# Instrument Metadata # Output tuned for LLM consumption -- deterministic parse of the # EUR-Lex source, no LLM involved in generation. instrument_id: brrd celex: "32014L0059" eli: "http://data.europa.eu/eli/dir/2014/59/oj" full_title: Bank Recovery and Resolution Directive 2014/59/EU short_title: BRRD instrument_type: directive document_type: directive normative_weight: binding jurisdiction: EU effective_period: from: "2014-07-02" to: null dates: adopted: "2014-05-15" entered_into_force: "2014-07-02" status: in_force legal_status: in_force structure_levels: - title - chapter - article total_articles: 148 total_recitals: 0 total_annexes: 1 definitions_article: 2 chunk_strategy: by_chapter chunks: - /brrd/chunks/brrd_t01_scope_definitions_and_authorities.md - /brrd/chunks/brrd_t02_ch01_recovery_and_resolution_planning.md - /brrd/chunks/brrd_t02_ch02_resolvability.md - /brrd/chunks/brrd_t02_ch03_intra_group_financial_support.md - /brrd/chunks/brrd_t03_early_intervention.md - /brrd/chunks/brrd_t04_ch01_objectives_conditions_and_general_princi.md - /brrd/chunks/brrd_t04_ch02_special_management.md - /brrd/chunks/brrd_t04_ch03_valuation.md - /brrd/chunks/brrd_t04_ch04_p1_resolution_tools_part_1.md - /brrd/chunks/brrd_t04_ch04_p2_resolution_tools_part_2.md - /brrd/chunks/brrd_t04_ch04_p3_resolution_tools_part_3.md - /brrd/chunks/brrd_t04_ch05_write_down_or_conversion_of_capital_inst.md - /brrd/chunks/brrd_t04_ch06_resolution_powers.md - /brrd/chunks/brrd_t04_ch07_safeguards.md - /brrd/chunks/brrd_t04_ch08_procedural_obligations.md - /brrd/chunks/brrd_t04_ch09_right_of_appeal_and_exclusion_of_other_a.md - /brrd/chunks/brrd_t05_cross_border_group_resolution.md - /brrd/chunks/brrd_t06_relations_with_third_countries.md - /brrd/chunks/brrd_t07_financing_arrangements.md - /brrd/chunks/brrd_t08_penalties.md - /brrd/chunks/brrd_t09_powers_of_execution.md - /brrd/chunks/brrd_t10_amendments_to_directives_82_891_eec_2001.md - /brrd/chunks/brrd_t11_final_provisions.md - /brrd/chunks/annexes.md key_dates: - date: "2011-12-22" type: citation article: "2" context: "…to in Recommendation B1 of the Recommendation of the European Systemic Risk Board of 22 December 2011 on the macroprudential mandate of…" - date: "2014-05-15" type: lifecycle context: "Adopted" - date: "2014-07-02" type: lifecycle context: "Entered into force" - date: "2014-12-31" type: deadline article: "130" context: "1. Member States shall adopt and publish by 31 December 2014 the laws, regulations and…" - date: "2015-01-01" type: application article: "130" context: "…Commission the text of those measures. Member States shall apply those measures from 1 January 2015. However, Member States shall apply…" - date: "2015-01-01" type: lifecycle article: "131" context: "…in the Official Journal of the European Union. Article 124 shall enter into force on 1 January 2015." - date: "2015-01-03" type: deadline article: "32" context: "…authorities, where applicable, confirmed by the competent authority. EBA shall, by 3 January 2015, issue guidelines in accordance with…" - date: "2015-07-03" type: deadline article: "10" context: "…plan. EBA shall submit those draft regulatory technical standards to the Commission by 3 July 2015. Power is delegated to the Commission…" - date: "2015-07-03" type: deadline article: "11" context: "…EBA shall submit those draft implementing technical standards to the Commission by 3 July 2015. Power is conferred on the Commission…" - date: "2015-07-03" type: deadline article: "12" context: "…EBA shall submit those draft regulatory technical standards to the Commission by 3 July 2015. Power is delegated to the Commission…" - date: "2015-07-03" type: deadline article: "15" context: "…16. EBA shall submit those draft regulatory technical standards to the Commission by 3 July 2015. Power is conferred on the Commission…" - date: "2015-07-03" type: deadline article: "17" context: "…stability in other Member States and in the Union as a whole. 8. EBA shall, by 3 July 2015, issue guidelines in accordance with…" - date: "2015-07-03" type: deadline article: "23" context: "…1. EBA shall submit those draft regulatory technical standards to the Commission by 3 July 2015. Power is conferred on the Commission…" - date: "2015-07-03" type: deadline article: "26" context: "…1. EBA shall submit those draft implementing technical standards to the Commission by 3 July 2015. Power is conferred on the Commission…" - date: "2015-07-03" type: deadline article: "27" context: "…the competent authority to evaluate the effectiveness of the measure. 4. EBA shall, by 3 July 2015, issue guidelines in accordance with…" - date: "2015-07-03" type: deadline article: "32" context: "…would not meet those resolution objectives to the same extent. 6. EBA shall, by 3 July 2015, issue guidelines in accordance with…" - date: "2015-07-03" type: deadline article: "36" context: "…draft regulatory technical standards referred to in paragraph 14 to the Commission by 3 July 2015. Power is delegated to the Commission…" - date: "2015-07-03" type: deadline article: "39" context: "…the resolution objective referred to in point (b) of Article 31(2). 4. EBA shall, by 3 July 2015, issue guidelines in accordance with…" - date: "2015-07-03" type: deadline article: "4" context: "…to take a crisis prevention measure or a crisis management measure. 5. EBA shall, by 3 July 2015, issue guidelines in accordance with…" - date: "2015-07-03" type: deadline article: "42" context: "…national law for acts and omissions in the discharge of their duties. 14. EBA shall, by 3 July 2015, issue guidelines in accordance with…" - date: "2015-07-03" type: deadline article: "5" context: "…7. EBA, in close cooperation with the European Systemic Risk Board (ESRB), shall, by 3 July 2015, issue guidelines in accordance with…" - date: "2015-07-03" type: deadline article: "55" context: "…EBA shall submit those draft regulatory technical standards to the Commission by 3 July 2015. Power is delegated to the Commission…" - date: "2015-07-03" type: deadline article: "65" context: "…no agreement or where the agreement has expired, on reasonable terms. 5. EBA shall, by 3 July 2015, issue guidelines in accordance with…" - date: "2015-07-03" type: deadline article: "71" context: "…EBA shall submit those draft regulatory technical standards to the Commission by 3 July 2015. Power is delegated to the Commission…" - date: "2015-07-03" type: deadline article: "82" context: "…83. EBA shall submit those draft regulatory technical standards to the Commission by 3 July 2015. Power is delegated to the Commission…" - date: "2015-07-03" type: deadline article: "84" context: "…for the purpose of legal proceedings in criminal or civil cases. 7. EBA shall, by 3 July 2015, issue guidelines in accordance with…" - date: "2015-07-03" type: deadline article: "88" context: "…1. EBA shall submit those draft regulatory technical standards to the Commission by 3 July 2015. Power is delegated to the Commission…" - date: "2015-07-03" type: deadline article: "9" context: "…an action shall be notified to the competent authority without delay. 2. EBA shall, by 3 July 2015, issue guidelines in accordance with…" - date: "2015-07-03" type: review article: "6" context: "…8(1). EBA shall submit those draft regulatory technical standards to the Commission by 3 July 2015. Power is delegated to the Commission…" - date: "2015-12-31" type: review article: "32" context: "…of tests, reviews or exercises referred to above which may lead to such support. By 31 December 2015, the Commission shall review whether…" - date: "2016-01-03" type: deadline article: "23" context: "…in accordance with Articles 10 to 14 of Regulation (EU) No 1093/2010. 3. EBA shall, by 3 January 2016, issue guidelines in accordance with…" - date: "2016-01-03" type: deadline article: "48" context: "…under Article 44(2) and (3). 6. For the purposes of this Article, EBA shall, by 3 January 2016, issue guidelines in accordance with…" - date: "2016-01-03" type: deadline article: "49" context: "…EBA shall submit those draft regulatory technical standards to the Commission by 3 January 2016. Power is delegated to the Commission…" - date: "2016-01-03" type: deadline article: "50" context: "…than the conversion rate applicable to subordinated liabilities. 4. EBA shall, by 3 January 2016, issue guidelines in accordance with…" - date: "2016-01-03" type: deadline article: "52" context: "…10. EBA shall submit those draft regulatory technical standards to the Commission by 3 January 2016. Power is delegated to the Commission…" - date: "2016-07-03" type: deadline article: "47" context: "…of the bail-in tool or the conversion of capital instruments. 6. EBA shall, by 3 July 2016, issue guidelines, in accordance with…" - date: "2016-07-03" type: review article: "112" context: "…period which is necessary in accordance with applicable data protection rules. 4. By 3 July 2016, EBA shall submit a report to the…" - date: "2016-10-31" type: review article: "102" context: "…in the context of this paragraph. 4. EBA shall submit a report to the Commission by 31 October 2016 with recommendations on the…" - date: "2016-12-31" type: review article: "102" context: "…the report referred to in paragraph 4, the Commission shall, if appropriate, submit, by 31 December 2016, to the European Parliament and to…" - date: "2017-07-03" type: deadline article: "4" context: "…EBA shall submit those draft regulatory technical standards to the Commission by 3 July 2017. Power is conferred on the Commission…" - date: "2017-07-03" type: review article: "129" context: "…the review provided for in the first subparagraph, the Commission shall, by 3 July 2017, specifically review the application…" - date: "2017-12-28" type: deadline article: "108" context: "…Parliament and of the Council (16). 5. Where, after 31 December 2016 and before 28 December 2017, a Member State adopted a national…" - date: "2017-12-31" type: review article: "4" context: "…submit a report to the European Parliament, to the Council and to the Commission by 31 December 2017 on the implementation of paragraphs…" - date: "2018-06-01" type: review article: "129" context: "By 1 June 2018, the Commission shall review the…" - date: "2019-12-28" type: deadline article: "45c" context: "…EBA shall submit those draft regulatory technical standards to the Commission by 28 December 2019. Power is delegated to the Commission…" - date: "2020-06-28" type: deadline article: "45i" context: "…EBA shall submit those implementing technical standards to the Commission by 28 June 2020. Power is conferred on the Commission…" - date: "2020-06-28" type: deadline article: "45j" context: "…1. EBA shall submit those draft implementing technical standards to the Commission by 28 June 2020. Power is conferred on the Commission…" - date: "2020-06-28" type: deadline article: "55" context: "…2. EBA shall submit those draft regulatory technical standards to the Commission by 28 June 2020. Power is delegated to the Commission…" - date: "2020-06-28" type: deadline article: "71a" context: "…EBA shall submit those draft regulatory technical standards to the Commission by 28 June 2020. Power is delegated to the Commission…" - date: "2020-12-28" type: deadline article: "44a" context: "…required to apply this Article to liabilities referred to in paragraph 1 issued before 28 December 2020." - date: "2022-07-08" type: deadline article: "2" context: "…and of the Council (4) or, with regard to an instrument that was issued before 8 July 2022, a bond as referred to in Article…" - date: "2022-12-31" type: review article: "129" context: "…as appropriate, shall be forwarded to the European Parliament and to the Council. By 31 December 2022, the Commission shall review the…" - date: "2022-12-31" type: review article: "45l" context: "…year covered by the report. The first report shall be submitted to the Commission by 31 December 2022." - date: "2024-12-31" type: deadline article: "102" context: "1. Member States shall ensure that, by 31 December 2024, the available financial means of…" - date: "2030-01-09" type: deadline article: "128a" context: "…Member States shall ensure that entities obtain a legal entity identifier. 3. By 9 January 2030, for the purpose of making the…" generated_at: "2026-10-05T22:50:40.040Z" articles: - article_number: 1 article_title: Subject matter and scope chunk_file: /brrd/chunks/brrd_t01_scope_definitions_and_authorities.md path: "Title I > Article 1" applies_to_entities: - credit_institutions - member_states - competent_authorities - financial_entities topics: - recovery_resolution - banking - scope - definitions - authorisation - competent_authorities - implementing_acts keywords: - supervision - branch - system - scheme - resolution - credit institution - investment firm - financial institution - subsidiary - parent undertaking - consolidated basis - institutional protection scheme - ips - institution contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: true rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: directive reference: "2014/65/EU" - instrument_type: regulation reference: "648/2012" recitals: [] - article_number: 2 article_title: Definitions chunk_file: /brrd/chunks/brrd_t01_scope_definitions_and_authorities.md path: "Title I > Article 2" applies_to_entities: - credit_institutions - member_states - competent_authorities - european_central_bank - financial_entities topics: - recovery_resolution - banking - scope - definitions - liability - supervision - own_funds - capital_requirements - capital_buffers - counterparty_credit_risk - winding_up - trading_venues - derivatives_clearing - governance - deposit_guarantee keywords: - liability - supervision - transaction - transfer - security - third party - branch - cross-border - system - scheme - guidelines - resolution - credit institution - investment firm - financial institution - subsidiary - material subsidiary - parent undertaking - consolidated basis - institutional protection scheme contains: obligations: true prohibitions: false permissions: true definitions: true penalties: false delegated_powers: true implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 37 paragraph: "9" - target: Article 31 paragraph: "2" - target: Article 45e paragraph: "3" - target: Article 3 - target: Article 37 paragraph: "3" - target: Article 63 - target: Article 64 - target: Article 65 - target: Article 66 - target: Article 67 - target: Article 68 - target: Article 69 - target: Article 70 - target: Article 71 - target: Article 72 - target: Article 3 paragraph: "5" - target: Article 1 paragraph: "1" - target: Article 5 - target: Article 7 - target: Article 32 paragraph: "1" - target: Article 32 - target: Article 10 - target: Article 12 - target: Article 13 - target: Article 91 - target: Article 88 - target: Article 88 paragraph: "1" - target: Article 63 paragraph: "1" - target: Article 108 - target: Article 42 - target: Article 42 paragraph: "2" - target: Article 43 - target: Article 38 - target: Article 40 paragraph: "2" - target: Article 40 - target: Article 59 paragraph: "2" - target: Article 46 paragraph: "1" - target: Article 44 paragraph: "2" - target: Article 45b - target: Article 45f paragraph: "2" - target: Article 61 - target: Article 59 paragraph: "3" - target: Article 6 paragraph: "6" - target: Article 17 - target: Article 27 - target: Article 29 - target: Article 59 - target: Article 35 - target: Article 51 paragraph: "2" - target: Article 72 paragraph: "1" - target: Article 115 external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: directive reference: "2013/36/EU" - instrument_type: regulation reference: "2019/2033" - instrument_type: directive reference: "2019/2034" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "1024/2013" - instrument_type: directive reference: "2013/36/EU" - instrument_type: directive reference: "2013/36/EU" - instrument_type: directive reference: "2013/36/EU" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: directive reference: "2013/36/EU" - instrument_type: regulation reference: "648/2012" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: directive reference: "2014/49/EU" - instrument_type: regulation reference: "575/2013" - instrument_type: directive reference: "2013/36/EU" - instrument_type: regulation reference: "575/2013" - instrument_type: directive reference: "2014/49/EU" - instrument_type: directive reference: "2014/49/EU" - instrument_type: directive reference: "2009/65/EC" - instrument_type: directive reference: "98/26/EC" - instrument_type: directive reference: "2014/49/EU" - instrument_type: directive reference: "2014/65/EU" - instrument_type: directive reference: "2013/36/EU" recitals: [] - article_number: 3 article_title: Designation of authorities responsible for resolution chunk_file: /brrd/chunks/brrd_t01_scope_definitions_and_authorities.md path: "Title I > Article 3" applies_to_entities: - credit_institutions - member_states - competent_authorities - european_banking_authority - european_commission topics: - recovery_resolution - banking - scope - definitions - liability - conflicts_of_interest keywords: - liability - supervision - system - EBA - reporting - notification - resolution - resolution objectives - resolution authority - resolution tool - resolution power - competent authority - competent ministries - institution - group - resolution action contains: obligations: true prohibitions: false permissions: true definitions: true penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 85 external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: directive reference: "2013/36/EU" - instrument_type: regulation reference: "1093/2010" recitals: [] - article_number: 4 article_title: Simplified obligations for certain institutions chunk_file: /brrd/chunks/brrd_t02_ch01_recovery_and_resolution_planning.md path: "Title II > Chapter I > Section 1 > Article 4" applies_to_entities: - credit_institutions - member_states - competent_authorities - european_banking_authority - european_commission - european_central_bank topics: - recovery_resolution - banking - supervision - winding_up keywords: - supervision - system - EBA - guidelines - resolution - parent undertaking - consolidated basis - ips - resolution authority - competent authority - institution - group - recovery plan - resolution plan - normal insolvency proceedings - winding up - crisis prevention measure - crisis management measure contains: obligations: true prohibitions: true permissions: true definitions: true penalties: false delegated_powers: true implementing_powers: false rts_mandate: true its_mandate: true transitional: false internal_references: - target: Article 5 - target: Article 6 - target: Article 7 - target: Article 8 - target: Article 9 - target: Article 10 - target: Article 11 - target: Article 12 - target: Article 5 paragraph: "2" - target: Article 7 paragraph: "5" - target: Article 10 paragraph: "6" - target: Article 13 paragraph: "3" - target: Article 5 paragraph: "5" - target: Article 11 paragraph: "1" - target: Article 12 paragraph: "2" - target: Article 15 - target: Article 16 external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: directive reference: "2014/65/EU" - instrument_type: regulation reference: "1093/2010" - instrument_type: regulation reference: "1093/2010" - instrument_type: regulation reference: "575/2013" - instrument_type: directive reference: "2013/36/EU" - instrument_type: regulation reference: "1024/2013" - instrument_type: regulation reference: "1093/2010" recitals: [] - article_number: 5 article_title: Recovery plans chunk_file: /brrd/chunks/brrd_t02_ch01_recovery_and_resolution_planning.md path: "Title II > Chapter I > Section 2 > Article 5" applies_to_entities: - credit_institutions - member_states - competent_authorities - european_banking_authority - european_commission topics: - recovery_resolution - banking - supervision - competent_authorities - governance keywords: - supervision - access - system - EBA - guidelines - competent authority - institution - management body - group - extraordinary public financial support - recovery plan - financial contracts contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: true implementing_powers: false rts_mandate: true its_mandate: false transitional: false internal_references: - target: Article 4 - target: Article 27 external_references: - instrument_type: directive reference: "2013/36/EU" - instrument_type: directive reference: "2013/36/EU" - instrument_type: regulation reference: "1093/2010" - instrument_type: regulation reference: "1093/2010" recitals: [] - article_number: 6 article_title: Assessment of recovery plans chunk_file: /brrd/chunks/brrd_t02_ch01_recovery_and_resolution_planning.md path: "Title II > Chapter I > Section 2 > Article 6" applies_to_entities: - member_states - competent_authorities - european_banking_authority - european_commission topics: - recovery_resolution - banking - competent_authorities - liquidity_risk keywords: - branch - system - EBA - resolution - parent undertaking - resolution authority - competent authority - institution - group - recovery plan - significant branch - critical functions - core business lines contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: true implementing_powers: false rts_mandate: true its_mandate: false transitional: false internal_references: - target: Article 5 paragraph: "1" - target: Article 7 paragraph: "1" - target: Article 5 - target: Article 8 paragraph: "1" external_references: - instrument_type: directive reference: "2013/36/EU" - instrument_type: regulation reference: "1093/2010" - instrument_type: regulation reference: "1093/2010" recitals: [] - article_number: 7 article_title: Group recovery plans chunk_file: /brrd/chunks/brrd_t02_ch01_recovery_and_resolution_planning.md path: "Title II > Chapter I > Section 2 > Article 7" applies_to_entities: - member_states - competent_authorities topics: - recovery_resolution - banking - own_funds - governance keywords: - transfer - branch - resolution - subsidiary - parent undertaking - resolution authority - institution - management body - group - recovery plan - group recovery plan - significant branch - consolidating supervisor - own funds - union parent undertaking contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 8 - target: Article 1 paragraph: "1" - target: Article 5 - target: Article 5 paragraph: "6" external_references: - instrument_type: directive reference: "2013/36/EU" recitals: [] - article_number: 8 article_title: Assessment of group recovery plans chunk_file: /brrd/chunks/brrd_t02_ch01_recovery_and_resolution_planning.md path: "Title II > Chapter I > Section 2 > Article 8" applies_to_entities: - member_states - competent_authorities - european_banking_authority topics: - recovery_resolution - banking - competent_authorities keywords: - branch - EBA - subsidiary - parent undertaking - competent authority - institution - group - recovery plan - group recovery plan - significant branch - consolidating supervisor - union parent undertaking contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 6 - target: Article 7 - target: Article 6 paragraph: "5" - target: Article 6 paragraph: "6" - target: Article 7 paragraph: "3" external_references: - instrument_type: directive reference: "2013/36/EU" - instrument_type: regulation reference: "1093/2010" - instrument_type: regulation reference: "1093/2010" - instrument_type: regulation reference: "1093/2010" recitals: [] - article_number: 9 article_title: Recovery Plan Indicators chunk_file: /brrd/chunks/brrd_t02_ch01_recovery_and_resolution_planning.md path: "Title II > Chapter I > Section 2 > Article 9" applies_to_entities: - competent_authorities - european_banking_authority topics: - recovery_resolution - banking - competent_authorities - governance keywords: - EBA - guidelines - competent authority - institution - management body - recovery plan contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 5 - target: Article 6 - target: Article 7 - target: Article 8 external_references: - instrument_type: regulation reference: "1093/2010" recitals: [] - article_number: 10 article_title: Resolution plans chunk_file: /brrd/chunks/brrd_t02_ch01_recovery_and_resolution_planning.md path: "Title II > Chapter I > Section 3 > Article 10" applies_to_entities: - credit_institutions - member_states - competent_authorities - european_banking_authority - european_commission topics: - recovery_resolution - banking - operational_resilience - supervision - competent_authorities keywords: - supervision - access - branch - clearing - system - network - EBA - resolution - resolution authority - resolution tool - resolution power - competent authority - institution - group - extraordinary public financial support - emergency liquidity assistance - significant branch - critical functions - core business lines - conditions for resolution contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: true implementing_powers: false rts_mandate: true its_mandate: false transitional: false internal_references: - target: Article 100 - target: Article 59 - target: Article 4 - target: Article 15 - target: Article 17 - target: Article 11 - target: Article 45e - target: Article 45m - target: Article 45b paragraph: "4" - target: Article 45b paragraph: "5" - target: Article 1 paragraph: "1" - target: Article 2 paragraph: "100" external_references: - instrument_type: directive reference: "2013/36/EU" - instrument_type: directive reference: "2013/36/EU" - instrument_type: regulation reference: "2022/2554" - instrument_type: regulation reference: "1093/2010" - instrument_type: regulation reference: "1093/2010" - instrument_type: regulation reference: "2022/2554" recitals: [] - article_number: 11 article_title: Information for the purpose of resolution plans and cooperation from the institution chunk_file: /brrd/chunks/brrd_t02_ch01_recovery_and_resolution_planning.md path: "Title II > Chapter I > Section 3 > Article 11" applies_to_entities: - member_states - competent_authorities - european_banking_authority - european_commission topics: - recovery_resolution - banking - competent_authorities keywords: - EBA - resolution - competent authority - institution - resolution plan contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: true implementing_powers: false rts_mandate: false its_mandate: true transitional: false internal_references: [] external_references: - instrument_type: regulation reference: "1093/2010" recitals: [] - article_number: 12 article_title: Group resolution plans chunk_file: /brrd/chunks/brrd_t02_ch01_recovery_and_resolution_planning.md path: "Title II > Chapter I > Section 3 > Article 12" applies_to_entities: - credit_institutions - member_states - european_banking_authority - european_commission topics: - recovery_resolution - banking keywords: - third party - branch - EBA - resolution - subsidiary - parent undertaking - resolution tool - resolution power - institution - group - extraordinary public financial support - emergency liquidity assistance - significant branch - conditions for resolution - resolution action - resolution plan - group resolution - group resolution plan - resolution group - union parent undertaking contains: obligations: true prohibitions: true permissions: false definitions: false penalties: false delegated_powers: true implementing_powers: false rts_mandate: true its_mandate: false transitional: false internal_references: - target: Article 1 paragraph: "1" - target: Article 11 - target: Article 10 paragraph: "3" - target: Article 100 - target: Article 107 paragraph: "5" - target: Article 16 external_references: - instrument_type: regulation reference: "1093/2010" - instrument_type: regulation reference: "1093/2010" recitals: [] - article_number: 13 article_title: Requirement and procedure for group resolution plans chunk_file: /brrd/chunks/brrd_t02_ch01_recovery_and_resolution_planning.md path: "Title II > Chapter I > Section 3 > Article 13" applies_to_entities: - member_states - competent_authorities - european_banking_authority topics: - recovery_resolution - banking - own_funds keywords: - consent - branch - EBA - resolution - subsidiary - parent undertaking - resolution authority - group - group entity - significant branch - own funds - resolution action - resolution plan - group resolution - group resolution plan - group-level resolution authority - resolution college - eligible liabilities - resolution entity - resolution group contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 11 - target: Article 1 paragraph: "1" - target: Article 98 - target: Article 12 paragraph: "3" external_references: - instrument_type: directive reference: "2013/36/EU" - instrument_type: directive reference: "2013/36/EU" - instrument_type: regulation reference: "1093/2010" - instrument_type: regulation reference: "1093/2010" - instrument_type: regulation reference: "1093/2010" recitals: [] - article_number: 14 article_title: Transmission of resolution plans to the competent authorities chunk_file: /brrd/chunks/brrd_t02_ch01_recovery_and_resolution_planning.md path: "Title II > Chapter I > Section 3 > Article 14" applies_to_entities: - competent_authorities topics: - recovery_resolution - banking keywords: - resolution - resolution authority - group - resolution plan - group resolution - group resolution plan - group-level resolution authority contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: [] recitals: [] - article_number: 15 article_title: Assessment of resolvability for institutions chunk_file: /brrd/chunks/brrd_t02_ch02_resolvability.md path: "Title II > Chapter II > Article 15" applies_to_entities: - credit_institutions - member_states - competent_authorities - european_banking_authority - european_commission topics: - recovery_resolution - banking keywords: - branch - system - EBA - resolution - resolution authority - resolution tool - competent authority - institution - group - extraordinary public financial support - emergency liquidity assistance - significant branch - critical functions - resolution plan - normal insolvency proceedings contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: true implementing_powers: false rts_mandate: true its_mandate: false transitional: false internal_references: - target: Article 100 - target: Article 10 - target: Article 16 external_references: - instrument_type: regulation reference: "1093/2010" - instrument_type: regulation reference: "1093/2010" recitals: [] - article_number: 16 article_title: Assessment of resolvability for groups chunk_file: /brrd/chunks/brrd_t02_ch02_resolvability.md path: "Title II > Chapter II > Article 16" applies_to_entities: - credit_institutions - member_states - competent_authorities - european_banking_authority topics: - recovery_resolution - banking keywords: - branch - system - EBA - resolution - resolution tool - resolution power - group - extraordinary public financial support - emergency liquidity assistance - significant branch - critical functions - consolidating supervisor - resolution plan - group resolution - group resolution plan - resolution college - normal insolvency proceedings - resolution group contains: obligations: true prohibitions: false permissions: false definitions: true penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 100 - target: Article 88 - target: Article 12 - target: Article 13 external_references: [] recitals: [] - article_number: 16a article_title: Power to prohibit certain distributions chunk_file: /brrd/chunks/brrd_t02_ch02_resolvability.md path: "Title II > Chapter II > Article 16a" applies_to_entities: - competent_authorities topics: - recovery_resolution - banking - own_funds - remuneration keywords: - resolution - resolution authority - competent authority - own funds - common equity tier 1 capital - additional tier 1 instruments - eligible liabilities - combined buffer requirement contains: obligations: true prohibitions: false permissions: false definitions: true penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 45c - target: Article 45d - target: Article 45 paragraph: "2" - target: Article 32 paragraph: "1" - target: Article 45b - target: Article 45f paragraph: "2" external_references: - instrument_type: directive reference: "2013/36/EU" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 17 article_title: Powers to address or remove impediments to resolvability chunk_file: /brrd/chunks/brrd_t02_ch02_resolvability.md path: "Title II > Chapter II > Article 17" applies_to_entities: - member_states - competent_authorities - european_banking_authority topics: - recovery_resolution - banking - liability - own_funds keywords: - liability - branch - EBA - guidelines - notification - resolution - subsidiary - parent undertaking - financial holding company - mixed-activity holding company - parent financial holding company in a member state - union parent financial holding company - resolution authority - resolution tool - competent authority - institution - group - group entity - significant branch - critical functions contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 15 - target: Article 16 - target: Article 10 paragraph: "1" - target: Article 13 paragraph: "4" - target: Article 45e - target: Article 45c - target: Article 45d - target: Article 45 paragraph: "2" - target: Article 1 paragraph: "1" - target: Article 45f - target: Article 45b - target: Article 45f paragraph: "2" external_references: - instrument_type: directive reference: "2013/36/EU" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "1093/2010" recitals: [] - article_number: 18 article_title: "Powers to address or remove impediments to resolvability: group treatment" chunk_file: /brrd/chunks/brrd_t02_ch02_resolvability.md path: "Title II > Chapter II > Article 18" applies_to_entities: - member_states - competent_authorities - european_banking_authority topics: - recovery_resolution - banking - supervision keywords: - branch - EBA - notification - resolution - subsidiary - parent undertaking - resolution authority - resolution tool - resolution power - competent authority - institution - group - group entity - significant branch - consolidating supervisor - group-level resolution authority - resolution college - supervisory college - resolution entity - resolution group contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 16 - target: Article 17 paragraph: "4" - target: Article 1 paragraph: "1" - target: Article 17 paragraph: "3" - target: Article 45e - target: Article 45f - target: Article 17 paragraph: "5" external_references: - instrument_type: regulation reference: "1093/2010" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "1093/2010" - instrument_type: regulation reference: "1093/2010" - instrument_type: regulation reference: "1093/2010" recitals: [] - article_number: 19 article_title: Group financial support agreement chunk_file: /brrd/chunks/brrd_t02_ch03_intra_group_financial_support.md path: "Title II > Chapter III > Article 19" applies_to_entities: - member_states - competent_authorities - financial_entities topics: - recovery_resolution - banking - supervision keywords: - supervision - transaction - third party - financial institution - parent undertaking - institution - group - group entity - parent institution in a member state - union parent institution contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 1 paragraph: "1" - target: Article 27 external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: directive reference: "2013/36/EU" recitals: [] - article_number: 20 article_title: Review of proposed agreement by competent authorities and mediation chunk_file: /brrd/chunks/brrd_t02_ch03_intra_group_financial_support.md path: "Title II > Chapter III > Article 20" applies_to_entities: - member_states - competent_authorities - european_banking_authority topics: - recovery_resolution - banking - authorisation - competent_authorities keywords: - authorisation - EBA - subsidiary - competent authority - institution - group - consolidating supervisor - union parent institution contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 19 - target: Article 23 external_references: - instrument_type: regulation reference: "1093/2010" - instrument_type: regulation reference: "1093/2010" recitals: [] - article_number: 21 article_title: Approval of proposed agreement by shareholders chunk_file: /brrd/chunks/brrd_t02_ch03_intra_group_financial_support.md path: "Title II > Chapter III > Article 21" applies_to_entities: - member_states - competent_authorities topics: - recovery_resolution - banking - authorisation - governance keywords: - authorisation - management body - group - group entity - shareholders contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: [] recitals: [] - article_number: 22 article_title: Transmission of the group financial support agreements to resolution authorities chunk_file: /brrd/chunks/brrd_t02_ch03_intra_group_financial_support.md path: "Title II > Chapter III > Article 22" applies_to_entities: - competent_authorities topics: - recovery_resolution - banking - authorisation - competent_authorities keywords: - resolution - group contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: [] recitals: [] - article_number: 23 article_title: Conditions for group financial support chunk_file: /brrd/chunks/brrd_t02_ch03_intra_group_financial_support.md path: "Title II > Chapter III > Article 23" applies_to_entities: - member_states - competent_authorities - european_banking_authority - european_commission topics: - recovery_resolution - banking - authorisation - liability - governance keywords: - liability - supervision - security - EBA - guidelines - competent authority - management body - group - group entity - recipient contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: true implementing_powers: false rts_mandate: true its_mandate: false transitional: false internal_references: - target: Article 19 - target: Article 19 paragraph: "7" external_references: - instrument_type: directive reference: "2013/36" - instrument_type: directive reference: "2013/36/EU" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "1093/2010" - instrument_type: regulation reference: "1093/2010" recitals: [] - article_number: 24 article_title: Decision to provide financial support chunk_file: /brrd/chunks/brrd_t02_ch03_intra_group_financial_support.md path: "Title II > Chapter III > Article 24" applies_to_entities: [] topics: - recovery_resolution - banking - governance keywords: - management body - group - group entity contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 23 paragraph: "1" external_references: [] recitals: [] - article_number: 25 article_title: Right of opposition of competent authorities chunk_file: /brrd/chunks/brrd_t02_ch03_intra_group_financial_support.md path: "Title II > Chapter III > Article 25" applies_to_entities: - competent_authorities - european_banking_authority topics: - recovery_resolution - banking - supervision - governance keywords: - EBA - notification - resolution - competent authority - institution - management body - group - group entity - recovery plan - group recovery plan - consolidating supervisor - resolution college - supervisory college - business day contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 24 - target: Article 23 - target: Article 7 paragraph: "5" - target: Article 8 external_references: - instrument_type: regulation reference: "1093/2010" recitals: [] - article_number: 26 article_title: Disclosure chunk_file: /brrd/chunks/brrd_t02_ch03_intra_group_financial_support.md path: "Title II > Chapter III > Article 26" applies_to_entities: - member_states - european_banking_authority - european_commission topics: - recovery_resolution - banking keywords: - EBA - group contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: true implementing_powers: false rts_mandate: false its_mandate: true transitional: false internal_references: - target: Article 19 external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "1093/2010" recitals: [] - article_number: 27 article_title: Early intervention measures chunk_file: /brrd/chunks/brrd_t03_early_intervention.md path: "Title III > Article 27" applies_to_entities: - member_states - competent_authorities - european_banking_authority - european_commission topics: - recovery_resolution - banking - product_intervention - competent_authorities - own_funds - governance keywords: - EBA - guidelines - resolution - resolution authority - competent authority - institution - management body - senior management - recovery plan - own funds - resolution plan - shareholders contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: true implementing_powers: false rts_mandate: true its_mandate: false transitional: false internal_references: - target: Article 5 paragraph: "2" - target: Article 36 - target: Article 39 paragraph: "2" - target: Article 84 external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: directive reference: "2013/36" - instrument_type: directive reference: "2014/65/EU" - instrument_type: regulation reference: "600/2014" - instrument_type: directive reference: "2013/36/EU" - instrument_type: directive reference: "2013/36/EU" - instrument_type: directive reference: "2014/65/EU" - instrument_type: regulation reference: "1093/2010" - instrument_type: regulation reference: "1093/2010" recitals: [] - article_number: 28 article_title: Removal of senior management and management body chunk_file: /brrd/chunks/brrd_t03_early_intervention.md path: "Title III > Article 28" applies_to_entities: - member_states - competent_authorities topics: - recovery_resolution - banking - product_intervention - enforcement - governance keywords: - consent - competent authority - institution - management body - senior management contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 27 external_references: [] recitals: [] - article_number: 29 article_title: Temporary administrator chunk_file: /brrd/chunks/brrd_t03_early_intervention.md path: "Title III > Article 29" applies_to_entities: - member_states - competent_authorities topics: - recovery_resolution - banking - product_intervention - liability - competent_authorities - governance keywords: - liability - consent - competent authority - institution - management body - senior management - shareholders contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 28 external_references: [] recitals: [] - article_number: 30 article_title: Coordination of early intervention measures and appointment of temporary administrator in relation to groups chunk_file: /brrd/chunks/brrd_t03_early_intervention.md path: "Title III > Article 30" applies_to_entities: - member_states - competent_authorities - european_banking_authority topics: - recovery_resolution - banking - product_intervention - supervision - competent_authorities keywords: - supervision - EBA - notification - subsidiary - parent undertaking - competent authority - institution - group - consolidating supervisor - supervisory college - union parent undertaking contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 27 - target: Article 29 - target: Article 27 paragraph: "1" external_references: - instrument_type: regulation reference: "1093/2010" - instrument_type: regulation reference: "1093/2010" recitals: [] - article_number: 31 article_title: Resolution objectives chunk_file: /brrd/chunks/brrd_t04_ch01_objectives_conditions_and_general_princi.md path: "Title IV > Chapter I > Article 31" applies_to_entities: [] topics: - recovery_resolution - banking keywords: - system - resolution - resolution objectives - resolution authority - resolution tool - resolution power - extraordinary public financial support - critical functions - depositor - investor contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: directive reference: "2014/49/EU" recitals: [] - article_number: 32 article_title: Conditions for resolution chunk_file: /brrd/chunks/brrd_t04_ch01_objectives_conditions_and_general_princi.md path: "Title IV > Chapter I > Article 32" applies_to_entities: - credit_institutions - member_states - competent_authorities - european_banking_authority - european_commission - european_central_bank topics: - recovery_resolution - banking - authorisation - competent_authorities - own_funds - winding_up keywords: - authorisation - access - EBA - guidelines - resolution - ips - resolution objectives - resolution authority - competent authority - institution - extraordinary public financial support - own funds - conditions for resolution - resolution action - normal insolvency proceedings - union state aid framework - winding up - eligible liabilities - relevant capital instruments contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 1 paragraph: "1" - target: Article 59 paragraph: "2" - target: Article 27 - target: Article 59 paragraph: "3" - target: Article 31 external_references: - instrument_type: regulation reference: "1093/2010" recitals: [] - article_number: 32a article_title: Conditions for resolution with regard to a central body and credit institutions permanently affiliated to a central body chunk_file: /brrd/chunks/brrd_t04_ch01_objectives_conditions_and_general_princi.md path: "Title IV > Chapter I > Article 32a" applies_to_entities: - credit_institutions - member_states topics: - recovery_resolution - banking keywords: - resolution - credit institution - institution - group - conditions for resolution - resolution action - resolution group contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 32 paragraph: "1" external_references: [] recitals: [] - article_number: 32b article_title: Insolvency proceedings in respect of institutions and entities that are not subject to resolution action chunk_file: /brrd/chunks/brrd_t04_ch01_objectives_conditions_and_general_princi.md path: "Title IV > Chapter I > Article 32b" applies_to_entities: - member_states topics: - recovery_resolution - banking keywords: - resolution - resolution authority - institution - resolution action contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 1 paragraph: "1" - target: Article 32 paragraph: "1" external_references: [] recitals: [] - article_number: 33 article_title: Conditions for resolution with regard to financial institutions and holding companies chunk_file: /brrd/chunks/brrd_t04_ch01_objectives_conditions_and_general_princi.md path: "Title IV > Chapter I > Article 33" applies_to_entities: - member_states - financial_entities topics: - recovery_resolution - banking - supervision keywords: - supervision - resolution - financial institution - subsidiary - parent undertaking - financial holding company - mixed-activity holding company - institution - group - conditions for resolution - resolution action - resolution plan - group resolution - resolution entity - resolution group contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 1 paragraph: "1" - target: Article 32 paragraph: "1" external_references: [] recitals: [] - article_number: 33a article_title: Power to suspend certain obligations chunk_file: /brrd/chunks/brrd_t04_ch01_objectives_conditions_and_general_princi.md path: "Title IV > Chapter I > Article 33a" applies_to_entities: - credit_institutions - member_states - competent_authorities topics: - recovery_resolution - banking - authorisation - deposit_guarantee keywords: - security - access - system - resolution - resolution authority - resolution tool - institution - resolution action - normal insolvency proceedings - business day - termination right - covered deposits - eligible deposits - depositor - "micro, small and medium-sized enterprises" contains: obligations: true prohibitions: true permissions: true definitions: true penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 1 paragraph: "1" - target: Article 32 paragraph: "1" - target: Article 83 paragraph: "2" - target: Article 83 paragraph: "4" - target: Article 70 paragraph: "2" - target: Article 70 paragraph: "3" - target: Article 70 paragraph: "4" - target: Article 71 paragraph: "2" - target: Article 69 paragraph: "1" external_references: - instrument_type: directive reference: "98/26/EC" - instrument_type: regulation reference: "648/2012" - instrument_type: directive reference: "2014/49/EU" recitals: [] - article_number: 34 article_title: General principles governing resolution chunk_file: /brrd/chunks/brrd_t04_ch01_objectives_conditions_and_general_princi.md path: "Title IV > Chapter I > Article 34" applies_to_entities: - member_states topics: - recovery_resolution - banking - liability - governance - deposit_guarantee keywords: - resolution - resolution objectives - resolution tool - resolution power - institution - management body - senior management - group - group entity - resolution action - normal insolvency proceedings - union state aid framework - asset separation tool - sale of business tool - bridge institution - bridge institution tool - shareholders - institution under resolution - covered deposits contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 1 paragraph: "1" - target: Article 73 - target: Article 74 - target: Article 75 - target: Article 31 external_references: [] recitals: [] - article_number: 35 article_title: Special management chunk_file: /brrd/chunks/brrd_t04_ch02_special_management.md path: "Title IV > Chapter II > Article 35" applies_to_entities: - member_states topics: - recovery_resolution - banking - governance keywords: - consent - resolution - resolution objectives - resolution authority - resolution tool - institution - management body - group - resolution action - shareholders - institution under resolution contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 31 external_references: [] recitals: [] - article_number: 36 article_title: Valuation for the purposes of resolution chunk_file: /brrd/chunks/brrd_t04_ch03_valuation.md path: "Title IV > Chapter III > Article 36" applies_to_entities: - credit_institutions - european_banking_authority - european_commission topics: - recovery_resolution - banking - valuation - financial_statements keywords: - transfer - EBA - resolution - resolution authority - resolution tool - resolution power - institution - extraordinary public financial support - emergency liquidity assistance - conditions for resolution - resolution action - normal insolvency proceedings - union state aid framework - asset separation tool - asset management vehicle - bail-in tool - sale of business tool - bridge institution - bridge institution tool - instruments of ownership contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: true implementing_powers: false rts_mandate: true its_mandate: false transitional: false internal_references: - target: Article 59 - target: Article 1 paragraph: "1" - target: Article 85 - target: Article 32 - target: Article 33 - target: Article 38 - target: Article 101 - target: Article 37 paragraph: "7" - target: Article 74 - target: Article 36 external_references: - instrument_type: regulation reference: "1093/2010" - instrument_type: regulation reference: "1093/2010" recitals: [] - article_number: 37 article_title: General principles of resolution tools chunk_file: /brrd/chunks/brrd_t04_ch04_p1_resolution_tools_part_1.md path: "Title IV > Chapter IV > Section 1 > Article 37" applies_to_entities: - member_states topics: - recovery_resolution - banking - own_funds - winding_up keywords: - transfer - cross-border - system - resolution - resolution objectives - resolution authority - resolution tool - resolution power - institution - group - cross-border group - systemic crisis - own funds - conditions for resolution - resolution action - group resolution - normal insolvency proceedings - union state aid framework - winding up - asset separation tool contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 1 paragraph: "1" - target: Article 59 - target: Article 65 - target: Article 34 - target: Article 101 - target: Article 31 - target: Article 56 - target: Article 57 - target: Article 58 - target: Article 36 external_references: [] recitals: [] - article_number: 38 article_title: The sale of business tool chunk_file: /brrd/chunks/brrd_t04_ch04_p1_resolution_tools_part_1.md path: "Title IV > Chapter IV > Section 2 > Article 38" applies_to_entities: - member_states - competent_authorities topics: - recovery_resolution - banking - authorisation - liability - competent_authorities - payment_systems - credit_rating - deposit_guarantee keywords: - liability - authorisation - transfer - access - consent - third party - settlement - clearing - system - scheme - resolution - resolution objectives - resolution authority - competent authority - institution - resolution action - union state aid framework - sale of business tool - bridge institution - instruments of ownership contains: obligations: true prohibitions: true permissions: true definitions: false penalties: true delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 85 - target: Article 39 - target: Article 36 - target: Article 37 paragraph: "7" external_references: - instrument_type: directive reference: "2013/36/EU" - instrument_type: directive reference: "2013/36/EU" - instrument_type: directive reference: "2014/65/EU" - instrument_type: directive reference: "2013/36/EU" - instrument_type: directive reference: "2014/65/EU" - instrument_type: directive reference: "2013/36/EU" recitals: [] - article_number: 39 article_title: "Sale of business tool: procedural requirements" chunk_file: /brrd/chunks/brrd_t04_ch04_p1_resolution_tools_part_1.md path: "Title IV > Chapter IV > Section 2 > Article 39" applies_to_entities: - european_banking_authority topics: - recovery_resolution - banking - conflicts_of_interest keywords: - transfer - EBA - guidelines - resolution - resolution objectives - resolution authority - institution - resolution action - union state aid framework - sale of business tool - instruments of ownership - institution under resolution contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 1 paragraph: "1" - target: Article 31 paragraph: "2" external_references: - instrument_type: regulation reference: "1093/2010" recitals: [] - article_number: 40 article_title: Bridge institution tool chunk_file: /brrd/chunks/brrd_t04_ch04_p1_resolution_tools_part_1.md path: "Title IV > Chapter IV > Section 3 > Article 40" applies_to_entities: - member_states topics: - recovery_resolution - banking - liability - payment_systems - credit_rating - governance - deposit_guarantee keywords: - liability - transfer - access - consent - third party - settlement - clearing - system - scheme - resolution - resolution authority - institution - management body - senior management - critical functions - bail-in tool - bridge institution - bridge institution tool - instruments of ownership - shareholders contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 85 - target: Article 1 paragraph: "1" - target: Article 43 paragraph: "2" - target: Article 37 paragraph: "7" external_references: - instrument_type: directive reference: "2013/36/EU" - instrument_type: directive reference: "2014/65/EU" recitals: [] - article_number: 41 article_title: Operation of a bridge institution chunk_file: /brrd/chunks/brrd_t04_ch04_p1_resolution_tools_part_1.md path: "Title IV > Chapter IV > Section 3 > Article 41" applies_to_entities: - member_states - competent_authorities topics: - recovery_resolution - banking - authorisation - governance keywords: - authorisation - supervision - transfer - access - third party - resolution - resolution objectives - resolution authority - competent authority - institution - management body - critical functions - normal insolvency proceedings - union state aid framework - bridge institution - bridge institution tool - shareholders - institution under resolution contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 63 - target: Article 1 paragraph: "1" - target: Article 40 paragraph: "2" - target: Article 37 paragraph: "7" external_references: - instrument_type: directive reference: "2013/36/EU" - instrument_type: directive reference: "2014/65/EU" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 42 article_title: Asset separation tool chunk_file: /brrd/chunks/brrd_t04_ch04_p1_resolution_tools_part_1.md path: "Title IV > Chapter IV > Section 4 > Article 42" applies_to_entities: - member_states - european_banking_authority topics: - recovery_resolution - banking - liability - governance keywords: - liability - transfer - consent - third party - EBA - guidelines - resolution - resolution authority - institution - management body - senior management - normal insolvency proceedings - union state aid framework - asset separation tool - asset management vehicle - bridge institution - bridge institution tool - shareholders - institution under resolution contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 85 - target: Article 36 - target: Article 37 paragraph: "7" external_references: - instrument_type: regulation reference: "1093/2010" recitals: [] - article_number: 43 article_title: The bail-in tool chunk_file: /brrd/chunks/brrd_t04_ch04_p1_resolution_tools_part_1.md path: "Title IV > Chapter IV > Section 5 > Subsection 1 > Article 43" applies_to_entities: - member_states topics: - recovery_resolution - banking - authorisation keywords: - authorisation - transfer - resolution - resolution objectives - resolution tool - resolution power - institution - conditions for resolution - debt instruments - asset separation tool - bail-in tool - sale of business tool - bridge institution contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 63 paragraph: "1" - target: Article 31 - target: Article 34 - target: Article 1 paragraph: "1" - target: Article 52 - target: Article 37 paragraph: "3" external_references: - instrument_type: directive reference: "2013/36/EU" - instrument_type: directive reference: "2014/65/EU" recitals: [] - article_number: 44 article_title: Scope of bail-in tool chunk_file: /brrd/chunks/brrd_t04_ch04_p1_resolution_tools_part_1.md path: "Title IV > Chapter IV > Section 5 > Subsection 1 > Article 44" applies_to_entities: - credit_institutions - member_states - european_commission topics: - recovery_resolution - banking - authorisation - liability - own_funds - large_exposures - investment_funds - deposit_guarantee keywords: - liability - transaction - security - branch - system - scheme - notification - resolution - credit institution - subsidiary - consolidated basis - resolution authority - institution - group - critical functions - core business lines - own funds - resolution action - normal insolvency proceedings - union state aid framework contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: true implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 1 paragraph: "1" - target: Article 45f paragraph: "2" - target: Article 17 paragraph: "5" - target: Article 34 paragraph: "1" - target: Article 46 paragraph: "1" - target: Article 36 - target: Article 100 paragraph: "6" - target: Article 103 - target: Article 104 - target: Article 105 - target: Article 115 external_references: - instrument_type: directive reference: "2009/65/EC" - instrument_type: directive reference: "2009/65/EC" - instrument_type: directive reference: "2011/61/EU" - instrument_type: directive reference: "98/26/EC" - instrument_type: regulation reference: "648/2012" - instrument_type: directive reference: "2014/49" - instrument_type: directive reference: "2013/36/EU" - instrument_type: directive reference: "2014/49/EU" - instrument_type: regulation reference: "575/2013" - instrument_type: directive reference: "2013/36" recitals: [] - article_number: 44a article_title: Selling of subordinated eligible liabilities to retail clients chunk_file: /brrd/chunks/brrd_t04_ch04_p1_resolution_tools_part_1.md path: "Title IV > Chapter IV > Section 5 > Subsection 1 > Article 44a" applies_to_entities: - member_states - consumers topics: - recovery_resolution - banking - consumer_protection - own_funds - investor_protection keywords: - consumer - own funds - aggregate amount - bail-inable liabilities - eligible liabilities contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 1 paragraph: "1" - target: Article 45e external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: directive reference: "2014/65/EU" - instrument_type: directive reference: "2014/65/EU" - instrument_type: directive reference: "2014/65/EU" - instrument_type: directive reference: "2014/65/EU" recitals: [] - article_number: 45 article_title: Application and calculation of the minimum requirement for own funds and eligible liabilities chunk_file: /brrd/chunks/brrd_t04_ch04_p1_resolution_tools_part_1.md path: "Title IV > Chapter IV > Section 5 > Subsection 2 > Article 45" applies_to_entities: - member_states topics: - recovery_resolution - banking - own_funds keywords: - investment firm - institution - own funds - own funds requirements - eligible liabilities contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 1 paragraph: "1" - target: Article 45c paragraph: "3" - target: Article 45c paragraph: "5" - target: Article 2 paragraph: "1" external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "2019/2033" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "2019/2033" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "2019/2033" - instrument_type: regulation reference: "575/2013" - instrument_type: directive reference: "2019/2034" - instrument_type: directive reference: "2013/36/EU" - instrument_type: directive reference: "2019/2034" recitals: [] - article_number: 45a article_title: Exemption from the minimum requirement for own funds and eligible liabilities chunk_file: /brrd/chunks/brrd_t04_ch04_p1_resolution_tools_part_1.md path: "Title IV > Chapter IV > Section 5 > Subsection 2 > Article 45a" applies_to_entities: - credit_institutions topics: - recovery_resolution - banking - own_funds - consolidation keywords: - resolution - credit institution - resolution objectives - institution - own funds - eligible liabilities - covered bond contains: obligations: true prohibitions: true permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 45 - target: Article 45 paragraph: "1" - target: Article 38 - target: Article 45e paragraph: "1" external_references: [] recitals: [] - article_number: 45b article_title: Eligible liabilities for resolution entities chunk_file: /brrd/chunks/brrd_t04_ch04_p1_resolution_tools_part_1.md path: "Title IV > Chapter IV > Section 5 > Subsection 2 > Article 45b" applies_to_entities: - member_states - competent_authorities topics: - recovery_resolution - banking - liability - own_funds - capital_buffers - credit_risk - winding_up keywords: - liability - transaction - access - resolution - subsidiary - resolution authority - competent authority - institution - group - own funds - resolution plan - normal insolvency proceedings - debt instruments - winding up - derivative - write-down and conversion powers - eligible liabilities - subordinated eligible instruments - resolution entity - resolution group contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 72a - target: Article 72b - target: Article 72c - target: Article 49 paragraph: "3" - target: Article 45f paragraph: "2" - target: Article 59 - target: Article 62 - target: Article 45f paragraph: "1" - target: Article 45c paragraph: "5" - target: Article 45d paragraph: "1" - target: Article 45e - target: Article 44 paragraph: "5" - target: Article 45c paragraph: "6" - target: Article 44 paragraph: "2" - target: Article 44 paragraph: "3" - target: Article 17 paragraph: "5" - target: Article 45 paragraph: "1" external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: directive reference: "2013/36/EU" - instrument_type: directive reference: "2013/36/EU" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 45c article_title: Determination of the minimum requirement for own funds and eligible liabilities chunk_file: /brrd/chunks/brrd_t04_ch04_p2_resolution_tools_part_2.md path: "Title IV > Chapter IV > Section 5 > Subsection 2 > Article 45c" deletions: - celex: "32024L1174" act: Directive (EU) 2024/1174 instrument_id: null position: within marker: M10 applies_to_entities: - competent_authorities - european_banking_authority - european_commission topics: - recovery_resolution - banking - authorisation - own_funds - leverage_ratio - deposit_guarantee keywords: - authorisation - transfer - access - system - scheme - EBA - resolution - subsidiary - resolution objectives - resolution authority - resolution tool - competent authority - institution - group - extraordinary public financial support - own funds - resolution action - resolution plan - debt instruments - bail-in tool contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: true implementing_powers: false rts_mandate: true its_mandate: false transitional: true internal_references: - target: Article 45 paragraph: "1" - target: Article 1 paragraph: "1" - target: Article 44 paragraph: "3" - target: Article 59 - target: Article 10 paragraph: "3" - target: Article 45b paragraph: "2" - target: Article 45f paragraph: "2" - target: Article 45 paragraph: "2" - target: Article 37 - target: Article 44 - target: Article 44 paragraph: "5" - target: Article 44 paragraph: "8" - target: Article 101 paragraph: "2" - target: Article 45b - target: Article 45b paragraph: "3" - target: Article 45e - target: Article 45b paragraph: "5" external_references: - instrument_type: directive reference: "2013/36" - instrument_type: directive reference: "2014/65/EU" - instrument_type: directive reference: "2013/36" - instrument_type: directive reference: "2014/65/EU" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: directive reference: "2013/36/EU" - instrument_type: directive reference: "2013/36/EU" - instrument_type: regulation reference: "1093/2010" - instrument_type: regulation reference: "1093/2010" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 45d article_title: Determination of the minimum requirement for own funds and eligible liabilities for resolution entities of G-SIIs and Union material subsidiaries of non-EU G-SIIs chunk_file: /brrd/chunks/brrd_t04_ch04_p2_resolution_tools_part_2.md path: "Title IV > Chapter IV > Section 5 > Subsection 2 > Article 45d" applies_to_entities: [] topics: - recovery_resolution - banking - own_funds - capital_buffers keywords: - resolution - subsidiary - material subsidiary - parent undertaking - resolution authority - group - own funds - eligible liabilities - resolution entity - resolution group - g-sii - union parent undertaking contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 45 paragraph: "1" - target: Article 45f - target: Article 89 - target: Article 45c - target: Article 45h paragraph: "2" external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: directive reference: "2013/36/EU" recitals: [] - article_number: 45e article_title: Application of the minimum requirement for own funds and eligible liabilities to resolution entities chunk_file: /brrd/chunks/brrd_t04_ch04_p2_resolution_tools_part_2.md path: "Title IV > Chapter IV > Section 5 > Subsection 2 > Article 45e" applies_to_entities: [] topics: - recovery_resolution - banking - own_funds keywords: - resolution - consolidated basis - resolution authority - group - own funds - resolution plan - eligible liabilities - resolution entity - resolution group contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 45b - target: Article 45d - target: Article 45 paragraph: "1" - target: Article 45h - target: Article 2 paragraph: "1" - target: Article 45c paragraph: "3" - target: Article 45c paragraph: "5" - target: Article 45d paragraph: "1" external_references: [] recitals: [] - article_number: 45f article_title: Application of the minimum requirement for own funds and eligible liabilities to entities that are not themselves resolution entities chunk_file: /brrd/chunks/brrd_t04_ch04_p2_resolution_tools_part_2.md path: "Title IV > Chapter IV > Section 5 > Subsection 2 > Article 45f" deletions: - celex: "32022R2036" act: Regulation (EU) 2022/2036 instrument_id: null position: within marker: M7 applies_to_entities: - credit_institutions - member_states - competent_authorities topics: - recovery_resolution - banking - own_funds - governance - consolidation keywords: - transfer - consent - resolution - credit institution - subsidiary - parent undertaking - consolidated basis - financial holding company - mixed financial holding company - union parent financial holding company - union parent mixed financial holding company - resolution authority - competent authority - institution - management body - group - own funds - resolution action - group resolution - normal insolvency proceedings contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 45c - target: Article 1 paragraph: "1" - target: Article 45d - target: Article 45c paragraph: "1" - target: Article 59 - target: Article 2 paragraph: "1" - target: Article 45e paragraph: "3" - target: Article 45c paragraph: "7" - target: Article 45 paragraph: "1" - target: Article 45h - target: Article 89 - target: Article 60 - target: Article 61 - target: Article 62 - target: Article 45e - target: Article 59 paragraph: "3" - target: Article 59 paragraph: "1" external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: directive reference: "2013/36/EU" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 45g article_title: Waiver for a central body and credit institutions permanently affiliated to a central body chunk_file: /brrd/chunks/brrd_t04_ch04_p2_resolution_tools_part_2.md path: "Title IV > Chapter IV > Section 5 > Subsection 2 > Article 45g" applies_to_entities: - credit_institutions - member_states - competent_authorities topics: - recovery_resolution - banking - own_funds keywords: - supervision - transfer - resolution - credit institution - resolution authority - competent authority - institution - group - own funds - eligible liabilities - resolution group contains: obligations: false prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 45f - target: Article 45e paragraph: "3" external_references: [] recitals: [] - article_number: 45h article_title: Procedure for determining the minimum requirement for own funds and eligible liabilities chunk_file: /brrd/chunks/brrd_t04_ch04_p2_resolution_tools_part_2.md path: "Title IV > Chapter IV > Section 5 > Subsection 2 > Article 45h" applies_to_entities: - member_states - competent_authorities - european_banking_authority topics: - recovery_resolution - banking - own_funds - capital_buffers keywords: - EBA - resolution - subsidiary - parent undertaking - resolution authority - group - own funds - resolution plan - group-level resolution authority - eligible liabilities - resolution entity - resolution group - g-sii - union parent undertaking contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 45f - target: Article 45e - target: Article 45f paragraph: "2" - target: Article 45c paragraph: "7" - target: Article 45d paragraph: "4" - target: Article 45 paragraph: "1" external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "1093/2010" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 45i article_title: Supervisory reporting and public disclosure of the requirement chunk_file: /brrd/chunks/brrd_t04_ch04_p2_resolution_tools_part_2.md path: "Title IV > Chapter IV > Section 5 > Subsection 2 > Article 45i" applies_to_entities: - member_states - competent_authorities - european_banking_authority - european_commission topics: - recovery_resolution - banking - own_funds keywords: - EBA - reporting - resolution - resolution authority - competent authority - institution - own funds - resolution action - normal insolvency proceedings - bail-inable liabilities - eligible liabilities - liquidation entity contains: obligations: true prohibitions: true permissions: false definitions: false penalties: false delegated_powers: true implementing_powers: false rts_mandate: false its_mandate: true transitional: true internal_references: - target: Article 1 paragraph: "1" - target: Article 45 paragraph: "1" - target: Article 45f paragraph: "2" - target: Article 45 paragraph: "2" - target: Article 55 paragraph: "1" - target: Article 45e - target: Article 45f - target: Article 59 - target: Article 45m external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "1093/2010" recitals: [] - article_number: 45j article_title: Reporting to EBA chunk_file: /brrd/chunks/brrd_t04_ch04_p2_resolution_tools_part_2.md path: "Title IV > Chapter IV > Section 5 > Subsection 2 > Article 45j" applies_to_entities: - competent_authorities - european_banking_authority - european_commission topics: - recovery_resolution - banking - own_funds keywords: - EBA - reporting - resolution - own funds - eligible liabilities contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: true implementing_powers: false rts_mandate: false its_mandate: true transitional: false internal_references: - target: Article 45e - target: Article 45f - target: Article 45f paragraph: "1" external_references: - instrument_type: regulation reference: "1093/2010" recitals: [] - article_number: 45k article_title: Breaches of the minimum requirement for own funds and eligible liabilities chunk_file: /brrd/chunks/brrd_t04_ch04_p2_resolution_tools_part_2.md path: "Title IV > Chapter IV > Section 5 > Subsection 2 > Article 45k" applies_to_entities: - competent_authorities topics: - recovery_resolution - banking - competent_authorities - enforcement - own_funds keywords: - resolution - institution - own funds - eligible liabilities contains: obligations: true prohibitions: false permissions: true definitions: false penalties: true delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 45e - target: Article 45f - target: Article 17 - target: Article 18 - target: Article 16a - target: Article 27 - target: Article 110 - target: Article 111 - target: Article 1 paragraph: "1" - target: Article 32 - target: Article 33 external_references: - instrument_type: directive reference: "2013/36/EU" recitals: [] - article_number: 45l article_title: Reports chunk_file: /brrd/chunks/brrd_t04_ch04_p2_resolution_tools_part_2.md path: "Title IV > Chapter IV > Section 5 > Subsection 2 > Article 45l" applies_to_entities: - credit_institutions - member_states - competent_authorities - european_banking_authority - european_commission topics: - recovery_resolution - banking - own_funds - leverage_ratio - financial_statements keywords: - supervision - scheme - EBA - resolution - credit institution - institution - group - own funds - own funds requirements - derivative - eligible liabilities - subordinated eligible instruments - "micro, small and medium-sized enterprises" contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 45e - target: Article 45f - target: Article 45b paragraph: "4" - target: Article 45b paragraph: "5" - target: Article 45b paragraph: "7" - target: Article 1 paragraph: "1" external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: directive reference: "2013/36/EU" recitals: [] - article_number: 45m article_title: Transitional and post-resolution arrangements chunk_file: /brrd/chunks/brrd_t04_ch04_p2_resolution_tools_part_2.md path: "Title IV > Chapter IV > Section 5 > Subsection 2 > Article 45m" applies_to_entities: [] topics: - recovery_resolution - banking - own_funds - capital_buffers keywords: - access - resolution - resolution authority - resolution tool - institution - group - own funds - debt instruments - bail-in tool - common equity tier 1 instruments - common equity tier 1 capital - eligible liabilities - resolution entity - g-sii contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: true internal_references: - target: Article 45 paragraph: "1" - target: Article 1 paragraph: "1" - target: Article 45e - target: Article 45f - target: Article 45b paragraph: "4" - target: Article 45b paragraph: "5" - target: Article 45b - target: Article 45f paragraph: "2" - target: Article 45c paragraph: "5" - target: Article 45c paragraph: "6" - target: Article 32 paragraph: "1" - target: Article 59 - target: Article 45b paragraph: "7" external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 46 article_title: Assessment of amount of bail-in chunk_file: /brrd/chunks/brrd_t04_ch04_p2_resolution_tools_part_2.md path: "Title IV > Chapter IV > Section 5 > Subsection 3 > Article 46" applies_to_entities: - member_states topics: - recovery_resolution - banking - authorisation - refunds - own_funds keywords: - authorisation - resolution - institution - asset separation tool - asset management vehicle - bail-in tool - bridge institution - shareholders - common equity tier 1 capital - bail-inable liabilities - institution under resolution contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 36 - target: Article 101 paragraph: "1" - target: Article 42 - target: Article 59 - target: Article 60 - target: Article 61 - target: Article 62 - target: Article 43 paragraph: "2" - target: Article 36 paragraph: "10" external_references: - instrument_type: directive reference: "2013/36/EU" - instrument_type: directive reference: "2014/65/EU" recitals: [] - article_number: 47 article_title: Treatment of shareholders in bail-in or write down or conversion of capital instruments chunk_file: /brrd/chunks/brrd_t04_ch04_p3_resolution_tools_part_3.md path: "Title IV > Chapter IV > Section 5 > Subsection 3 > Article 47" applies_to_entities: - member_states - competent_authorities - european_banking_authority topics: - recovery_resolution - banking - competent_authorities - own_funds keywords: - transfer - EBA - guidelines - resolution - resolution objectives - resolution authority - competent authority - institution - conditions for resolution - resolution action - debt instruments - bail-in tool - instruments of ownership - shareholders - common equity tier 1 instruments - aggregate amount - bail-inable liabilities - relevant capital instruments - institution under resolution contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 43 paragraph: "2" - target: Article 59 - target: Article 36 - target: Article 59 paragraph: "2" - target: Article 63 paragraph: "1" - target: Article 1 paragraph: "1" - target: Article 60 - target: Article 60 paragraph: "1" - target: Article 46 - target: Article 38 paragraph: "9" external_references: - instrument_type: directive reference: "2013/36/EU" - instrument_type: directive reference: "2013/36/EU" - instrument_type: directive reference: "2014/65/EU" - instrument_type: directive reference: "2014/65/EU" - instrument_type: directive reference: "2013/36/EU" - instrument_type: directive reference: "2014/65/EU" - instrument_type: regulation reference: "1093/2010" recitals: [] - article_number: 48 article_title: Sequence of write down and conversion chunk_file: /brrd/chunks/brrd_t04_ch04_p3_resolution_tools_part_3.md path: "Title IV > Chapter IV > Section 5 > Subsection 3 > Article 48" applies_to_entities: - member_states - european_banking_authority topics: - recovery_resolution - banking - own_funds keywords: - EBA - guidelines - resolution - institution - own funds - normal insolvency proceedings - debt instruments - bail-in tool - instruments of ownership - write-down and conversion powers - additional tier 1 instruments - bail-inable liabilities - tier 2 instruments - relevant capital instruments contains: obligations: true prohibitions: true permissions: false definitions: true penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 44 paragraph: "2" - target: Article 44 paragraph: "3" - target: Article 60 paragraph: "1" - target: Article 47 paragraph: "3" - target: Article 108 paragraph: "3" - target: Article 108 - target: Article 44 - target: Article 1 paragraph: "1" external_references: - instrument_type: regulation reference: "1093/2010" - instrument_type: regulation reference: "575/2013" - instrument_type: directive reference: "2013/36/EU" recitals: [] - article_number: 49 article_title: Derivatives chunk_file: /brrd/chunks/brrd_t04_ch04_p3_resolution_tools_part_3.md path: "Title IV > Chapter IV > Section 5 > Subsection 3 > Article 49" applies_to_entities: - member_states - competent_authorities - european_banking_authority - european_commission topics: - recovery_resolution - banking - liability - valuation keywords: - liability - transaction - EBA - resolution - resolution authority - bail-in tool - derivative - write-down and conversion powers contains: obligations: true prohibitions: true permissions: false definitions: false penalties: false delegated_powers: true implementing_powers: false rts_mandate: true its_mandate: false transitional: false internal_references: - target: Article 44 paragraph: "3" - target: Article 36 external_references: - instrument_type: regulation reference: "1095/2010" - instrument_type: regulation reference: "1093/2010" - instrument_type: regulation reference: "1093/2010" recitals: [] - article_number: 50 article_title: Rate of conversion of debt to equity chunk_file: /brrd/chunks/brrd_t04_ch04_p3_resolution_tools_part_3.md path: "Title IV > Chapter IV > Section 5 > Subsection 3 > Article 50" applies_to_entities: - member_states - european_banking_authority topics: - recovery_resolution - banking keywords: - EBA - guidelines - resolution - conversion rate - affected creditor contains: obligations: true prohibitions: false permissions: true definitions: true penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 59 paragraph: "3" - target: Article 63 paragraph: "1" external_references: - instrument_type: regulation reference: "1093/2010" recitals: [] - article_number: 51 article_title: Recovery and reorganisation measures to accompany bail-in chunk_file: /brrd/chunks/brrd_t04_ch04_p3_resolution_tools_part_3.md path: "Title IV > Chapter IV > Section 5 > Subsection 3 > Article 51" applies_to_entities: - member_states topics: - recovery_resolution - banking keywords: - resolution - resolution authority - institution - bail-in tool contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 1 paragraph: "1" - target: Article 43 paragraph: "2" - target: Article 52 - target: Article 72 paragraph: "1" external_references: [] recitals: [] - article_number: 52 article_title: Business reorganisation plan chunk_file: /brrd/chunks/brrd_t04_ch04_p3_resolution_tools_part_3.md path: "Title IV > Chapter IV > Section 5 > Subsection 3 > Article 52" applies_to_entities: - member_states - competent_authorities - european_banking_authority - european_commission topics: - recovery_resolution - banking - governance keywords: - system - EBA - guidelines - notification - resolution - resolution objectives - resolution authority - competent authority - institution - management body - group - group-level resolution authority - union parent institution - union state aid framework - bail-in tool contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: true implementing_powers: false rts_mandate: true its_mandate: false transitional: false internal_references: - target: Article 1 paragraph: "1" - target: Article 43 paragraph: "2" - target: Article 72 paragraph: "1" - target: Article 7 - target: Article 8 external_references: - instrument_type: regulation reference: "1093/2010" - instrument_type: regulation reference: "1093/2010" recitals: [] - article_number: 53 article_title: Effect of bail-in chunk_file: /brrd/chunks/brrd_t04_ch04_p3_resolution_tools_part_3.md path: "Title IV > Chapter IV > Section 5 > Subsection 4 > Article 53" applies_to_entities: - member_states topics: - recovery_resolution - banking - liability - winding_up - prospectus keywords: - liability - resolution - resolution authority - institution - debt instruments - winding up - instruments of ownership - shareholders - affected creditor - institution under resolution contains: obligations: true prohibitions: true permissions: false definitions: true penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 59 paragraph: "2" - target: Article 63 paragraph: "1" external_references: [] recitals: [] - article_number: 54 article_title: Removal of procedural impediments to bail-in chunk_file: /brrd/chunks/brrd_t04_ch04_p3_resolution_tools_part_3.md path: "Title IV > Chapter IV > Section 5 > Subsection 4 > Article 54" applies_to_entities: - member_states topics: - recovery_resolution - banking - authorisation - own_funds keywords: - consent - resolution - resolution authority - institution - group - resolution action - resolution plan - bail-in tool - instruments of ownership - shareholders - common equity tier 1 instruments contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 63 paragraph: "1" - target: Article 1 paragraph: "1" - target: Article 47 paragraph: "3" external_references: [] recitals: [] - article_number: 55 article_title: Contractual recognition of bail-in chunk_file: /brrd/chunks/brrd_t04_ch04_p3_resolution_tools_part_3.md path: "Title IV > Chapter IV > Section 5 > Subsection 4 > Article 55" applies_to_entities: - member_states - european_banking_authority - european_commission topics: - recovery_resolution - banking - liability - own_funds keywords: - liability - EBA - notification - resolution - resolution authority - institution - own funds - debt instruments - bail-in tool - write-down and conversion powers - additional tier 1 instruments - eligible liabilities - tier 2 instruments contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: true implementing_powers: false rts_mandate: true its_mandate: true transitional: false internal_references: - target: Article 1 paragraph: "1" - target: Article 44 paragraph: "2" - target: Article 108 - target: Article 45 paragraph: "1" - target: Article 45c paragraph: "2" - target: Article 2 paragraph: "48" - target: Article 108 paragraph: "2" - target: Article 108 paragraph: "3" - target: Article 15 - target: Article 16 - target: Article 44 paragraph: "3" - target: Article 73 - target: Article 17 external_references: - instrument_type: regulation reference: "1093/2010" - instrument_type: regulation reference: "1093/2010" recitals: [] - article_number: 56 article_title: Government financial stabilisation tools chunk_file: /brrd/chunks/brrd_t04_ch04_p3_resolution_tools_part_3.md path: "Title IV > Chapter IV > Section 5 > Subsection 4 > Article 56" applies_to_entities: - credit_institutions - member_states - competent_authorities topics: - recovery_resolution - banking - winding_up keywords: - system - resolution - resolution authority - resolution tool - resolution power - competent authority - competent ministries - institution - extraordinary public financial support - union state aid framework - winding up contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 37 paragraph: "10" - target: Article 1 paragraph: "1" - target: Article 31 paragraph: "2" - target: Article 63 - target: Article 64 - target: Article 65 - target: Article 66 - target: Article 67 - target: Article 68 - target: Article 69 - target: Article 70 - target: Article 71 - target: Article 72 - target: Article 83 - target: Article 117 - target: Article 32 paragraph: "1" - target: Article 57 - target: Article 58 external_references: [] recitals: [] - article_number: 57 article_title: Public equity support tool chunk_file: /brrd/chunks/brrd_t04_ch04_p3_resolution_tools_part_3.md path: "Title IV > Chapter IV > Section 5 > Subsection 4 > Article 57" applies_to_entities: - member_states topics: - recovery_resolution - banking - own_funds keywords: - transfer - institution - common equity tier 1 instruments - additional tier 1 instruments - tier 2 instruments contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 1 paragraph: "1" external_references: - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 58 article_title: Temporary public ownership tool chunk_file: /brrd/chunks/brrd_t04_ch04_p3_resolution_tools_part_3.md path: "Title IV > Chapter IV > Section 5 > Subsection 4 > Article 58" applies_to_entities: - member_states topics: - recovery_resolution - banking keywords: - transfer - institution contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 1 paragraph: "1" external_references: [] recitals: [] - article_number: 59 article_title: Requirement to write down or convert relevant capital instruments and eligible liabilities chunk_file: /brrd/chunks/brrd_t04_ch05_write_down_or_conversion_of_capital_inst.md path: "Title IV > Chapter V > Article 59" applies_to_entities: - member_states - competent_authorities topics: - recovery_resolution - banking - own_funds keywords: - notification - resolution - subsidiary - parent undertaking - consolidated basis - resolution authority - competent authority - institution - group - extraordinary public financial support - consolidating supervisor - own funds - conditions for resolution - resolution action - resolution plan - own funds requirements - instruments of ownership - eligible liabilities - relevant capital instruments - appropriate authority contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 32 - target: Article 32a - target: Article 33 - target: Article 74 - target: Article 75 - target: Article 45f paragraph: "2" - target: Article 34 paragraph: "1" - target: Article 60 paragraph: "1" - target: Article 37 - target: Article 44 paragraph: "5" - target: Article 44 paragraph: "8" - target: Article 1 paragraph: "1" - target: Article 60 - target: Article 92 paragraph: "3" - target: Article 92 paragraph: "4" - target: Article 32 paragraph: "4" - target: Article 62 - target: Article 36 external_references: - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 60 article_title: Provisions concerning the write down or conversion of relevant capital instruments and eligible liabilities chunk_file: /brrd/chunks/brrd_t04_ch05_write_down_or_conversion_of_capital_inst.md path: "Title IV > Chapter V > Article 60" applies_to_entities: - european_banking_authority topics: - recovery_resolution - banking - authorisation - liability - refunds - own_funds keywords: - liability - authorisation - transfer - EBA - guidelines - resolution - parent undertaking - resolution objectives - resolution authority - resolution tool - institution - own funds - conditions for resolution - normal insolvency proceedings - instruments of ownership - common equity tier 1 instruments - additional tier 1 instruments - eligible liabilities - tier 2 instruments - relevant capital instruments contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 59 - target: Article 47 paragraph: "1" - target: Article 31 - target: Article 46 paragraph: "3" - target: Article 1 paragraph: "1" - target: Article 50 - target: Article 50 paragraph: "4" - target: Article 59 paragraph: "3" external_references: [] recitals: [] - article_number: 61 article_title: Authorities responsible for determination chunk_file: /brrd/chunks/brrd_t04_ch05_write_down_or_conversion_of_capital_inst.md path: "Title IV > Chapter V > Article 61" applies_to_entities: - member_states - competent_authorities topics: - recovery_resolution - banking - authorisation - own_funds keywords: - resolution - subsidiary - consolidated basis - resolution authority - competent authority - institution - consolidating supervisor - own funds - own funds requirements - eligible liabilities - relevant capital instruments - appropriate authority contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 59 paragraph: "3" - target: Article 59 - target: Article 32 - target: Article 1 paragraph: "1" - target: Article 45f paragraph: "1" external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: directive reference: "2013/36/EU" - instrument_type: directive reference: "2013/36/EU" recitals: [] - article_number: 62 article_title: "Consolidated application: procedure for determination" chunk_file: /brrd/chunks/brrd_t04_ch05_write_down_or_conversion_of_capital_inst.md path: "Title IV > Chapter V > Article 62" applies_to_entities: - member_states - competent_authorities topics: - recovery_resolution - banking - own_funds - funds_transfer keywords: - transfer - cross-border - notification - resolution - subsidiary - parent undertaking - consolidated basis - resolution authority - competent authority - institution - group - consolidating supervisor - own funds - own funds requirements - eligible liabilities - relevant capital instruments - appropriate authority - resolution entity - resolution group contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 59 paragraph: "3" - target: Article 45f - target: Article 45f paragraph: "2" - target: Article 45f paragraph: "1" - target: Article 1 paragraph: "1" - target: Article 27 - target: Article 92 paragraph: "3" - target: Article 92 paragraph: "4" external_references: - instrument_type: directive reference: "2013/36/EU" recitals: [] - article_number: 63 article_title: General powers chunk_file: /brrd/chunks/brrd_t04_ch06_resolution_powers.md path: "Title IV > Chapter VI > Article 63" applies_to_entities: - member_states - competent_authorities topics: - recovery_resolution - banking - information_requirements - prospectus - governance keywords: - transfer - consent - notification - resolution - resolution authority - resolution tool - resolution power - competent authority - institution - management body - senior management - conditions for resolution - resolution action - resolution plan - debt instruments - union state aid framework - bridge institution - instruments of ownership - shareholders - derivative contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 1 paragraph: "1" - target: Article 44 paragraph: "2" - target: Article 49 - target: Article 3 paragraph: "6" - target: Article 85 paragraph: "1" - target: Article 81 - target: Article 83 external_references: - instrument_type: directive reference: "2013/36/EU" - instrument_type: directive reference: "2014/65/EU" recitals: [] - article_number: 64 article_title: Ancillary powers chunk_file: /brrd/chunks/brrd_t04_ch06_resolution_powers.md path: "Title IV > Chapter VI > Article 64" applies_to_entities: - member_states topics: - recovery_resolution - banking - liability - trading_venues keywords: - liability - transfer - resolution - resolution objectives - resolution authority - resolution power - institution - resolution action - instruments of ownership - recipient - institution under resolution - regulated market contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 78 - target: Article 38 - target: Article 40 - target: Article 69 - target: Article 70 - target: Article 71 external_references: [] recitals: [] - article_number: 65 article_title: Power to require the provision of services and facilities chunk_file: /brrd/chunks/brrd_t04_ch06_resolution_powers.md path: "Title IV > Chapter VI > Article 65" applies_to_entities: - member_states - european_banking_authority topics: - recovery_resolution - banking keywords: - transfer - EBA - guidelines - resolution - institution - group - group entity - resolution action - normal insolvency proceedings - recipient - institution under resolution contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: regulation reference: "1093/2010" recitals: [] - article_number: 66 article_title: Power to enforce crisis management measures or crisis prevention measures by other Member States chunk_file: /brrd/chunks/brrd_t04_ch06_resolution_powers.md path: "Title IV > Chapter VI > Article 66" applies_to_entities: - member_states topics: - recovery_resolution - banking - liability keywords: - liability - transfer - resolution - resolution authority - institution - instruments of ownership - shareholders - bail-inable liabilities - relevant capital instruments - recipient - institution under resolution - crisis prevention measure - crisis management measure contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 59 - target: Article 85 external_references: [] recitals: [] - article_number: 67 article_title: "Power in respect of assets, rights, liabilities, shares and other instruments of ownership located in third countries" chunk_file: /brrd/chunks/brrd_t04_ch06_resolution_powers.md path: "Title IV > Chapter VI > Article 67" applies_to_entities: - member_states topics: - recovery_resolution - banking keywords: - transfer - resolution - resolution authority - institution - resolution action - instruments of ownership - recipient - institution under resolution contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 37 paragraph: "7" external_references: [] recitals: [] - article_number: 68 article_title: Exclusion of certain contractual terms in early intervention and resolution chunk_file: /brrd/chunks/brrd_t04_ch06_resolution_powers.md path: "Title IV > Chapter VI > Article 68" applies_to_entities: [] topics: - recovery_resolution - banking keywords: - security - resolution - subsidiary - parent undertaking - resolution authority - institution - group - group entity - crisis prevention measure - crisis management measure contains: obligations: true prohibitions: true permissions: false definitions: true penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 94 - target: Article 33a - target: Article 1 paragraph: "1" - target: Article 69 - target: Article 71 paragraph: "1" external_references: - instrument_type: directive reference: "98/26/EC" - instrument_type: regulation reference: "593/2008" recitals: [] - article_number: 69 article_title: Power to suspend certain obligations chunk_file: /brrd/chunks/brrd_t04_ch06_resolution_powers.md path: "Title IV > Chapter VI > Article 69" applies_to_entities: - credit_institutions - member_states topics: - recovery_resolution - banking - authorisation - deposit_guarantee keywords: - access - system - resolution - resolution authority - institution - business day - institution under resolution - covered deposits - eligible deposits - depositor - "micro, small and medium-sized enterprises" contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 83 paragraph: "4" external_references: - instrument_type: directive reference: "98/26/EC" - instrument_type: regulation reference: "648/2012" - instrument_type: directive reference: "2014/49/EU" recitals: [] - article_number: 70 article_title: Power to restrict the enforcement of security interests chunk_file: /brrd/chunks/brrd_t04_ch06_resolution_powers.md path: "Title IV > Chapter VI > Article 70" applies_to_entities: - credit_institutions - member_states topics: - recovery_resolution - banking - authorisation keywords: - security - system - resolution - resolution authority - institution - group - resolution action - business day - institution under resolution contains: obligations: true prohibitions: true permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 83 paragraph: "4" - target: Article 80 external_references: - instrument_type: directive reference: "98/26/EC" - instrument_type: regulation reference: "648/2012" - instrument_type: regulation reference: "648/2012" recitals: [] - article_number: 71 article_title: Power to temporarily suspend termination rights chunk_file: /brrd/chunks/brrd_t04_ch06_resolution_powers.md path: "Title IV > Chapter VI > Article 71" applies_to_entities: - credit_institutions - member_states - competent_authorities - european_banking_authority - european_commission topics: - recovery_resolution - banking - authorisation keywords: - transfer - system - EBA - resolution - subsidiary - resolution authority - competent authority - institution - bail-in tool - recipient - business day - termination right - institution under resolution - financial contracts contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: true implementing_powers: false rts_mandate: true its_mandate: false transitional: false internal_references: - target: Article 83 paragraph: "4" - target: Article 43 paragraph: "2" - target: Article 68 - target: Article 1 paragraph: "1" external_references: - instrument_type: directive reference: "98/26/EC" - instrument_type: regulation reference: "648/2012" - instrument_type: regulation reference: "648/2012" - instrument_type: regulation reference: "648/2012" - instrument_type: regulation reference: "1093/2010" - instrument_type: regulation reference: "1093/2010" recitals: [] - article_number: 71a article_title: Contractual recognition of resolution stay powers chunk_file: /brrd/chunks/brrd_t04_ch06_resolution_powers.md path: "Title IV > Chapter VI > Article 71a" applies_to_entities: - credit_institutions - member_states - european_banking_authority - european_commission - financial_entities topics: - recovery_resolution - banking keywords: - security - EBA - resolution - credit institution - investment firm - financial institution - parent undertaking - resolution authority - institution - termination right - union parent undertaking - financial contracts contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: true implementing_powers: false rts_mandate: true its_mandate: false transitional: true internal_references: - target: Article 1 paragraph: "1" - target: Article 33a - target: Article 69 - target: Article 70 - target: Article 68 - target: Article 71 external_references: - instrument_type: regulation reference: "1093/2010" - instrument_type: regulation reference: "1093/2010" recitals: [] - article_number: 72 article_title: Exercise of the resolution powers chunk_file: /brrd/chunks/brrd_t04_ch06_resolution_powers.md path: "Title IV > Chapter VI > Article 72" applies_to_entities: - member_states topics: - recovery_resolution - banking - governance keywords: - cross-border - resolution - resolution objectives - resolution authority - resolution power - institution - management body - group - cross-border group - resolution action - instruments of ownership - shareholders - institution under resolution contains: obligations: true prohibitions: true permissions: true definitions: true penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 85 paragraph: "1" external_references: [] recitals: [] - article_number: 73 article_title: Treatment of shareholders and creditors in the case of partial transfers and application of the bail-in tool chunk_file: /brrd/chunks/brrd_t04_ch07_safeguards.md path: "Title IV > Chapter VII > Article 73" applies_to_entities: - member_states topics: - recovery_resolution - banking keywords: - transfer - resolution - resolution tool - institution - normal insolvency proceedings - bail-in tool - shareholders - institution under resolution contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 75 - target: Article 82 external_references: [] recitals: [] - article_number: 74 article_title: Valuation of difference in treatment chunk_file: /brrd/chunks/brrd_t04_ch07_safeguards.md path: "Title IV > Chapter VII > Article 74" applies_to_entities: - member_states - european_banking_authority - european_commission topics: - recovery_resolution - banking - deposit_guarantee keywords: - scheme - EBA - resolution - institution - extraordinary public financial support - resolution action - normal insolvency proceedings - shareholders - deposit guarantee scheme - institution under resolution contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: true implementing_powers: false rts_mandate: true its_mandate: false transitional: false internal_references: - target: Article 73 - target: Article 36 - target: Article 82 external_references: - instrument_type: regulation reference: "1093/2010" - instrument_type: regulation reference: "1093/2010" recitals: [] - article_number: 75 article_title: Safeguard for shareholders and creditors chunk_file: /brrd/chunks/brrd_t04_ch07_safeguards.md path: "Title IV > Chapter VII > Article 75" applies_to_entities: - member_states topics: - recovery_resolution - banking - winding_up - deposit_guarantee keywords: - scheme - resolution - normal insolvency proceedings - winding up - shareholders - deposit guarantee scheme contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 74 - target: Article 73 - target: Article 109 paragraph: "1" external_references: [] recitals: [] - article_number: 76 article_title: Safeguard for counterparties in partial transfers chunk_file: /brrd/chunks/brrd_t04_ch07_safeguards.md path: "Title IV > Chapter VII > Article 76" applies_to_entities: - member_states topics: - recovery_resolution - banking keywords: - transfer - security - agent - resolution - resolution authority - resolution tool - institution - asset management vehicle - bridge institution - institution under resolution - covered bond - title transfer financial collateral arrangement - netting arrangement - set-off arrangement contains: obligations: true prohibitions: false permissions: false definitions: true penalties: false delegated_powers: true implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 64 paragraph: "1" - target: Article 77 - target: Article 78 - target: Article 79 - target: Article 80 - target: Article 68 - target: Article 69 - target: Article 70 - target: Article 71 - target: Article 115 external_references: [] recitals: [] - article_number: 77 article_title: "Protection for financial collateral, set off and netting agreements" chunk_file: /brrd/chunks/brrd_t04_ch07_safeguards.md path: "Title IV > Chapter VII > Article 77" applies_to_entities: - member_states topics: - recovery_resolution - banking - deposit_guarantee keywords: - transfer - resolution - resolution authority - institution - institution under resolution - covered deposits - title transfer financial collateral arrangement - netting arrangement - set-off arrangement contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: [] recitals: [] - article_number: 78 article_title: Protection for security arrangements chunk_file: /brrd/chunks/brrd_t04_ch07_safeguards.md path: "Title IV > Chapter VII > Article 78" applies_to_entities: - member_states topics: - recovery_resolution - banking - liability - deposit_guarantee keywords: - liability - transfer - security - resolution - resolution authority - secured liability - covered deposits contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: [] recitals: [] - article_number: 79 article_title: Protection for structured finance arrangements and covered bonds chunk_file: /brrd/chunks/brrd_t04_ch07_safeguards.md path: "Title IV > Chapter VII > Article 79" applies_to_entities: - member_states topics: - recovery_resolution - banking - deposit_guarantee keywords: - transfer - resolution - resolution authority - institution - institution under resolution - covered deposits - covered bond contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 76 paragraph: "2" external_references: [] recitals: [] - article_number: 80 article_title: "Partial transfers: protection of trading, clearing and settlement systems" chunk_file: /brrd/chunks/brrd_t04_ch07_safeguards.md path: "Title IV > Chapter VII > Article 80" applies_to_entities: - member_states topics: - recovery_resolution - banking - payment_systems keywords: - transfer - security - settlement - clearing - system - resolution - resolution authority - resolution tool - institution - recipient - institution under resolution contains: obligations: true prohibitions: true permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 64 external_references: - instrument_type: directive reference: "98/26" - instrument_type: directive reference: "98/26/EC" recitals: [] - article_number: 81 article_title: Notification requirements chunk_file: /brrd/chunks/brrd_t04_ch08_procedural_obligations.md path: "Title IV > Chapter VIII > Article 81" applies_to_entities: - credit_institutions - member_states - competent_authorities topics: - recovery_resolution - banking - competent_authorities - governance - deposit_guarantee keywords: - supervision - branch - scheme - notification - resolution - credit institution - consolidated basis - resolution authority - competent authority - institution - management body - group - consolidating supervisor - group-level resolution authority - deposit guarantee scheme - crisis prevention measure contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 1 paragraph: "1" - target: Article 32 paragraph: "4" - target: Article 32 paragraph: "1" - target: Article 1 external_references: - instrument_type: directive reference: "2013/36/EU" - instrument_type: directive reference: "2013/36/EU" recitals: [] - article_number: 82 article_title: Decision of the resolution authority chunk_file: /brrd/chunks/brrd_t04_ch08_procedural_obligations.md path: "Title IV > Chapter VIII > Article 82" applies_to_entities: - competent_authorities - european_banking_authority - european_commission topics: - recovery_resolution - banking - winding_up keywords: - EBA - notification - resolution - resolution authority - competent authority - institution - conditions for resolution - resolution action - normal insolvency proceedings - winding up contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: true implementing_powers: false rts_mandate: true its_mandate: false transitional: false internal_references: - target: Article 81 - target: Article 32 paragraph: "1" - target: Article 33 - target: Article 1 paragraph: "1" - target: Article 37 paragraph: "9" - target: Article 81 paragraph: "1" - target: Article 81 paragraph: "2" - target: Article 81 paragraph: "3" - target: Article 83 external_references: - instrument_type: regulation reference: "1093/2010" - instrument_type: regulation reference: "1093/2010" recitals: [] - article_number: 83 article_title: Procedural obligations of resolution authorities chunk_file: /brrd/chunks/brrd_t04_ch08_procedural_obligations.md path: "Title IV > Chapter VIII > Article 83" applies_to_entities: - credit_institutions - member_states - competent_authorities - european_commission - european_central_bank topics: - recovery_resolution - banking - trading_venues - deposit_guarantee keywords: - supervision - data - branch - system - scheme - EBA - notification - resolution - credit institution - consolidated basis - resolution authority - competent authority - institution - group - consolidating supervisor - resolution action - group-level resolution authority - debt instruments - instruments of ownership - shareholders contains: obligations: true prohibitions: false permissions: false definitions: true penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 69 - target: Article 70 - target: Article 71 external_references: - instrument_type: directive reference: "2013/36/EU" - instrument_type: regulation reference: "1094/2010" - instrument_type: directive reference: "98/26/EC" recitals: [] - article_number: 84 article_title: Confidentiality chunk_file: /brrd/chunks/brrd_t04_ch08_procedural_obligations.md path: "Title IV > Chapter VIII > Article 84" applies_to_entities: - credit_institutions - member_states - competent_authorities - european_banking_authority - payment_systems topics: - recovery_resolution - banking - authorisation - liability - enforcement - insurance - governance - deposit_guarantee keywords: - liability - supervision - consent - system - scheme - EBA - guidelines - resolution - resolution authority - competent authority - competent ministries - institution - management body - senior management - resolution action - resolution plan - normal insolvency proceedings - asset management vehicle - sale of business tool - bridge institution contains: obligations: true prohibitions: true permissions: true definitions: false penalties: true delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 1 paragraph: "1" - target: Article 5 - target: Article 7 - target: Article 10 - target: Article 11 - target: Article 12 - target: Article 6 - target: Article 8 - target: Article 15 - target: Article 98 external_references: - instrument_type: regulation reference: "1093/2010" recitals: [] - article_number: 85 article_title: Ex-ante judicial approval and rights to challenge decisions chunk_file: /brrd/chunks/brrd_t04_ch09_right_of_appeal_and_exclusion_of_other_a.md path: "Title IV > Chapter IX > Article 85" applies_to_entities: - member_states topics: - recovery_resolution - banking keywords: - transaction - resolution - resolution authority - resolution tool - resolution power - institution - instruments of ownership - institution under resolution - crisis prevention measure - crisis management measure contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: [] recitals: [] - article_number: 86 article_title: Restrictions on other proceedings chunk_file: /brrd/chunks/brrd_t04_ch09_right_of_appeal_and_exclusion_of_other_a.md path: "Title IV > Chapter IX > Article 86" applies_to_entities: - member_states - competent_authorities topics: - recovery_resolution - banking keywords: - security - consent - notification - resolution - resolution authority - resolution tool - institution - conditions for resolution - resolution action - normal insolvency proceedings - institution under resolution contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 82 paragraph: "2" - target: Article 1 paragraph: "1" - target: Article 83 paragraph: "4" - target: Article 83 paragraph: "5" - target: Article 70 external_references: [] recitals: [] - article_number: 87 article_title: General principles regarding decision-making involving more than one Member State chunk_file: /brrd/chunks/brrd_t05_cross_border_group_resolution.md path: "Title V > Article 87" applies_to_entities: - member_states - competent_authorities topics: - recovery_resolution - banking - deposit_guarantee keywords: - branch - scheme - resolution - subsidiary - parent undertaking - resolution objectives - significant branch - resolution action - resolution plan - deposit guarantee scheme - union parent undertaking - investor contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 13 external_references: [] recitals: [] - article_number: 88 article_title: Resolution colleges chunk_file: /brrd/chunks/brrd_t05_cross_border_group_resolution.md path: "Title V > Article 88" applies_to_entities: - credit_institutions - member_states - competent_authorities - european_banking_authority - european_commission topics: - recovery_resolution - banking - supervision - deposit_guarantee keywords: - supervision - branch - cross-border - scheme - EBA - resolution - subsidiary - parent undertaking - resolution authority - competent authority - competent ministries - institution - group - cross-border group - group entity - significant branch - consolidating supervisor - resolution plan - group resolution - group resolution plan contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: true implementing_powers: false rts_mandate: true its_mandate: false transitional: false internal_references: - target: Article 89 - target: Article 12 - target: Article 13 - target: Article 16 - target: Article 18 - target: Article 91 - target: Article 1 paragraph: "1" - target: Article 98 - target: Article 90 external_references: - instrument_type: regulation reference: "1093/2010" - instrument_type: regulation reference: "1093/2010" recitals: [] - article_number: 89 article_title: European resolution colleges chunk_file: /brrd/chunks/brrd_t05_cross_border_group_resolution.md path: "Title V > Article 89" applies_to_entities: - member_states topics: - recovery_resolution - banking - financial_statements keywords: - branch - resolution - subsidiary - parent undertaking - consolidated basis - resolution authority - institution - group - significant branch - resolution college - union subsidiary - union parent undertaking - third-country institution - third-country parent undertaking - union branch contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 88 - target: Article 45f paragraph: "1" - target: Article 45f paragraph: "2" - target: Article 90 external_references: [] recitals: [] - article_number: 90 article_title: Information exchange chunk_file: /brrd/chunks/brrd_t05_cross_border_group_resolution.md path: "Title V > Article 90" applies_to_entities: - member_states - competent_authorities topics: - recovery_resolution - banking - competent_authorities keywords: - consent - notification - resolution - resolution authority - group - group-level resolution authority contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 84 - target: Article 88 paragraph: "1" external_references: [] recitals: [] - article_number: 91 article_title: Group resolution involving a subsidiary of the group chunk_file: /brrd/chunks/brrd_t05_cross_border_group_resolution.md path: "Title V > Article 91" applies_to_entities: - member_states - european_banking_authority topics: - recovery_resolution - banking keywords: - consent - scheme - EBA - notification - resolution - subsidiary - parent undertaking - resolution objectives - resolution authority - institution - group - group entity - consolidating supervisor - conditions for resolution - resolution action - resolution plan - group resolution - group resolution plan - group-level resolution authority - group resolution scheme contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 1 paragraph: "1" - target: Article 32 - target: Article 13 - target: Article 31 - target: Article 34 - target: Article 12 paragraph: "3" - target: Article 107 external_references: - instrument_type: regulation reference: "1093/2010" - instrument_type: regulation reference: "1093/2010" recitals: [] - article_number: 92 article_title: Group resolution chunk_file: /brrd/chunks/brrd_t05_cross_border_group_resolution.md path: "Title V > Article 92" applies_to_entities: - member_states - european_banking_authority topics: - recovery_resolution - banking keywords: - scheme - EBA - resolution - parent undertaking - resolution objectives - resolution authority - institution - group - group entity - consolidating supervisor - resolution action - resolution plan - group resolution - group-level resolution authority - group resolution scheme - resolution college - union parent undertaking contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 32 - target: Article 91 paragraph: "1" - target: Article 91 paragraph: "6" - target: Article 13 - target: Article 1 paragraph: "1" external_references: - instrument_type: regulation reference: "1093/2010" - instrument_type: regulation reference: "1093/2010" recitals: [] - article_number: 93 article_title: Agreements with third countries chunk_file: /brrd/chunks/brrd_t06_relations_with_third_countries.md path: "Title VI > Article 93" applies_to_entities: - member_states - european_commission - financial_entities topics: - recovery_resolution - banking keywords: - branch - resolution - financial institution - subsidiary - parent undertaking - institution - significant branch contains: obligations: true prohibitions: true permissions: true definitions: true penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: true internal_references: - target: Article 97 external_references: [] recitals: [] - article_number: 94 article_title: Recognition and enforcement of third-country resolution proceedings chunk_file: /brrd/chunks/brrd_t06_relations_with_third_countries.md path: "Title VI > Article 94" applies_to_entities: - member_states topics: - recovery_resolution - banking keywords: - transfer - branch - resolution - subsidiary - parent undertaking - resolution authority - resolution power - institution - group - conditions for resolution - resolution action - resolution college - normal insolvency proceedings - instruments of ownership - union subsidiary - third-country institution - third-country resolution proceedings - union branch - relevant third-country authority contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: true internal_references: - target: Article 93 paragraph: "1" - target: Article 89 - target: Article 95 - target: Article 69 - target: Article 68 external_references: [] recitals: [] - article_number: 95 article_title: Right to refuse recognition or enforcement of third-country resolution proceedings chunk_file: /brrd/chunks/brrd_t06_relations_with_third_countries.md path: "Title VI > Article 95" applies_to_entities: - member_states topics: - recovery_resolution - banking keywords: - branch - resolution - resolution objectives - resolution authority - resolution action - resolution college - third-country resolution proceedings - union branch - depositor contains: obligations: false prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 89 - target: Article 94 paragraph: "2" - target: Article 96 external_references: [] recitals: [] - article_number: 96 article_title: Resolution of Union branches chunk_file: /brrd/chunks/brrd_t06_relations_with_third_countries.md path: "Title VI > Article 96" applies_to_entities: - member_states topics: - recovery_resolution - banking - authorisation keywords: - authorisation - branch - resolution - resolution objectives - resolution authority - resolution tool - institution - third-country institution - third-country resolution proceedings - union branch - relevant third-country authority contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 95 - target: Article 68 - target: Article 34 external_references: [] recitals: [] - article_number: 97 article_title: Cooperation with third-country authorities chunk_file: /brrd/chunks/brrd_t06_relations_with_third_countries.md path: "Title VI > Article 97" applies_to_entities: - member_states - competent_authorities - european_banking_authority topics: - recovery_resolution - banking keywords: - branch - EBA - resolution - subsidiary - parent undertaking - resolution tool - resolution power - institution - group - significant branch - resolution action - resolution plan - union subsidiary - third-country institution - union branch contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: true internal_references: - target: Article 93 paragraph: "1" - target: Article 1 paragraph: "1" - target: Article 10 - target: Article 11 - target: Article 12 - target: Article 13 - target: Article 15 - target: Article 16 - target: Article 17 - target: Article 18 - target: Article 27 - target: Article 94 - target: Article 96 external_references: - instrument_type: regulation reference: "1093/2010" recitals: [] - article_number: 98 article_title: Exchange of confidential information chunk_file: /brrd/chunks/brrd_t06_relations_with_third_countries.md path: "Title VI > Article 98" applies_to_entities: - member_states - competent_authorities topics: - recovery_resolution - banking - data_protection keywords: - data - resolution - competent ministries - recovery plan contains: obligations: true prohibitions: true permissions: false definitions: true penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 84 external_references: [] recitals: [] - article_number: 99 article_title: European system of financing arrangements chunk_file: /brrd/chunks/brrd_t07_financing_arrangements.md path: "Title VII > Article 99" applies_to_entities: [] topics: - recovery_resolution - banking keywords: - system - resolution - group - group resolution contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 100 - target: Article 106 - target: Article 107 external_references: [] recitals: [] - article_number: 100 article_title: Requirement to establish resolution financing arrangements chunk_file: /brrd/chunks/brrd_t07_financing_arrangements.md path: "Title VII > Article 100" applies_to_entities: - member_states - european_commission topics: - recovery_resolution - banking - authorisation - deposit_guarantee keywords: - system - scheme - resolution - resolution objectives - resolution authority - resolution tool - institution - deposit guarantee scheme contains: obligations: true prohibitions: true permissions: true definitions: true penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 31 - target: Article 34 - target: Article 103 - target: Article 102 - target: Article 104 - target: Article 105 - target: Article 101 paragraph: "1" - target: Article 103 paragraph: "7" - target: Article 101 - target: Article 99 - target: Article 100 - target: Article 103 paragraph: "1" - target: Article 106 - target: Article 107 - target: Article 108 - target: Article 109 external_references: [] recitals: [] - article_number: 101 article_title: Use of the resolution financing arrangements chunk_file: /brrd/chunks/brrd_t07_financing_arrangements.md path: "Title VII > Article 101" applies_to_entities: [] topics: - recovery_resolution - banking keywords: - resolution - resolution authority - resolution tool - institution - asset management vehicle - bail-in tool - sale of business tool - bridge institution - shareholders - institution under resolution contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 100 - target: Article 75 - target: Article 44 paragraph: "3" - target: Article 106 - target: Article 1 paragraph: "1" - target: Article 44 external_references: [] recitals: [] - article_number: 102 article_title: Target level chunk_file: /brrd/chunks/brrd_t07_financing_arrangements.md path: "Title VII > Article 102" applies_to_entities: - member_states - european_banking_authority - european_commission topics: - recovery_resolution - banking - authorisation - deposit_guarantee keywords: - EBA - resolution - institution - covered deposits contains: obligations: true prohibitions: false permissions: true definitions: true penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 103 external_references: - instrument_type: directive reference: "2014/49/EU" recitals: [] - article_number: 103 article_title: Ex-ante contributions chunk_file: /brrd/chunks/brrd_t07_financing_arrangements.md path: "Title VII > Article 103" applies_to_entities: - member_states topics: - recovery_resolution - banking - authorisation - own_funds - financial_statements - deposit_guarantee keywords: - third party - branch - system - reporting - resolution - ips - institution - extraordinary public financial support - own funds - bridge institution - institution under resolution - union branch - covered deposits contains: obligations: true prohibitions: true permissions: true definitions: true penalties: false delegated_powers: true implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 102 - target: Article 101 paragraph: "1" - target: Article 37 - target: Article 38 - target: Article 40 - target: Article 41 - target: Article 42 - target: Article 115 external_references: [] recitals: [] - article_number: 104 article_title: Extraordinary ex-post contributions chunk_file: /brrd/chunks/brrd_t07_financing_arrangements.md path: "Title VII > Article 104" applies_to_entities: - member_states topics: - recovery_resolution - banking - authorisation keywords: - resolution - resolution authority - institution contains: obligations: true prohibitions: true permissions: true definitions: true penalties: false delegated_powers: true implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 103 paragraph: "2" - target: Article 103 - target: Article 103 paragraph: "4" - target: Article 115 external_references: [] recitals: [] - article_number: 105 article_title: Alternative funding means chunk_file: /brrd/chunks/brrd_t07_financing_arrangements.md path: "Title VII > Article 105" applies_to_entities: - member_states - financial_entities topics: - recovery_resolution - banking keywords: - access - financial institution - institution contains: obligations: true prohibitions: false permissions: false definitions: true penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 103 - target: Article 104 external_references: [] recitals: [] - article_number: 106 article_title: Borrowing between financing arrangements chunk_file: /brrd/chunks/brrd_t07_financing_arrangements.md path: "Title VII > Article 106" applies_to_entities: - member_states topics: - recovery_resolution - banking - deposit_guarantee keywords: - access - consent - resolution - covered deposits contains: obligations: true prohibitions: false permissions: true definitions: true penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 103 - target: Article 104 - target: Article 105 external_references: [] recitals: [] - article_number: 107 article_title: Mutualisation of national financing arrangements in the case of a group resolution chunk_file: /brrd/chunks/brrd_t07_financing_arrangements.md path: "Title VII > Article 107" applies_to_entities: - member_states - competent_authorities - financial_entities topics: - recovery_resolution - banking - deposit_guarantee keywords: - supervision - scheme - resolution - financial institution - resolution authority - resolution tool - institution - group - group entity - resolution action - resolution plan - group resolution - group resolution plan - group-level resolution authority - group resolution scheme - shareholders - deposit guarantee scheme - group financing arrangement contains: obligations: true prohibitions: false permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 91 - target: Article 92 - target: Article 36 - target: Article 109 paragraph: "1" - target: Article 105 - target: Article 12 paragraph: "3" - target: Article 1 paragraph: "1" external_references: [] recitals: [] - article_number: 108 article_title: Ranking in insolvency hierarchy chunk_file: /brrd/chunks/brrd_t07_financing_arrangements.md path: "Title VII > Article 108" applies_to_entities: - member_states topics: - recovery_resolution - banking - prospectus - deposit_guarantee keywords: - branch - scheme - institution - normal insolvency proceedings - debt instruments - derivative - deposit guarantee scheme - covered deposits - eligible deposits - depositor - "micro, small and medium-sized enterprises" contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: true internal_references: - target: Article 1 paragraph: "1" - target: Article 48 paragraph: "1" external_references: - instrument_type: directive reference: "2014/49/EU" recitals: [] - article_number: 109 article_title: Use of deposit guarantee schemes in the context of resolution chunk_file: /brrd/chunks/brrd_t07_financing_arrangements.md path: "Title VII > Article 109" applies_to_entities: - member_states topics: - recovery_resolution - banking - liability - winding_up - deposit_guarantee keywords: - liability - transfer - access - scheme - resolution - resolution tool - institution - resolution action - normal insolvency proceedings - winding up - bail-in tool - sale of business tool - bridge institution - bridge institution tool - deposit guarantee scheme - institution under resolution - covered deposits - eligible deposits - depositor contains: obligations: true prohibitions: true permissions: true definitions: true penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 46 paragraph: "1" - target: Article 74 - target: Article 75 - target: Article 36 external_references: - instrument_type: directive reference: "2014/49" - instrument_type: directive reference: "2014/49/EU" - instrument_type: directive reference: "2014/49/EU" recitals: [] - article_number: 110 article_title: Administrative penalties and other administrative measures chunk_file: /brrd/chunks/brrd_t08_penalties.md path: "Title VIII > Article 110" applies_to_entities: - member_states - competent_authorities - european_commission - financial_entities topics: - recovery_resolution - banking - enforcement - sanctions - competent_authorities - governance keywords: - cross-border - resolution - financial institution - parent undertaking - institution - management body - union parent undertaking contains: obligations: true prohibitions: false permissions: false definitions: false penalties: true delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: [] recitals: [] - article_number: 111 article_title: Specific provisions chunk_file: /brrd/chunks/brrd_t08_penalties.md path: "Title VIII > Article 111" applies_to_entities: - member_states - competent_authorities - financial_entities topics: - recovery_resolution - banking - enforcement - sanctions - governance keywords: - resolution - financial institution - subsidiary - parent undertaking - competent authority - institution - management body - senior management - group - recovery plan - group recovery plan - resolution plan - union parent undertaking contains: obligations: true prohibitions: false permissions: false definitions: false penalties: true delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 5 - target: Article 25 - target: Article 11 - target: Article 1 paragraph: "1" - target: Article 81 paragraph: "1" external_references: [] recitals: [] - article_number: 112 article_title: Publication of administrative penalties chunk_file: /brrd/chunks/brrd_t08_penalties.md path: "Title VIII > Article 112" applies_to_entities: - member_states - competent_authorities - european_banking_authority - european_commission topics: - recovery_resolution - banking - enforcement - sanctions - liability - data_protection - competent_authorities keywords: - penalty - data - EBA - resolution - resolution authority - competent authority - institution contains: obligations: true prohibitions: false permissions: true definitions: false penalties: true delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 1 paragraph: "1" external_references: [] recitals: [] - article_number: 113 article_title: Maintenance of central database by EBA chunk_file: /brrd/chunks/brrd_t08_penalties.md path: "Title VIII > Article 113" applies_to_entities: - member_states - competent_authorities - european_banking_authority topics: - recovery_resolution - banking - enforcement - sanctions - competent_authorities keywords: - data - access - EBA - resolution - resolution authority - competent authority contains: obligations: true prohibitions: false permissions: false definitions: false penalties: true delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 84 - target: Article 111 - target: Article 112 external_references: [] recitals: [] - article_number: 114 article_title: Effective application of penalties and exercise of powers to impose penalties by competent authorities and resolution authorities chunk_file: /brrd/chunks/brrd_t08_penalties.md path: "Title VIII > Article 114" applies_to_entities: - member_states - competent_authorities topics: - recovery_resolution - banking - enforcement - sanctions keywords: - system - resolution - resolution authority - competent authority contains: obligations: true prohibitions: false permissions: false definitions: false penalties: true delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: [] recitals: [] - article_number: 115 article_title: Exercise of the delegation chunk_file: /brrd/chunks/brrd_t09_powers_of_execution.md path: "Title IX > Article 115" deletions: - celex: "32017L1132" act: Directive (EU) 2017/1132 instrument_id: null position: after marker: M1 applies_to_entities: - european_commission topics: - recovery_resolution - banking - execution - payment_processing keywords: - notification contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: true implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 2 - target: Article 44 paragraph: "11" - target: Article 76 paragraph: "4" - target: Article 103 paragraph: "7" - target: Article 103 paragraph: "8" - target: Article 104 paragraph: "4" external_references: [] recitals: [] - article_number: 117 article_title: Amendments to Directive 2001/24/EC chunk_file: /brrd/chunks/brrd_t10_amendments_to_directives_82_891_eec_2001.md path: "Title X > Article 117" applies_to_entities: - credit_institutions - member_states - competent_authorities - financial_entities topics: - recovery_resolution - banking - amendments - winding_up - trading_venues keywords: - supervision - branch - resolution - credit institution - investment firm - financial institution - parent undertaking - resolution authority - resolution tool - resolution power - competent authority - institution - regulated market contains: obligations: true prohibitions: true permissions: false definitions: true penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 2 paragraph: "1" external_references: - instrument_type: regulation reference: "575/2013" - instrument_type: directive reference: "2014/59" - instrument_type: directive reference: "2014/59/EU" - instrument_type: directive reference: "2014/59/EU" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: directive reference: "2014/65/EU" - instrument_type: directive reference: "2014/59/EU" recitals: [] - article_number: 118 article_title: Amendment to Directive 2002/47/EC chunk_file: /brrd/chunks/brrd_t10_amendments_to_directives_82_891_eec_2001.md path: "Title X > Article 118" applies_to_entities: - member_states topics: - recovery_resolution - banking - amendments keywords: - security - resolution contains: obligations: true prohibitions: true permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: directive reference: "2014/59/EU" - instrument_type: directive reference: "2008/48/EC" recitals: [] - article_number: 119 article_title: Amendment to Directive 2004/25/EC chunk_file: /brrd/chunks/brrd_t10_amendments_to_directives_82_891_eec_2001.md path: "Title X > Article 119" deletions: - celex: "32017L1132" act: Directive (EU) 2017/1132 instrument_id: null position: after marker: M1 applies_to_entities: - member_states topics: - recovery_resolution - banking - amendments keywords: - resolution - resolution tool contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: directive reference: "2014/59/EU" recitals: [] - article_number: 121 article_title: Amendments to Directive 2007/36/EC chunk_file: /brrd/chunks/brrd_t10_amendments_to_directives_82_891_eec_2001.md path: "Title X > Article 121" deletions: - celex: "32017L1132" act: Directive (EU) 2017/1132 instrument_id: null position: after marker: M1 applies_to_entities: - member_states topics: - recovery_resolution - banking - amendments keywords: - resolution - resolution tool - conditions for resolution contains: obligations: true prohibitions: true permissions: true definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 27 external_references: - instrument_type: directive reference: "2014/59/EU" - instrument_type: directive reference: "2014/59" recitals: [] - article_number: 124 article_title: Amendment to Directive 2013/36/EU chunk_file: /brrd/chunks/brrd_t10_amendments_to_directives_82_891_eec_2001.md path: "Title X > Article 124" applies_to_entities: [] topics: - recovery_resolution - banking - amendments keywords: [] contains: obligations: false prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: directive reference: "2013/36/EU" - instrument_type: directive reference: "2013/36/EU" recitals: [] - article_number: 125 article_title: Amendment to Regulation (EU) No 1093/2010 chunk_file: /brrd/chunks/brrd_t10_amendments_to_directives_82_891_eec_2001.md path: "Title X > Article 125" applies_to_entities: - member_states - competent_authorities - financial_entities topics: - recovery_resolution - banking - amendments keywords: - resolution - financial institution - resolution authority - competent authority - institution contains: obligations: true prohibitions: false permissions: true definitions: true penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: regulation reference: "1093/2010" - instrument_type: regulation reference: "575/2013" - instrument_type: regulation reference: "575/2013" - instrument_type: directive reference: "2007/64/EC" - instrument_type: directive reference: "2009/110/EC" - instrument_type: directive reference: "2002/65/EC" - instrument_type: directive reference: "2005/60/EC" - instrument_type: directive reference: "2014/49/EU" - instrument_type: directive reference: "2014/59/EU" recitals: [] - article_number: 126 article_title: Amendment to Regulation (EU) No 648/2012 chunk_file: /brrd/chunks/brrd_t10_amendments_to_directives_82_891_eec_2001.md path: "Title X > Article 126" applies_to_entities: [] topics: - recovery_resolution - banking - amendments keywords: - resolution contains: obligations: false prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: - instrument_type: regulation reference: "648/2012" - instrument_type: directive reference: "2014/59/EU" - instrument_type: regulation reference: "648/2012" recitals: [] - article_number: 127 article_title: EBA Resolution Committee chunk_file: /brrd/chunks/brrd_t11_final_provisions.md path: "Title XI > Article 127" applies_to_entities: - member_states - competent_authorities - european_banking_authority - financial_entities topics: - recovery_resolution - banking - final_provisions keywords: - EBA - resolution - financial institution - institution - resolution plan contains: obligations: true prohibitions: false permissions: false definitions: true penalties: false delegated_powers: false implementing_powers: false rts_mandate: true its_mandate: true transitional: false internal_references: - target: Article 3 external_references: - instrument_type: regulation reference: "1093/2010" - instrument_type: regulation reference: "1093/2010" - instrument_type: regulation reference: "1093/2010" - instrument_type: regulation reference: "1094/2010" - instrument_type: regulation reference: "1095/2010" recitals: [] - article_number: 128 article_title: Cooperation and information exchange among institutions and authorities chunk_file: /brrd/chunks/brrd_t11_final_provisions.md path: "Title XI > Article 128" applies_to_entities: - credit_institutions - competent_authorities - european_banking_authority - european_commission - european_central_bank topics: - recovery_resolution - banking - final_provisions - data_protection keywords: - data - system - EBA - resolution - institution contains: obligations: true prohibitions: false permissions: false definitions: true penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 84 external_references: - instrument_type: regulation reference: "1093/2010" recitals: [] - article_number: 128a article_title: Accessibility of information on the European single access point chunk_file: /brrd/chunks/brrd_t11_final_provisions.md path: "Title XI > Article 128a" applies_to_entities: - member_states - competent_authorities - european_banking_authority - european_commission topics: - recovery_resolution - banking - final_provisions - data_protection keywords: - data - access - EBA - guidelines - resolution - resolution authority - competent authority - institution contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: true implementing_powers: false rts_mandate: false its_mandate: true transitional: false internal_references: - target: Article 26 paragraph: "1" - target: Article 45i paragraph: "3" - target: Article 29 - target: Article 112 - target: Article 33a - target: Article 35 - target: Article 83 external_references: - instrument_type: regulation reference: "1093/2010" recitals: [] - article_number: 129 article_title: Review chunk_file: /brrd/chunks/brrd_t11_final_provisions.md path: "Title XI > Article 129" applies_to_entities: - european_banking_authority - european_commission topics: - recovery_resolution - banking - final_provisions - own_funds keywords: - EBA - resolution - consolidated basis - group - own funds - resolution plan - normal insolvency proceedings - eligible liabilities - resolution entity contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: - target: Article 4 paragraph: "7" - target: Article 45 paragraph: "19" - target: Article 13 - target: Article 18 - target: Article 45 external_references: - instrument_type: regulation reference: "575/2013" recitals: [] - article_number: 130 article_title: Transposition chunk_file: /brrd/chunks/brrd_t11_final_provisions.md path: "Title XI > Article 130" applies_to_entities: - member_states - european_banking_authority - european_commission topics: - recovery_resolution - banking - final_provisions keywords: - EBA contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: [] recitals: [] - article_number: 131 article_title: Entry into force chunk_file: /brrd/chunks/brrd_t11_final_provisions.md path: "Title XI > Article 131" applies_to_entities: [] topics: - recovery_resolution - banking - final_provisions keywords: [] contains: obligations: true prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: true internal_references: - target: Article 124 external_references: [] recitals: [] - article_number: 132 article_title: Addressees chunk_file: /brrd/chunks/brrd_t11_final_provisions.md path: "Title XI > Article 132" applies_to_entities: - member_states topics: - recovery_resolution - banking - final_provisions keywords: [] contains: obligations: false prohibitions: false permissions: false definitions: false penalties: false delegated_powers: false implementing_powers: false rts_mandate: false its_mandate: false transitional: false internal_references: [] external_references: [] recitals: []