# Instrument Metadata
# Output tuned for LLM consumption -- deterministic parse of the
# EUR-Lex source, no LLM involved in generation.

instrument_id: aifmd-amendment
celex: "32013L0014"
eli: "http://data.europa.eu/eli/dir/2013/14/oj"
full_title: Directive 2013/14/EU (Over-Reliance on Credit Ratings)
short_title: AIFMD Amendment
instrument_type: directive
document_type: directive
normative_weight: binding
jurisdiction: EU
effective_period:
  from: "2013-06-20"
  to: null
dates:
  adopted: "2013-05-21"
  entered_into_force: "2013-06-20"
status: in_force
legal_status: in_force
structure_levels:
  - title
  - chapter
  - article
total_articles: 6
total_recitals: 7
total_annexes: 0
definitions_article: null
chunk_strategy: by_chapter
chunks:
  - /aifmd-amendment/chunks/recitals.md
  - /aifmd-amendment/chunks/aifmd-amendment_t01.md
key_dates:
  - date: "2009-09-16"
    type: citation
    article: "1"
    context: "…of Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (*1), in…"
  - date: "2009-09-16"
    type: citation
    article: "2"
    context: "…of Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (*2), for…"
  - date: "2009-09-16"
    type: citation
    article: "3"
    context: "…of Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (*3), for…"
  - date: "2013-05-21"
    type: lifecycle
    context: "Adopted"
  - date: "2013-06-20"
    type: lifecycle
    context: "Entered into force"
  - date: "2014-12-21"
    type: deadline
    article: "4"
    context: "…regulations and administrative provisions necessary to comply with this Directive by 21 December 2014. They shall immediately inform the…"

generated_at: "2026-09-08T12:36:52.005Z"

articles:
  - article_number: 1
    article_title: Amendment to Directive 2003/41/EC
    chunk_file: /aifmd-amendment/chunks/aifmd-amendment_t01.md
    path: "Title 1 > Article 1"
    applies_to_entities:
      - member_states
      - competent_authorities
    topics:
      - investment_funds
    keywords:
      - SCA
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references:
      - instrument_type: regulation
        reference: "1060/2009"
      - instrument_type: regulation
        reference: "1060/2009"
    recitals: []

  - article_number: 2
    article_title: Amendments to Directive 2009/65/EC
    chunk_file: /aifmd-amendment/chunks/aifmd-amendment_t01.md
    path: "Title 1 > Article 2"
    applies_to_entities:
      - competent_authorities
    topics:
      - investment_funds
      - competent_authorities
    keywords:
      - SCA
      - POS
      - ITS
    contains:
      obligations: true
      prohibitions: true
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references:
      - instrument_type: directive
        reference: "2009/65/EC"
      - instrument_type: directive
        reference: "2009/65/EC"
      - instrument_type: regulation
        reference: "1060/2009"
      - instrument_type: regulation
        reference: "1060/2009"
      - instrument_type: directive
        reference: "2009/65/EC"
    recitals: []

  - article_number: 3
    article_title: Amendments to Directive 2011/61/EU
    chunk_file: /aifmd-amendment/chunks/aifmd-amendment_t01.md
    path: "Title 1 > Article 3"
    applies_to_entities:
      - competent_authorities
    topics:
      - investment_funds
      - competent_authorities
    keywords:
      - SCA
      - POS
      - system
    contains:
      obligations: true
      prohibitions: true
      permissions: true
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references:
      - instrument_type: directive
        reference: "2011/61/EU"
      - instrument_type: regulation
        reference: "1060/2009"
      - instrument_type: regulation
        reference: "1060/2009"
      - instrument_type: directive
        reference: "2011/61/EU"
    recitals: []

  - article_number: 4
    article_title: Transposition
    chunk_file: /aifmd-amendment/chunks/aifmd-amendment_t01.md
    path: "Title 1 > Article 4"
    applies_to_entities:
      - member_states
      - european_commission
    topics:
      - investment_funds
    keywords:
      - POS
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references: []
    recitals: []

  - article_number: 5
    article_title: Entry into force
    chunk_file: /aifmd-amendment/chunks/aifmd-amendment_t01.md
    path: "Title 1 > Article 5"
    applies_to_entities: []
    topics:
      - investment_funds
    keywords:
      - ITS
    contains:
      obligations: true
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: true
    internal_references: []
    external_references: []
    recitals:
      - 5

  - article_number: 6
    article_title: Addressees
    chunk_file: /aifmd-amendment/chunks/aifmd-amendment_t01.md
    path: "Title 1 > Article 6"
    applies_to_entities:
      - member_states
    topics:
      - investment_funds
    keywords: []
    contains:
      obligations: false
      prohibitions: false
      permissions: false
      definitions: false
      penalties: false
      delegated_powers: false
      implementing_powers: false
      rts_mandate: false
      its_mandate: false
      transitional: false
    internal_references: []
    external_references: []
    recitals: []