers: false
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      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 25j
      - target: Article 25k
    external_references: []
    recitals: []

  - article_number: 25m
    article_title: "Disclosure, nature, enforcement and allocation of fines and periodic penalty payments"
    chunk_file: /emir/chunks/emir_t03_ch04_relations_with_third_countries.md
    path: "Title III > Chapter 4 > Article 25m"
    applies_to_entities:
      - member_states
      - competent_authorities
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - liability
      - data_protection
    keywords:
      - penalty
      - POS
      - data
      - ITS
    contains:
      obligations: true
      prohibitions: true
      permissions: false
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      penalties: true
      delegated_powers: false
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      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 25j
      - target: Article 25k
    external_references: []
    recitals: []

  - article_number: 25n
    article_title: Review by the Court of Justice
    chunk_file: /emir/chunks/emir_t03_ch04_relations_with_third_countries.md
    path: "Title III > Chapter 4 > Article 25n"
    applies_to_entities: []
    topics:
      - financial_markets
      - derivatives_clearing
    keywords:
      - penalty
      - POS
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: true
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references: []
    recitals: []

  - article_number: 25o
    article_title: Amendments to Annexes III and IV
    chunk_file: /emir/chunks/emir_t03_ch04_relations_with_third_countries.md
    path: "Title III > Chapter 4 > Article 25o"
    applies_to_entities:
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - enforcement
    keywords: []
    contains:
      obligations: false
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 16
      - target: Article 82
    external_references: []
    recitals: []

  - article_number: 25p
    article_title: Withdrawal of recognition
    chunk_file: /emir/chunks/emir_t03_ch04_relations_with_third_countries.md
    path: "Title III > Chapter 4 > Article 25p"
    applies_to_entities:
      - competent_authorities
    topics:
      - financial_markets
      - derivatives_clearing
      - implementing_acts
    keywords:
      - POS
      - system
      - ITS
      - ccp
      - competent authority
    contains:
      obligations: true
      prohibitions: true
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      penalties: false
      delegated_powers: false
      implementing_powers: true
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 25q
      - target: Article 25
        paragraph: "3"
      - target: Article 25
      - target: Article 25
        paragraph: "7"
      - target: Article 25
        paragraph: "6"
      - target: Article 25q
        paragraph: "1"
    external_references: []
    recitals: []

  - article_number: 25q
    article_title: Supervisory measures by ESMA
    chunk_file: /emir/chunks/emir_t03_ch04_relations_with_third_countries.md
    path: "Title III > Chapter 4 > Article 25q"
    applies_to_entities:
      - competent_authorities
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - enforcement
    keywords:
      - POS
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    contains:
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      delegated_powers: false
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      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 25i
        paragraph: "5"
      - target: Article 25j
      - target: Article 25p
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 26
    article_title: General provisions
    chunk_file: /emir/chunks/emir_t04_ch01_organisational_requirements.md
    path: "Title IV > Chapter 1 > Article 26"
    applies_to_entities:
      - competent_authorities
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - remuneration
      - internal_control
    keywords:
      - SEPA
      - POS
      - clearing
      - system
      - ITS
      - reporting
      - ccp
      - interoperability arrangement
      - competent authority
      - clearing member
      - client
      - control
      - board
    contains:
      obligations: true
      prohibitions: true
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: true
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 47
    external_references:
      - instrument_type: regulation
        reference: "2022/2554"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 27
    article_title: Senior management and the board
    chunk_file: /emir/chunks/emir_t04_ch01_organisational_requirements.md
    path: "Title IV > Chapter 1 > Article 27"
    applies_to_entities:
      - competent_authorities
    topics:
      - financial_markets
      - derivatives_clearing
    keywords:
      - POS
      - clearing
      - ITS
      - ccp
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    contains:
      obligations: true
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      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 38
      - target: Article 39
    external_references: []
    recitals: []

  - article_number: 28
    article_title: Risk committee
    chunk_file: /emir/chunks/emir_t04_ch01_organisational_requirements.md
    path: "Title IV > Chapter 1 > Article 28"
    applies_to_entities:
      - competent_authorities
    topics:
      - financial_markets
      - derivatives_clearing
      - outsourcing
      - conflicts_of_interest
    keywords:
      - POS
      - outsourcing
      - clearing
      - RTS
      - ITS
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      - clearing member
      - client
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    contains:
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      its_mandate: false
      transitional: false
    internal_references: []
    external_references: []
    recitals: []

  - article_number: 29
    article_title: Record keeping
    chunk_file: /emir/chunks/emir_t04_ch01_organisational_requirements.md
    path: "Title IV > Chapter 1 > Article 29"
    applies_to_entities:
      - competent_authorities
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
    keywords:
      - transaction
      - POS
      - clearing
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    contains:
      obligations: true
      prohibitions: false
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      definitions: false
      penalties: false
      delegated_powers: true
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      rts_mandate: true
      its_mandate: true
      transitional: false
    internal_references: []
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 30
    article_title: Shareholders and members with qualifying holdings
    chunk_file: /emir/chunks/emir_t04_ch01_organisational_requirements.md
    path: "Title IV > Chapter 1 > Article 30"
    applies_to_entities:
      - competent_authorities
    topics:
      - financial_markets
      - derivatives_clearing
      - authorisation
      - competent_authorities
    keywords:
      - authorisation
      - ccp
      - competent authority
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      - close links
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 18
      - target: Article 19
      - target: Article 17b
    external_references: []
    recitals: []

  - article_number: 31
    article_title: Information to competent authorities
    chunk_file: /emir/chunks/emir_t04_ch01_organisational_requirements.md
    path: "Title IV > Chapter 1 > Article 31"
    applies_to_entities:
      - member_states
      - competent_authorities
    topics:
      - financial_markets
      - derivatives_clearing
      - competent_authorities
    keywords:
      - API
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      - ITS
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    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 27
        paragraph: "1"
      - target: Article 27
        paragraph: "2"
      - target: Article 32
        paragraph: "4"
      - target: Article 18
      - target: Article 32
        paragraph: "1"
      - target: Article 19
      - target: Article 24a
        paragraph: "7"
      - target: Article 17b
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
      - instrument_type: directive
        reference: "2011/61/EU"
    recitals: []

  - article_number: 32
    article_title: Assessment
    chunk_file: /emir/chunks/emir_t04_ch01_organisational_requirements.md
    path: "Title IV > Chapter 1 > Article 32"
    applies_to_entities:
      - credit_institutions
      - member_states
      - competent_authorities
    topics:
      - financial_markets
      - derivatives_clearing
      - authorisation
      - competent_authorities
      - insurance
      - reinsurance
      - aml
      - investment_funds
    keywords:
      - supervision
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      prohibitions: true
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      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 31
        paragraph: "2"
      - target: Article 31
        paragraph: "3"
      - target: Article 18
      - target: Article 19
      - target: Article 24a
        paragraph: "7"
      - target: Article 17b
      - target: Article 31
        paragraph: "4"
    external_references:
      - instrument_type: directive
        reference: "2005/60/EC"
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 33
    article_title: Conflicts of interest
    chunk_file: /emir/chunks/emir_t04_ch01_organisational_requirements.md
    path: "Title IV > Chapter 1 > Article 33"
    applies_to_entities: []
    topics:
      - financial_markets
      - derivatives_clearing
      - liability
      - conflicts_of_interest
    keywords:
      - transaction
      - POS
      - consent
      - clearing
      - system
      - ITS
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      - close links
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: false
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      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references: []
    recitals: []

  - article_number: 34
    article_title: Business continuity
    chunk_file: /emir/chunks/emir_t04_ch01_organisational_requirements.md
    path: "Title IV > Chapter 1 > Article 34"
    applies_to_entities:
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - authorisation
      - operational_resilience
      - recovery_resolution
    keywords:
      - authorisation
      - transfer
      - POS
      - settlement
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      - ITS
      - ccp
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      - client
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: true
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 20
    external_references:
      - instrument_type: regulation
        reference: "2022/2554"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 35
    article_title: Outsourcing
    chunk_file: /emir/chunks/emir_t04_ch01_organisational_requirements.md
    path: "Title IV > Chapter 1 > Article 35"
    applies_to_entities:
      - competent_authorities
    topics:
      - financial_markets
      - derivatives_clearing
      - authorisation
      - data_protection
      - operational_resilience
      - outsourcing
      - competent_authorities
      - capital_requirements
    keywords:
      - API
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      - outsourcing
      - clearing
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      - ITS
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      - control
      - capital
    contains:
      obligations: true
      prohibitions: true
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 18
      - target: Article 19
      - target: Article 24a
        paragraph: "7"
      - target: Article 17b
    external_references: []
    recitals: []

  - article_number: 36
    article_title: General provisions
    chunk_file: /emir/chunks/emir_t04_ch02_conduct_of_business_rules.md
    path: "Title IV > Chapter 2 > Article 36"
    applies_to_entities: []
    topics:
      - financial_markets
      - derivatives_clearing
    keywords:
      - access
      - clearing
      - ITS
      - ccp
      - clearing member
      - client
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references: []
    recitals: []

  - article_number: 37
    article_title: Participation requirements
    chunk_file: /emir/chunks/emir_t04_ch02_conduct_of_business_rules.md
    path: "Title IV > Chapter 2 > Article 37"
    applies_to_entities:
      - competent_authorities
      - european_banking_authority
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - competent_authorities
    keywords:
      - transaction
      - POS
      - access
      - clearing
      - ITS
      - EBA
      - ccp
      - financial counterparty
      - non-financial counterparty
      - interoperability arrangement
      - competent authority
      - clearing member
      - client
      - group
      - control
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: true
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 28
        paragraph: "3"
      - target: Article 47
      - target: Article 18
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 38
    article_title: Transparency
    chunk_file: /emir/chunks/emir_t04_ch02_conduct_of_business_rules.md
    path: "Title IV > Chapter 2 > Article 38"
    applies_to_entities:
      - competent_authorities
      - european_banking_authority
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - liability
      - information_requirements
    keywords:
      - transaction
      - SEPA
      - POS
      - access
      - clearing
      - ITS
      - EBA
      - ccp
      - competent authority
      - clearing member
      - client
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: true
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 7
      - target: Article 37
        paragraph: "1"
      - target: Article 48
        paragraph: "7"
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 39
    article_title: Segregation and portability
    chunk_file: /emir/chunks/emir_t04_ch02_conduct_of_business_rules.md
    path: "Title IV > Chapter 2 > Article 39"
    applies_to_entities:
      - member_states
    topics:
      - financial_markets
      - derivatives_clearing
    keywords:
      - transfer
      - SEPA
      - POS
      - security
      - clearing
      - ITS
      - ccp
      - clearing member
      - client
    contains:
      obligations: true
      prohibitions: true
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 47
      - target: Article 48
        paragraph: "5"
      - target: Article 48
        paragraph: "6"
      - target: Article 48
        paragraph: "7"
    external_references: []
    recitals: []

  - article_number: 40
    article_title: Exposure management
    chunk_file: /emir/chunks/emir_t04_ch03_prudential_requirements.md
    path: "Title IV > Chapter 3 > Article 40"
    applies_to_entities: []
    topics:
      - financial_markets
      - derivatives_clearing
      - prudential
      - authorisation
    keywords:
      - POS
      - access
      - clearing
      - ITS
      - guidelines
      - ccp
      - interoperability arrangement
      - clearing member
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 1
        paragraph: "4"
      - target: Article 1
        paragraph: "5"
      - target: Article 14
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 41
    article_title: Margin requirements
    chunk_file: /emir/chunks/emir_t04_ch03_prudential_requirements.md
    path: "Title IV > Chapter 3 > Article 41"
    applies_to_entities:
      - competent_authorities
      - european_banking_authority
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - prudential
    keywords:
      - transaction
      - POS
      - clearing
      - ITS
      - EBA
      - ccp
      - interoperability arrangement
      - competent authority
      - clearing member
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: true
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 18
      - target: Article 19
      - target: Article 24a
        paragraph: "7"
      - target: Article 17b
      - target: Article 39
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 42
    article_title: Default fund
    chunk_file: /emir/chunks/emir_t04_ch03_prudential_requirements.md
    path: "Title IV > Chapter 3 > Article 42"
    applies_to_entities:
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - prudential
    keywords:
      - API
      - POS
      - clearing
      - ITS
      - EBA
      - ccp
      - clearing member
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: true
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 41
      - target: Article 43
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 43
    article_title: Other financial resources
    chunk_file: /emir/chunks/emir_t04_ch03_prudential_requirements.md
    path: "Title IV > Chapter 3 > Article 43"
    applies_to_entities: []
    topics:
      - financial_markets
      - derivatives_clearing
      - prudential
    keywords:
      - API
      - POS
      - clearing
      - ccp
      - clearing member
      - capital
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 41
      - target: Article 42
      - target: Article 16
    external_references: []
    recitals: []

  - article_number: 44
    article_title: Liquidity risk controls
    chunk_file: /emir/chunks/emir_t04_ch03_prudential_requirements.md
    path: "Title IV > Chapter 3 > Article 44"
    applies_to_entities:
      - credit_institutions
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - prudential
      - liquidity_risk
    keywords:
      - POS
      - access
      - clearing
      - ITS
      - ccp
      - clearing member
      - parent undertaking
      - subsidiary
      - control
    contains:
      obligations: true
      prohibitions: true
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: true
      its_mandate: false
      transitional: false
    internal_references: []
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 45
    article_title: Default waterfall
    chunk_file: /emir/chunks/emir_t04_ch03_prudential_requirements.md
    path: "Title IV > Chapter 3 > Article 45"
    applies_to_entities:
      - competent_authorities
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - prudential
    keywords:
      - POS
      - clearing
      - ccp
      - clearing member
    contains:
      obligations: true
      prohibitions: true
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: true
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 43
        paragraph: "1"
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 45a
    article_title: Temporary restrictions in the case of a significant non-default event
    chunk_file: /emir/chunks/emir_t04_ch03_prudential_requirements.md
    path: "Title IV > Chapter 3 > Article 45a"
    applies_to_entities:
      - competent_authorities
    topics:
      - financial_markets
      - derivatives_clearing
      - prudential
      - competent_authorities
      - remuneration
    keywords:
      - ITS
      - guidelines
      - ccp
      - competent authority
      - senior management
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 26
        paragraph: "5"
      - target: Article 2
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 46
    article_title: Collateral requirements
    chunk_file: /emir/chunks/emir_t04_ch03_prudential_requirements.md
    path: "Title IV > Chapter 3 > Article 46"
    applies_to_entities:
      - credit_institutions
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - prudential
      - market_risk
      - liquidity_risk
      - large_exposures
    keywords:
      - POS
      - clearing
      - ITS
      - EBA
      - ccp
      - derivative
      - derivative contract
      - clearing member
      - client
      - covered bond
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: true
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 41
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 47
    article_title: Investment policy
    chunk_file: /emir/chunks/emir_t04_ch03_prudential_requirements.md
    path: "Title IV > Chapter 3 > Article 47"
    applies_to_entities:
      - credit_institutions
      - european_banking_authority
      - european_commission
      - financial_entities
    topics:
      - financial_markets
      - derivatives_clearing
      - prudential
      - authorisation
      - credit_risk
      - market_risk
    keywords:
      - API
      - SEPA
      - POS
      - access
      - third party
      - settlement
      - clearing
      - system
      - ITS
      - EBA
      - ccp
      - clearing member
      - financial institution
      - parent undertaking
      - subsidiary
      - capital
      - reserves
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: true
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: true
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 16
        paragraph: "2"
      - target: Article 45
        paragraph: "4"
      - target: Article 41
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 48
    article_title: Default procedures
    chunk_file: /emir/chunks/emir_t04_ch03_prudential_requirements.md
    path: "Title IV > Chapter 3 > Article 48"
    applies_to_entities:
      - competent_authorities
    topics:
      - financial_markets
      - derivatives_clearing
      - prudential
      - competent_authorities
    keywords:
      - API
      - supervision
      - transfer
      - POS
      - consent
      - clearing
      - ITS
      - ccp
      - competent authority
      - clearing member
      - client
      - control
      - capital
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 37
      - target: Article 39
        paragraph: "2"
      - target: Article 39
        paragraph: "3"
    external_references:
      - instrument_type: directive
        reference: "2015/849"
      - instrument_type: regulation
        reference: "575/2013"
    recitals: []

  - article_number: 49
    article_title: "Review of models, stress testing and back testing"
    chunk_file: /emir/chunks/emir_t04_ch03_prudential_requirements.md
    path: "Title IV > Chapter 3 > Article 49"
    applies_to_entities:
      - competent_authorities
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - prudential
      - competent_authorities
      - liquidity_risk
      - large_exposures
      - risk_assessment
    keywords:
      - liability
      - POS
      - data
      - clearing
      - RTS
      - ITS
      - EBA
      - ccp
      - competent authority
      - clearing member
      - control
      - board
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: true
      its_mandate: true
      transitional: false
    internal_references:
      - target: Article 49a
      - target: Article 18
      - target: Article 19
      - target: Article 45
        paragraph: "4"
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 49a
    article_title: Accelerated procedure for non-significant changes to a CCP’s models and parameters
    chunk_file: /emir/chunks/emir_t04_ch03_prudential_requirements.md
    path: "Title IV > Chapter 3 > Article 49a"
    applies_to_entities:
      - competent_authorities
    topics:
      - financial_markets
      - derivatives_clearing
      - prudential
      - competent_authorities
    keywords:
      - POS
      - data
      - ITS
      - notification
      - ccp
      - competent authority
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 49
        paragraph: "1"
      - target: Article 49
        paragraph: "5"
      - target: Article 49
    external_references: []
    recitals: []

  - article_number: 50
    article_title: Settlement
    chunk_file: /emir/chunks/emir_t04_ch03_prudential_requirements.md
    path: "Title IV > Chapter 3 > Article 50"
    applies_to_entities:
      - credit_institutions
    topics:
      - financial_markets
      - derivatives_clearing
      - prudential
    keywords:
      - transaction
      - POS
      - settlement
      - ITS
      - ccp
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references: []
    recitals: []

  - article_number: 50a
    article_title: Calculation of KCCP
    chunk_file: /emir/chunks/emir_t04_ch04_calculations_and_reporting_for_the_purpo.md
    path: "Title IV > Chapter 4 > Article 50a"
    applies_to_entities:
      - credit_institutions
      - competent_authorities
      - european_banking_authority
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - credit_risk
    keywords:
      - API
      - transaction
      - POS
      - clearing
      - ITS
      - EBA
      - reporting
      - ccp
      - competent authority
      - clearing member
      - client
      - capital
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: false
      its_mandate: true
      transitional: false
    internal_references: []
    external_references:
      - instrument_type: regulation
        reference: "575/2013"
    recitals: []

  - article_number: 50b
    article_title: General rules for the calculation of KCCP
    chunk_file: /emir/chunks/emir_t04_ch04_calculations_and_reporting_for_the_purpo.md
    path: "Title IV > Chapter 4 > Article 50b"
    applies_to_entities: []
    topics:
      - financial_markets
      - derivatives_clearing
    keywords:
      - transaction
      - SEPA
      - POS
      - clearing
      - ITS
      - ccp
      - clearing member
      - client
    contains:
      obligations: true
      prohibitions: true
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 50a
        paragraph: "2"
    external_references:
      - instrument_type: regulation
        reference: "575/2013"
      - instrument_type: regulation
        reference: "575/2013"
    recitals: []

  - article_number: 50c
    article_title: Reporting of information
    chunk_file: /emir/chunks/emir_t04_ch04_calculations_and_reporting_for_the_purpo.md
    path: "Title IV > Chapter 4 > Article 50c"
    applies_to_entities:
      - competent_authorities
      - european_banking_authority
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
    keywords:
      - API
      - SEPA
      - POS
      - clearing
      - ITS
      - EBA
      - reporting
      - ccp
      - competent authority
      - clearing member
      - capital
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: false
      its_mandate: true
      transitional: false
    internal_references: []
    external_references:
      - instrument_type: regulation
        reference: "575/2013"
    recitals: []

  - article_number: 50d
    article_title: Calculation of specific items to be reported by the CCP
    chunk_file: /emir/chunks/emir_t04_ch04_calculations_and_reporting_for_the_purpo.md
    path: "Title IV > Chapter 4 > Article 50d"
    applies_to_entities: []
    topics:
      - financial_markets
      - derivatives_clearing
    keywords:
      - POS
      - clearing
      - ITS
      - ccp
      - clearing member
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 50c
    external_references: []
    recitals: []

  - article_number: 51
    article_title: Interoperability arrangements
    chunk_file: /emir/chunks/emir_t05_interoperability_arrangements.md
    path: "Title V > Article 51"
    applies_to_entities: []
    topics:
      - financial_markets
      - derivatives_clearing
      - trading_venues
    keywords:
      - POS
      - data
      - access
      - settlement
      - system
      - ITS
      - ccp
      - trading venue
      - interoperability arrangement
      - control
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 52
      - target: Article 53
      - target: Article 54
    external_references: []
    recitals: []

  - article_number: 52
    article_title: Risk management
    chunk_file: /emir/chunks/emir_t05_interoperability_arrangements.md
    path: "Title V > Article 52"
    applies_to_entities:
      - competent_authorities
    topics:
      - financial_markets
      - derivatives_clearing
    keywords:
      - transfer
      - POS
      - access
      - clearing
      - system
      - ccp
      - interoperability arrangement
      - clearing member
      - control
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references:
      - instrument_type: directive
        reference: "98/26/EC"
    recitals: []

  - article_number: 53
    article_title: Provision of margins among CCPs
    chunk_file: /emir/chunks/emir_t05_interoperability_arrangements.md
    path: "Title V > Article 53"
    applies_to_entities: []
    topics:
      - financial_markets
      - derivatives_clearing
    keywords:
      - POS
      - security
      - settlement
      - system
      - ccp
      - interoperability arrangement
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references:
      - instrument_type: directive
        reference: "98/26/EC"
    recitals: []

  - article_number: 54
    article_title: Approval of interoperability arrangements
    chunk_file: /emir/chunks/emir_t05_interoperability_arrangements.md
    path: "Title V > Article 54"
    applies_to_entities:
      - competent_authorities
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - authorisation
      - competent_authorities
    keywords:
      - authorisation
      - supervision
      - transaction
      - POS
      - clearing
      - ITS
      - guidelines
      - ccp
      - derivative
      - derivative contract
      - interoperability arrangement
      - competent authority
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: true
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 24a
        paragraph: "7"
      - target: Article 18
      - target: Article 19
      - target: Article 17b
      - target: Article 17
      - target: Article 25
      - target: Article 52
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 55
    article_title: Registration of a trade repository
    chunk_file: /emir/chunks/emir_t06_ch01_conditions_and_procedures_for_registrati.md
    path: "Title VI > Chapter 1 > Article 55"
    applies_to_entities: []
    topics:
      - financial_markets
      - derivatives_clearing
    keywords:
      - POS
      - trade repository
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 9
    external_references: []
    recitals: []

  - article_number: 56
    article_title: Application for registration
    chunk_file: /emir/chunks/emir_t06_ch01_conditions_and_procedures_for_registrati.md
    path: "Title VI > Chapter 1 > Article 56"
    applies_to_entities:
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - operational_resilience
    keywords:
      - POS
      - trade repository
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: true
      its_mandate: true
      transitional: false
    internal_references:
      - target: Article 55
        paragraph: "1"
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 57
    article_title: Notification of and consultation with competent authorities prior to registration
    chunk_file: /emir/chunks/emir_t06_ch01_conditions_and_procedures_for_registrati.md
    path: "Title VI > Chapter 1 > Article 57"
    applies_to_entities:
      - member_states
      - competent_authorities
    topics:
      - financial_markets
      - derivatives_clearing
      - authorisation
      - competent_authorities
    keywords:
      - authorisation
      - supervision
      - POS
      - ITS
      - notification
      - trade repository
      - competent authority
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references: []
    recitals: []

  - article_number: 58
    article_title: Examination of the application
    chunk_file: /emir/chunks/emir_t06_ch01_conditions_and_procedures_for_registrati.md
    path: "Title VI > Chapter 1 > Article 58"
    applies_to_entities: []
    topics:
      - financial_markets
      - derivatives_clearing
    keywords:
      - POS
      - ITS
      - notification
      - trade repository
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 56
        paragraph: "2"
      - target: Article 78
      - target: Article 79
      - target: Article 80
      - target: Article 81
    external_references: []
    recitals: []

  - article_number: 59
    article_title: Notification of ESMA decisions relating to registration
    chunk_file: /emir/chunks/emir_t06_ch01_conditions_and_procedures_for_registrati.md
    path: "Title VI > Chapter 1 > Article 59"
    applies_to_entities:
      - competent_authorities
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
    keywords:
      - POS
      - ITS
      - notification
      - trade repository
      - competent authority
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 57
        paragraph: "1"
    external_references: []
    recitals: []

  - article_number: 60
    article_title: Exercise of the powers referred to in Articles 61 to 63
    chunk_file: /emir/chunks/emir_t06_ch01_conditions_and_procedures_for_registrati.md
    path: "Title VI > Chapter 1 > Article 60"
    applies_to_entities: []
    topics:
      - financial_markets
      - derivatives_clearing
      - authorisation
    keywords: []
    contains:
      obligations: true
      prohibitions: true
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 61
      - target: Article 62
      - target: Article 63
    external_references: []
    recitals: []

  - article_number: 61
    article_title: Request for information
    chunk_file: /emir/chunks/emir_t06_ch01_conditions_and_procedures_for_registrati.md
    path: "Title VI > Chapter 1 > Article 61"
    applies_to_entities:
      - member_states
      - competent_authorities
    topics:
      - financial_markets
      - derivatives_clearing
      - authorisation
      - outsourcing
    keywords:
      - penalty
      - POS
      - ITS
      - competent authority
      - client
      - board
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: true
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 65
      - target: Article 66
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 62
    article_title: General investigations
    chunk_file: /emir/chunks/emir_t06_ch01_conditions_and_procedures_for_registrati.md
    path: "Title VI > Chapter 1 > Article 62"
    applies_to_entities:
      - member_states
      - competent_authorities
    topics:
      - financial_markets
      - derivatives_clearing
      - authorisation
      - enforcement
    keywords:
      - authorisation
      - penalty
      - POS
      - data
      - consent
      - ITS
      - competent authority
      - control
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: false
      penalties: true
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 61
        paragraph: "1"
      - target: Article 66
      - target: Article 65
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 63
    article_title: On-site inspections
    chunk_file: /emir/chunks/emir_t06_ch01_conditions_and_procedures_for_registrati.md
    path: "Title VI > Chapter 1 > Article 63"
    applies_to_entities:
      - member_states
      - competent_authorities
    topics:
      - financial_markets
      - derivatives_clearing
      - authorisation
      - competent_authorities
      - enforcement
    keywords:
      - authorisation
      - penalty
      - POS
      - ITS
      - competent authority
      - control
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: false
      penalties: true
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 61
        paragraph: "1"
      - target: Article 62
        paragraph: "1"
      - target: Article 66
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 64
    article_title: Procedural rules for taking supervisory measures and imposing fines
    chunk_file: /emir/chunks/emir_t06_ch01_conditions_and_procedures_for_registrati.md
    path: "Title VI > Chapter 1 > Article 64"
    applies_to_entities: []
    topics:
      - financial_markets
      - derivatives_clearing
      - liability
      - enforcement
    keywords:
      - supervision
      - penalty
      - POS
      - access
      - ITS
      - trade repository
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: true
      penalties: true
      delegated_powers: true
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 61
      - target: Article 62
      - target: Article 63
      - target: Article 60
      - target: Article 67
      - target: Article 73
      - target: Article 65
      - target: Article 82
    external_references: []
    recitals: []

  - article_number: 65
    article_title: Fines
    chunk_file: /emir/chunks/emir_t06_ch01_conditions_and_procedures_for_registrati.md
    path: "Title VI > Chapter 1 > Article 65"
    applies_to_entities: []
    topics:
      - financial_markets
      - derivatives_clearing
      - enforcement
    keywords:
      - POS
      - ITS
      - trade repository
      - senior management
    contains:
      obligations: true
      prohibitions: true
      permissions: false
      definitions: false
      penalties: true
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 64
        paragraph: "5"
    external_references: []
    recitals: []

  - article_number: 66
    article_title: Periodic penalty payments
    chunk_file: /emir/chunks/emir_t06_ch01_conditions_and_procedures_for_registrati.md
    path: "Title VI > Chapter 1 > Article 66"
    applies_to_entities: []
    topics:
      - financial_markets
      - derivatives_clearing
      - enforcement
    keywords:
      - penalty
      - POS
      - data
      - notification
      - trade repository
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: true
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 73
        paragraph: "1"
      - target: Article 61
        paragraph: "1"
      - target: Article 61
      - target: Article 62
      - target: Article 63
    external_references: []
    recitals: []

  - article_number: 67
    article_title: Hearing of the persons concerned
    chunk_file: /emir/chunks/emir_t06_ch01_conditions_and_procedures_for_registrati.md
    path: "Title VI > Chapter 1 > Article 67"
    applies_to_entities: []
    topics:
      - financial_markets
      - derivatives_clearing
      - liability
    keywords:
      - penalty
      - POS
      - data
      - access
      - system
      - ITS
      - trade repository
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: false
      penalties: true
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 73
        paragraph: "1"
      - target: Article 66
    external_references: []
    recitals: []

  - article_number: 68
    article_title: "Disclosure, nature, enforcement and allocation of fines and periodic penalty payments"
    chunk_file: /emir/chunks/emir_t06_ch01_conditions_and_procedures_for_registrati.md
    path: "Title VI > Chapter 1 > Article 68"
    applies_to_entities:
      - member_states
      - competent_authorities
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - liability
      - data_protection
    keywords:
      - penalty
      - POS
      - data
      - RTS
      - ITS
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: false
      penalties: true
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 65
      - target: Article 66
    external_references: []
    recitals: []

  - article_number: 69
    article_title: Review by the Court of Justice
    chunk_file: /emir/chunks/emir_t06_ch01_conditions_and_procedures_for_registrati.md
    path: "Title VI > Chapter 1 > Article 69"
    applies_to_entities: []
    topics:
      - financial_markets
      - derivatives_clearing
    keywords:
      - penalty
      - POS
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: true
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references: []
    recitals: []

  - article_number: 70
    article_title: Amendments to Annex II
    chunk_file: /emir/chunks/emir_t06_ch01_conditions_and_procedures_for_registrati.md
    path: "Title VI > Chapter 1 > Article 70"
    applies_to_entities:
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
    keywords: []
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 82
    external_references: []
    recitals: []

  - article_number: 71
    article_title: Withdrawal of registration
    chunk_file: /emir/chunks/emir_t06_ch01_conditions_and_procedures_for_registrati.md
    path: "Title VI > Chapter 1 > Article 71"
    applies_to_entities:
      - member_states
      - competent_authorities
    topics:
      - financial_markets
      - derivatives_clearing
    keywords:
      - POS
      - ITS
      - trade repository
      - competent authority
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: true
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 73
      - target: Article 57
        paragraph: "1"
      - target: Article 22
    external_references: []
    recitals: []

  - article_number: 72
    article_title: Supervisory fees
    chunk_file: /emir/chunks/emir_t06_ch01_conditions_and_procedures_for_registrati.md
    path: "Title VI > Chapter 1 > Article 72"
    applies_to_entities:
      - competent_authorities
    topics:
      - financial_markets
      - derivatives_clearing
      - refunds
    keywords:
      - supervision
      - POS
      - ITS
      - trade repository
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 74
      - target: Article 82
    external_references: []
    recitals: []

  - article_number: 73
    article_title: Supervisory measures by ESMA
    chunk_file: /emir/chunks/emir_t06_ch01_conditions_and_procedures_for_registrati.md
    path: "Title VI > Chapter 1 > Article 73"
    applies_to_entities:
      - member_states
      - competent_authorities
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - enforcement
    keywords:
      - POS
      - system
      - ITS
      - trade repository
      - control
      - board
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: true
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 64
        paragraph: "5"
      - target: Article 65
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 74
    article_title: Delegation of tasks by ESMA to competent authorities
    chunk_file: /emir/chunks/emir_t06_ch01_conditions_and_procedures_for_registrati.md
    path: "Title VI > Chapter 1 > Article 74"
    applies_to_entities:
      - member_states
      - competent_authorities
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - refunds
      - enforcement
    keywords:
      - guidelines
      - competent authority
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 61
      - target: Article 62
      - target: Article 63
        paragraph: "6"
      - target: Article 72
        paragraph: "3"
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 75
    article_title: Equivalence and international agreements
    chunk_file: /emir/chunks/emir_t06_ch02_relations_with_third_countries.md
    path: "Title VI > Chapter 2 > Article 75"
    applies_to_entities:
      - competent_authorities
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - authorisation
      - data_protection
      - committee_procedure
      - implementing_acts
    keywords:
      - supervision
      - transfer
      - POS
      - data
      - access
      - derivative
      - derivative contract
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: true
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 86
        paragraph: "2"
    external_references: []
    recitals: []

  - article_number: 76
    article_title: Cooperation arrangements
    chunk_file: /emir/chunks/emir_t06_ch02_relations_with_third_countries.md
    path: "Title VI > Chapter 2 > Article 76"
    applies_to_entities: []
    topics:
      - financial_markets
      - derivatives_clearing
    keywords:
      - POS
      - access
      - trade repository
      - derivative
    contains:
      obligations: false
      prohibitions: false
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references: []
    recitals: []

  - article_number: 76a
    article_title: Mutual direct access to data
    chunk_file: /emir/chunks/emir_t06_ch02_relations_with_third_countries.md
    path: "Title VI > Chapter 2 > Article 76a"
    applies_to_entities:
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - authorisation
      - committee_procedure
      - implementing_acts
    keywords:
      - supervision
      - POS
      - data
      - access
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: true
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 86
        paragraph: "2"
      - target: Article 81
        paragraph: "3"
    external_references: []
    recitals: []

  - article_number: 77
    article_title: Recognition of trade repositories
    chunk_file: /emir/chunks/emir_t06_ch02_relations_with_third_countries.md
    path: "Title VI > Chapter 2 > Article 77"
    applies_to_entities:
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - authorisation
      - implementing_acts
    keywords:
      - supervision
      - POS
      - access
      - ITS
      - trade repository
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: true
      penalties: false
      delegated_powers: false
      implementing_powers: true
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 9
      - target: Article 75
        paragraph: "1"
      - target: Article 75
        paragraph: "2"
      - target: Article 75
        paragraph: "3"
    external_references: []
    recitals: []

  - article_number: 78
    article_title: General requirements
    chunk_file: /emir/chunks/emir_t07_requirements_for_trade_repositories.md
    path: "Title VII > Article 78"
    applies_to_entities:
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - conflicts_of_interest
      - internal_control
    keywords:
      - transfer
      - SEPA
      - POS
      - data
      - access
      - consent
      - system
      - ITS
      - EBA
      - reporting
      - ccp
      - trade repository
      - derivative
      - control
      - close links
      - board
      - senior management
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: true
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 9
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 79
    article_title: Operational reliability
    chunk_file: /emir/chunks/emir_t07_requirements_for_trade_repositories.md
    path: "Title VII > Article 79"
    applies_to_entities: []
    topics:
      - financial_markets
      - derivatives_clearing
      - operational_resilience
      - recovery_resolution
    keywords:
      - liability
      - transfer
      - POS
      - data
      - system
      - ITS
      - reporting
      - trade repository
      - control
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references:
      - instrument_type: regulation
        reference: "2022/2554"
    recitals: []

  - article_number: 80
    article_title: Safeguarding and recording
    chunk_file: /emir/chunks/emir_t07_requirements_for_trade_repositories.md
    path: "Title VII > Article 80"
    applies_to_entities: []
    topics:
      - financial_markets
      - derivatives_clearing
    keywords:
      - POS
      - data
      - access
      - consent
      - system
      - ITS
      - reporting
      - ccp
      - trade repository
      - derivative
      - derivative contract
      - class of derivatives
      - otc derivative
      - otc derivative contract
      - parent undertaking
      - subsidiary
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 9
    external_references: []
    recitals: []

  - article_number: 81
    article_title: Transparency and data availability
    chunk_file: /emir/chunks/emir_t07_requirements_for_trade_repositories.md
    path: "Title VII > Article 81"
    applies_to_entities:
      - competent_authorities
      - european_commission
      - european_central_bank
    topics:
      - financial_markets
      - derivatives_clearing
      - implementing_acts
    keywords:
      - POS
      - data
      - access
      - ITS
      - EBA
      - ccp
      - trade repository
      - trading venue
      - derivative
      - class of derivatives
      - competent authority
      - board
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: true
      implementing_powers: true
      rts_mandate: true
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 75
      - target: Article 76
      - target: Article 10
        paragraph: "5"
      - target: Article 76a
    external_references:
      - instrument_type: regulation
        reference: "1024/2013"
      - instrument_type: directive
        reference: "2014/59"
      - instrument_type: regulation
        reference: "806/2014"
      - instrument_type: regulation
        reference: "1024/2013"
      - instrument_type: regulation
        reference: "909/2014"
      - instrument_type: directive
        reference: "2009/65/EC"
      - instrument_type: directive
        reference: "2011/61/EU"
      - instrument_type: directive
        reference: "2013/36/EU"
      - instrument_type: directive
        reference: "2009/138/EC"
      - instrument_type: regulation
        reference: "600/2014"
      - instrument_type: regulation
        reference: "1095/2010"
    recitals: []

  - article_number: 82
    article_title: Exercise of the delegation
    chunk_file: /emir/chunks/emir_t07_requirements_for_trade_repositories.md
    path: "Title VII > Article 82"
    applies_to_entities:
      - member_states
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
    keywords:
      - RTS
      - notification
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: true
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 1
      - target: Article 3
        paragraph: "5"
      - target: Article 7a
        paragraph: "7"
      - target: Article 25a
        paragraph: "3"
      - target: Article 25d
        paragraph: "3"
      - target: Article 25i
        paragraph: "7"
      - target: Article 25o
      - target: Article 64
        paragraph: "7"
      - target: Article 70
      - target: Article 72
        paragraph: "3"
      - target: Article 1
        paragraph: "6"
    external_references: []
    recitals: []

  - article_number: 83
    article_title: Professional secrecy
    chunk_file: /emir/chunks/emir_t08_common_provisions.md
    path: "Title VIII > Article 83"
    applies_to_entities:
      - credit_institutions
      - member_states
      - competent_authorities
    topics:
      - financial_markets
      - derivatives_clearing
      - general_provisions
      - insurance
      - reinsurance
      - investment_funds
    keywords:
      - POS
      - consent
      - RTS
      - ITS
      - ccp
      - trade repository
      - competent authority
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 22
      - target: Article 81
        paragraph: "3"
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 84
    article_title: Exchange of information
    chunk_file: /emir/chunks/emir_t08_common_provisions.md
    path: "Title VIII > Article 84"
    applies_to_entities:
      - competent_authorities
    topics:
      - financial_markets
      - derivatives_clearing
      - general_provisions
      - competent_authorities
    keywords:
      - POS
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references: []
    recitals: []

  - article_number: 85
    article_title: Reports and review
    chunk_file: /emir/chunks/emir_t09_transitional_and_final_provisions.md
    path: "Title IX > Article 85"
    applies_to_entities:
      - credit_institutions
      - member_states
      - competent_authorities
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - final_provisions
      - transitional_provisions
      - authorisation
      - credit_risk
      - market_risk
      - counterparty_credit_risk
      - transaction_reporting
      - implementing_acts
    keywords:
      - licence
      - penalty
      - transaction
      - POS
      - data
      - access
      - clearing
      - system
      - RTS
      - ITS
      - EBA
      - reporting
      - ccp
      - derivative
      - derivative contract
      - otc derivative
      - counterparty credit risk
      - clearing member
      - client
    contains:
      obligations: true
      prohibitions: false
      permissions: true
      definitions: false
      penalties: true
      delegated_powers: false
      implementing_powers: true
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 10
        paragraph: "4"
      - target: Article 4
        paragraph: "1"
      - target: Article 9
      - target: Article 4
        paragraph: "4"
      - target: Article 47
      - target: Article 24b
        paragraph: "3"
      - target: Article 2
      - target: Article 41
      - target: Article 46
      - target: Article 15a
      - target: Article 17
      - target: Article 17a
      - target: Article 17b
      - target: Article 49
      - target: Article 49a
      - target: Article 4
    external_references:
      - instrument_type: regulation
        reference: "600/2014"
      - instrument_type: regulation
        reference: "600/2014"
      - instrument_type: regulation
        reference: "2023/1114"
    recitals: []

  - article_number: 86
    article_title: Committee procedure
    chunk_file: /emir/chunks/emir_t09_transitional_and_final_provisions.md
    path: "Title IX > Article 86"
    applies_to_entities: []
    topics:
      - financial_markets
      - derivatives_clearing
      - final_provisions
      - transitional_provisions
      - committee_procedure
    keywords: []
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references: []
    recitals: []

  - article_number: 87
    article_title: Amendment to Directive 98/26/EC
    chunk_file: /emir/chunks/emir_t09_transitional_and_final_provisions.md
    path: "Title IX > Article 87"
    applies_to_entities:
      - member_states
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - final_provisions
      - transitional_provisions
    keywords:
      - security
      - system
    contains:
      obligations: true
      prohibitions: true
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references:
      - instrument_type: directive
        reference: "98/26/EC"
      - instrument_type: directive
        reference: "98/26"
      - instrument_type: directive
        reference: "98/26/EC"
    recitals: []

  - article_number: 88
    article_title: Websites
    chunk_file: /emir/chunks/emir_t09_transitional_and_final_provisions.md
    path: "Title IX > Article 88"
    applies_to_entities:
      - competent_authorities
    topics:
      - financial_markets
      - derivatives_clearing
      - final_provisions
      - transitional_provisions
      - authorisation
      - competent_authorities
    keywords:
      - authorisation
      - penalty
      - POS
      - access
      - clearing
      - ccp
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: true
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references:
      - target: Article 5
      - target: Article 4
      - target: Article 7
      - target: Article 8
      - target: Article 9
      - target: Article 10
      - target: Article 11
      - target: Article 65
      - target: Article 66
      - target: Article 6
    external_references: []
    recitals: []

  - article_number: 89
    article_title: Transitional provisions
    chunk_file: /emir/chunks/emir_t09_transitional_and_final_provisions.md
    path: "Title IX > Article 89"
    applies_to_entities:
      - member_states
      - competent_authorities
      - european_banking_authority
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - final_provisions
      - transitional_provisions
      - authorisation
      - competent_authorities
      - pensions
      - implementing_acts
    keywords:
      - authorisation
      - supervision
      - transfer
      - POS
      - data
      - clearing
      - scheme
      - ITS
      - EBA
      - reporting
      - notification
      - ccp
      - trade repository
      - derivative
      - derivative contract
      - class of derivatives
      - otc derivative
      - otc derivative contract
      - pension scheme arrangement
      - interoperability arrangement
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: true
      penalties: false
      delegated_powers: true
      implementing_powers: true
      rts_mandate: true
      its_mandate: true
      transitional: true
    internal_references:
      - target: Article 4
      - target: Article 11
      - target: Article 2
        paragraph: "10"
      - target: Article 5
      - target: Article 8
      - target: Article 9
      - target: Article 10
      - target: Article 14
      - target: Article 16
      - target: Article 25
      - target: Article 26
      - target: Article 29
      - target: Article 34
      - target: Article 41
      - target: Article 42
      - target: Article 44
      - target: Article 45
      - target: Article 47
      - target: Article 49
      - target: Article 25a
        paragraph: "3"
      - target: Article 25
        paragraph: "6"
      - target: Article 25c
      - target: Article 25
        paragraph: "1"
      - target: Article 25
        paragraph: "5"
      - target: Article 5
        paragraph: "1"
      - target: Article 50c
        paragraph: "1"
      - target: Article 56
      - target: Article 81
      - target: Article 55
      - target: Article 77
      - target: Article 81
        paragraph: "3"
      - target: Article 75
      - target: Article 26
        paragraph: "1"
      - target: Article 37
        paragraph: "1"
      - target: Article 17c
        paragraph: "1"
      - target: Article 54
      - target: Article 11
        paragraph: "3"
    external_references:
      - instrument_type: regulation
        reference: "1095/2010"
      - instrument_type: regulation
        reference: "575/2013"
      - instrument_type: regulation
        reference: "575/2013"
      - instrument_type: directive
        reference: "2014/65/EU"
    recitals: []

  - article_number: 90
    article_title: Staff and resources of ESMA
    chunk_file: /emir/chunks/emir_t09_transitional_and_final_provisions.md
    path: "Title IX > Article 90"
    applies_to_entities:
      - european_commission
    topics:
      - financial_markets
      - derivatives_clearing
      - final_provisions
      - transitional_provisions
    keywords:
      - ITS
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references: []
    recitals: []

  - article_number: 91
    article_title: Entry into force
    chunk_file: /emir/chunks/emir_t09_transitional_and_final_provisions.md
    path: "Title IX > Article 91"
    applies_to_entities: []
    topics:
      - financial_markets
      - derivatives_clearing
      - final_provisions
      - transitional_provisions
    keywords:
      - ITS
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: true
    internal_references: []
    external_references: []
    recitals: []